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Compliance Manager Jobs
The compliance manager is responsible to continually identify and diagnose where compliance activity is required across the company. The other responsibility of the compliance manager is to continually identify where compliance activity occurs. He develops and coordinates the delivery of plans sort out compliance activities where it is otherwise absent or unsatisfactory. The compliance manager identifies and highlights critical high risk areas within the company which require immediate action to resolve. The compliance manager is expected to develop, coach and mentor, the compliance community of the company, ensuring their efficiency and productivity in work. The compliance manager has to work with executive directors and senior management to improve their understanding of strategic and operational compliance.
Familiarity with the company field's laws, standards, and regulations is essential. The compliance manager job candidate should at least be a post graduate in business management. Experience of more than 10 years is preferred.
Tax Manager-Customer Compliance
.... electronic trade execution and clearing broker for active traders, institutional investors, financial advisors and introducing brokers. The firm employs fully automated real-time risk management sys....
Mar 12, 10
USA-TN-Nashville
Compliance Manager, CPE Sponsor Services
.... s
taff management to assure coverage in all areas of licensee services and assure all team initiatives are accomplished in a timely manner.
RESPONSIBILITIES AND DUTIES
Play substantive/lead role in a....
Mar 12, 10
USA-GA-Atlanta
COMPLIANCE MANAGER
.... Compliance
Location
ATLANTA, GA
Industries
Banking
Job Type
Full Time
Employee
Years of Experience
7 to 10 Years
Education Level
Bachelor's Degree
Career Level
Experienced (Non-Manager)
Job Referenc....
Mar 12, 10
USA-AL-Birmingham
COMPLIANCE MANAGER
.... Compliance
Location
BIRMINGHAM, AL
Industries
Banking
Job Type
Full Time
Employee
Years of Experience
7 to 10 Years
Education Level
Bachelor's Degree
Career Level
Experienced (Non-Manager)
Job Refer....
Mar 12, 10
USA-NJ
Assistant Tax Manager  Compliance and Reporting
.... ID #:4378 Location:Cherry Hill, NJ
Functional Category:Finance Business Unit Description:CORP-Income Tax
Employment Type:Full Time - Regular Education Required:Bachelors Degree
Experience Required:Mo....
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645 days ago
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645 days ago
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Securities Compliance Examiner United States-NY-New York City
Do you want to perform challenging work in a collegial environment, while enjoying quality of life and a competitive compensation package? Invest i...
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