Securities Compliance Jobs
The securities compliance officer’s role is to ensure the secure operation of the in-house computer systems, servers, and network connections in accordance with our internal processes, procedures, and compliance requirements. The securities compliance officer’s tasks also includes conducting regularly scheduled audits on internal systems and hosting third-party audits as required in order to maintain certifications and compliance certificates. The other responsibility of the securities compliance officer deploys, manages, and maintains security audit systems and their corresponding or associated software. The securities compliance officer develops implements, maintains, and oversees enforcement of internal security policies and procedures. He also plans and implements system security administration and user system access based on industry-standard best practices and compliance requirements.
The job candidate should at least be a hardware engineering graduate, specializing in network security. He should have profound experience in the field.
The securities compliance officer’s role is to ensure the secure operation of the in-house computer systems, servers, and network connections in accordance with our internal processes, procedures, and compliance requirements. The securities compliance officer’s tasks also includes conducting regularly scheduled audits on internal systems and hosting third-party audits as required in order to maintain certifications and compliance certificates. The other responsibility of the securities compliance officer deploys, manages, and maintains security audit systems and their corresponding or associated software. The securities compliance officer develops implements, maintains, and oversees enforcement of internal security policies and procedures. He also plans and implements system security administration and user system access based on industry-standard best practices and compliance requirements.
The job candidate should at least be a hardware engineering graduate, specializing in network security. He should have profound experience in the field.
search related to: Securities Compliance Jobs
related jobs
19 matches
| date | location | job title |
| Jan 11, 12 | |
USA-NY-New York City | |
VP, Municipal Securities Compliance Officer
.... looking to add a Municipal Securities Compliance Officer to their team in New York to provide advisory support to the Municipal Securities Division. The Municipal Securities Compliance Officer will b.... |
|
||||
| Feb 01, 12 | |
USA-NY-New York City | |
Municipal Securities Compliance
.... compliance support for the Municipal Securities Division. Candidate will be expected to advise on MSRB, FINRA, and SEC rules, regulations and interpretive guidance, as well as applicable internal pol.... |
|
||||
| Feb 04, 12 | |
USA-NE-Omaha | |
Compliance Consultant - Securities Supervision (MOIS)
.... of Omaha has been known nationally as a reliable, trustworthy, knowledgeable and caring company with a solid reputation built on our commitment to excellent customer service to our policyholders. Mu.... |
|
||||
| Feb 01, 12 | |
USA-IL-Chicago | |
Compliance Officer (Securities)
.... focusing on Listed Options. Coordinate and respond to regulatory options exams and reviews. Assist with the creation, enhancement and review of options related surveillances. Conduct options related .... |
|
||||
| Jan 21, 12 | |
USA-NY-New York City | |
Compliance Officer (Securities)
.... and exchange requests focusing on Listed Options. Coordinate and respond to regulatory options related exams and reviews. Assist with the creation, enhancement and review of options related surveilla.... |
|
||||
| Bring Order and Structure to Your Compliance Job Search |
|
In an orderly and structured fashion, we consolidate all of the compliance jobs from every professional firm career page, company and organization career page (and every other job site we can find) so you know about all the compliance jobs and can make your important personal career decisions in an objective and rational way. We are a "good citizen" in the compliance community and have high research standards and know you too have high standards for your career. As an unbiased research company with a profound respect for concrete facts and information about job openings, we are loyal to our members and do not accept any money from advertisers for job postings. We give you the tools to follow through and pursue your career options in a stable, practical and down-to-earth manner. |
|
Tell us where to send your access instructions:
|
|
total jobs on EmploymentCrossing |
| 3,498,334 |
|
|
new jobs this week on EmploymentCrossing |
| 627,000 |
| Get your risk FREE trial |
 |
| jobs near you | |
|
International jobs Work at home jobs |
UK jobs Canada jobs |
|
New search feature using US map. click here
Looking for a new compliance job in your city? click here |
|
| most recent articles |
| Why You Should Never Miss a Company Holiday Party or Invitation to Your Boss’s Home |
|
A few years ago, I spoke with a man (now retired) who had worked in a large corporation for forty years and in his last twenty years, he basically did nothing. He was paid very well and was more or less forgotten—doing very little of anything. He would show up at the office at 9:00 a.m. each day, try to look busy—do a task now and then—and then get in his car at 5:30 p.m. each evening and dr... |
|
compliance industry news:
|
|
recent articles:
|
|
|
| top 5 job searches |
|
| today's featured job |
|
Manager, TAS Compliance
United States-MA-Watertown Bright Horizons is growing! If you are enthusiastic, flexible, innovative, fun, and dedicated to an “out-of-this-world” customer experience, we... 
|
|
|
|
|||||||||
|
||||
|
Free Report
The Five "Big Dirty Secrets" of Job Sites Just enter your email to get the Report |
|
 |
|
|
||||
 |
