Compliance Vice President Jobs
The compliance vice president exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The compliance vice president acts as an interface with firm's audit department to perform periodic compliance audits. The compliance vice president provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The compliance vice president monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.
The job requirements for the post of the compliance vice president are:
- Post graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
The compliance vice president exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The compliance vice president acts as an interface with firm's audit department to perform periodic compliance audits. The compliance vice president provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The compliance vice president monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.
The job requirements for the post of the compliance vice president are:
- Post graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
search related to: Compliance Vice President Jobs
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67 matches
| date | location | job title |
| May 15, 12 | |
USA-FL | |
ASSISTANT VICE PRESIDENT & DIRECTOR OF RESEARCH COMPLIANCE
.... Director of Research Compliance (AVP/DRC) is to support and promote ethical research practices at the University of Florida that fully comply with all federal, state, and local laws. The AVP/DRC will.... |
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| Apr 23, 12 | |
USA-FL-Tampa | |
Vice President, Corporate Compliance Investigations
.... WellCare: WellCare Health Plans, Inc. provides managed care services targeted to government-sponsored health care programs, focusing on Medicaid and Medicare. Headquartered in Tampa, Florida, WellCar.... |
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| May 14, 12 | |
USA-NY-New York City | |
Compliance Testing Vice President
.... Title: Compliance Testing Vice President Job Level: Vice President Location: USA - NY - New York Education Required: Bachelors Degree Position Description: Global investment management firm seeks Com.... |
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| May 05, 12 | |
USA-NY-New York City | |
Compliance Vice President
.... Compliance is responsible for managing regulatory risk. This position will primarily provide support and expertise for the review of marketing material for our alternative investment management prod.... |
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| May 18, 12 | |
USA-NY-New York City | |
Vice President, Network Contracting - New York City - UnitedHealth Group, New York, NY
.... Service Executive Government Healthcare UnitedHealth Group Saved! Save Ad Email Friend print Job Details Job Details UnitedHealth Group is an innovative leader in the health and well-being industry, .... |
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Compliance Manager
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