Compliance Vice President Jobs
The compliance vice president exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The compliance vice president acts as an interface with firm's audit department to perform periodic compliance audits. The compliance vice president provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The compliance vice president monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.
The job requirements for the post of the compliance vice president are:
- Post graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
The compliance vice president exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The compliance vice president acts as an interface with firm's audit department to perform periodic compliance audits. The compliance vice president provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The compliance vice president monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.
The job requirements for the post of the compliance vice president are:
- Post graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
search related to: Compliance Vice President Jobs
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47 matches
| date | location | job title |
| Feb 02, 12 | |
USA-CT-Stamford | |
Compliance Vice President
.... ID: 9516919 Position Title: Compliance Vice President Company Name: CRT Capital Group LLC Industry: Banking / Accounting / Financial Location(s): Stamford, Connecticut, 06902, United States | Manhatt.... |
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| Feb 04, 12 | |
USA-TX-Spring | |
Vice President, Corporate Compliance Officer
.... Reverse Mortgage Solutions, Inc., (RMS) is a HUD, Ginnie Mae and Fannie Mae approved seller servicer rated “Strong by Standard & Poors. Our goal is to be the premier provider of reverse mortgage loan.... |
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| Feb 04, 12 | |
USA-GA-Hiram | |
Vice President, Corporate Compliance Officer
.... Reverse Mortgage Solutions, Inc., (RMS) is a HUD, Ginnie Mae and Fannie Mae approved seller servicer rated “Strong by Standard & Poors. Our goal is to be the premier provider of reverse mortgage loan.... |
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| Feb 01, 12 | |
USA-NY-Manhattan | |
Compliance Vice President
.... is a Stamford, CT-based broker-dealer that provides security brokerage and research services to over 900 institutional accounts with established counterparty relationships around the world. The Firm .... |
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| Feb 01, 12 | |
USA-NY-New York City | |
Compliance Vice President
.... is a Stamford, CT-based broker-dealer that provides security brokerage and research services to over 900 institutional accounts with established counterparty relationships around the world. The Firm .... |
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