Compliance Operations Jobs

The compliance operations professional identifies functions and business practices requiring compliance activities. The compliance operations professional designs, develops, implements, and evaluates the compliance program and monitors its operational implementation. The compliance operations professional also revises the compliance program in response to the changing operational needs of the organization. He plans, develops, implements, and evaluates the compliance plan and promotes training activities to train the company staff about the corporate compliance rules, standards, and obligations. The compliance operations professional may have to coordinate with other organizational functions such as human resources, legal affairs, and others, educational and training programs focusing on the elements of the compliance program to ensure that the whole staff is knowledgeable of and comply with applicable federal, state, and industry standards.
The compliance operations professional should be well trained in compliance procedures, policies, standards, and obligations. He should at least be a graduate with ample experience of about 3-4 years in holding the post efficiently.
The compliance operations professional identifies functions and business practices requiring compliance activities. The compliance operations professional designs, develops, implements, and evaluates the compliance program and monitors its operational implementation. The compliance operations professional also revises the compliance program in response to the changing operational needs of the organization. He plans, develops, implements, and evaluates the compliance plan and promotes training activities to train the company staff about the corporate compliance rules, standards, and obligations. The compliance operations professional may have to coordinate with other organizational functions such as human resources, legal affairs, and others, educational and training programs focusing on the elements of the compliance program to ensure that the whole staff is knowledgeable of and comply with applicable federal, state, and industry standards.
The compliance operations professional should be well trained in compliance procedures, policies, standards, and obligations. He should at least be a graduate with ample experience of about 3-4 years in holding the post efficiently.
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96 matches
| date | location | job title |
| May 20, 12 | USA-MO-Springfield |
Operations & Compliance Analyst - Store Operations Department
.... Operations Department Job Description O’Reilly Auto Parts (Symbol: ORLY, NASDAQ Stock Market) is a nationally recognized fortune 500 company, with 55 straight years of continuous growth and over 49,.... |
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| May 18, 12 | USA-TX-Dallas |
MHA-Hamp Loan Mod Operations Project Manager (AUDIT)
.... Operations Project Manager (AUDIT) Location: US-TX-Dallas Other Locations: US-FL-Jacksonville, US-AZ-Phoenix, US-CA-Simi Valley, US-TX-Plano, US-CA-Los Angeles Manages medium-large projects for an op.... |
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| May 11, 12 | USA-TX-Dallas |
MHA-Hamp Loan Mod Operations Project Manager
.... segment, product line or function. Manages the research of existing operations, procedures, workflow, product and service requirements. Directs the analysis of assembled data to define problems assoc.... |
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| May 15, 12 | USA-CA-Walnut Creek |
Gas Operations Compliance Analyst, Data Response Unit (DRU)
.... Compliance Analyst, Data Response Unit (DRU) Location: USA-CA-Walnut Creek Other Locations: Company Overview Pacific Gas and Electric Company is one of the largest combination natural gas and electri.... |
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| May 11, 12 | USA-NY-Melville |
Compliance Manager, Deposits and Operations Job
.... Manager, Deposits and Operations-716823 Description Compliance Manager, Deposits and Operations Capital One is hiring for a Compliance Manager/Advisor. This important role is part of the Corporate .... |
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