ComplianceCrossing Jobs

Senior AML Compliance Analyst - USA-NY-New York City

Sun, 28 Feb 2021 00:00:00 CST

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and...

Senior AML Compliance Analyst - USA-CT-Greenwich

Sun, 28 Feb 2021 00:00:00 CST

Trade Surveillance Senior Analyst - USA-NY-New York City

Sat, 13 Mar 2021 00:00:00 CST

Quality Assurance Compliance Analyst (Trade Surveillance) - USA-CT-Greenwich

Thu, 08 Apr 2021 00:00:00 CDT

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is...

Quality Assurance Compliance Analyst (Trade Surveillance) - USA-NY-New York City

Thu, 08 Apr 2021 00:00:00 CDT

Analyst Financial Advisor Compliance - USA-CT-Greenwich

Sat, 22 May 2021 00:00:00 CDT

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional per...

Compliance Officer-Regulatory Reporting - USA-CT-Greenwich

Thu, 20 May 2021 00:00:00 CDT

Job Description The Deputy of Compliance Technology position requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers and futures commission merchants. This pe...

Compliance Analyst - Public Communications - USA-CT-Greenwich

Sat, 17 Jul 2021 00:00:00 CDT

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Re...

Customs Compliance Specialist - PVH Corp. - USA-NY-New York City

Fri, 03 Sep 2021 00:00:00 CDT

POSITION SUMMARY:

This position is responsible for specific customs compliance programs including cross functional work with merchandising/operations teams, corporate finance, U...

Compliance Officer Advisor Regulation - USA-CT-Greenwich

Fri, 03 Sep 2021 00:00:00 CDT

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, ...

Compliance Officer Special Products and Back Office - USA-CT-Greenwich

Sat, 04 Sep 2021 00:00:00 CDT

Compliance Analyst - USA-CT-Greenwich

Tue, 07 Dec 2021 00:00:00 CST

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: ...

Compliance Analyst Special Products and Back Office - USA-CT-Greenwich

Sat, 22 Jan 2022 00:00:00 CST

Job Description Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a reg...

Import Compliance Specialist - USA-NY-White Plains

Fri, 25 Feb 2022 00:00:00 CST

5759 Company Profile: As an Executive Recruiter, I specialize in trade compliance placements. ******* is an Executive Search firm dedicated to the Global Trade community specializing in all levels...

Compliance Analyst - Financial Advisor - USA-CT-Greenwich

Fri, 15 Apr 2022 00:00:00 CDT

Compliance Associate CAIS - USA-CT-Greenwich

Sat, 30 Apr 2022 00:00:00 CDT

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This posit...

Compliance Associate CAT Transaction Reporting - USA-CT-Greenwich

Sat, 30 Apr 2022 00:00:00 CDT

Senior Compliance Analyst Core Compliance - USA-CT-Greenwich

Fri, 06 May 2022 00:00:00 CDT

Job Description Interactive Brokers is looking for a motivated and talented compliance analyst who is familiar with U.S. securities and/or commodities regulations and has appropriate experience at a r...

Compliance Officer Electronic Trading - USA-CT-Greenwich

Wed, 01 Mar 2023 00:00:00 CST

Interactive Brokers LLC, a subsidiary of ******* (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and in...

Director - Compliance, TD Securities - Military Veterans - USA-NY-New York City

Sun, 28 May 2023 00:00:00 CDT

\u003cb\u003eTD Description\u003c/b\u003e\u003cbr\u003e\u003cbr\u003e TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who...