Securities Compliance Jobs
The securities compliance officer’s role is to ensure the secure operation of the in-house computer systems, servers, and network connections in accordance with our internal processes, procedures, and compliance requirements. The securities compliance officer’s tasks also includes conducting regularly scheduled audits on internal systems and hosting third-party audits as required in order to maintain certifications and compliance certificates. The other responsibility of the securities compliance officer deploys, manages, and maintains security audit systems and their corresponding or associated software. The securities compliance officer develops implements, maintains, and oversees enforcement of internal security policies and procedures. He also plans and implements system security administration and user system access based on industry-standard best practices and compliance requirements.
The job candidate should at least be a hardware engineering graduate, specializing in network security. He should have profound experience in the field.
The securities compliance officer’s role is to ensure the secure operation of the in-house computer systems, servers, and network connections in accordance with our internal processes, procedures, and compliance requirements. The securities compliance officer’s tasks also includes conducting regularly scheduled audits on internal systems and hosting third-party audits as required in order to maintain certifications and compliance certificates. The other responsibility of the securities compliance officer deploys, manages, and maintains security audit systems and their corresponding or associated software. The securities compliance officer develops implements, maintains, and oversees enforcement of internal security policies and procedures. He also plans and implements system security administration and user system access based on industry-standard best practices and compliance requirements.
The job candidate should at least be a hardware engineering graduate, specializing in network security. He should have profound experience in the field.
search related to: Securities Compliance Jobs
related jobs
17 matches
| date | location | job title |
| May 10, 12 | |
USA-NJ-Jersey City | |
Technology: Compliance Tech: FICC Futures Securities Compliance Senior Analyst Developer
.... of SQL, in either Sybase IQ or UDB preferred Ideal candidate would have working knowledge of Unix scripting languages such as Python, Perl or shell. Ideal candidate would generally have 3.5 to 7 yea.... |
|
||||
| Apr 28, 12 | |
USA-NJ-Jersey City | |
Technology: Compliance Technology: Equities Securities Compliance - Analyst Developer
.... knowledge of Java. High degree of competency in Object oriented design and analysis Demonstrated history of technical projects having been successfully deployed to production. Familiarity with test.... |
|
||||
| May 02, 12 | |
USA-ME-Westbrook | |
Securities And Corporate Compliance Specialist
4 yrs required .... candidate will initiate, draft and file forms with the SEC and NASDAQ and with state and foreign corporate registries. Will monitor compliance with SEC and NASDAQ rules, and present and communicate n.... |
|
||||
| May 09, 12 | |
USA-NY-New York City | |
Compliance, Securities Division Compliance, Associate/ VP ? Prime Brokerage and Clearing Business
.... coverage for the firm’s Prime Brokerage and Clearing business. The firm’s Prime Brokerage and Clearing businesses provide custody, securities settlement, financing and other supporting activities to .... |
|
||||
| May 14, 12 | |
USA-NY-New York City | |
Compliance, Securities Division Compliance, Associate/ VP Prime Brokerage and Clearing Business
.... coverage for the firm’s Prime Brokerage and Clearing business. The firm’s Prime Brokerage and Clearing businesses provide custody, securities settlement, financing and other supporting activities to .... |
|
||||
| Bring Order and Structure to Your Compliance Job Search |
|
In an orderly and structured fashion, we consolidate all of the compliance jobs from every professional firm career page, company and organization career page (and every other job site we can find) so you know about all the compliance jobs and can make your important personal career decisions in an objective and rational way. We are a "good citizen" in the compliance community and have high research standards and know you too have high standards for your career. As an unbiased research company with a profound respect for concrete facts and information about job openings, we are loyal to our members and do not accept any money from advertisers for job postings. We give you the tools to follow through and pursue your career options in a stable, practical and down-to-earth manner. |
|
Tell us where to send your access instructions:
|
|
total jobs on EmploymentCrossing |
| 3,507,709 |
|
|
new jobs this week on EmploymentCrossing |
| 766,816 |
|
|
job type count on ComplianceCrossing |
|
Compliance Manager Jobs 1,716 Compliance Specialist Jobs 1,471 Senior-Level Compliance Jobs 1,041 Compliance Analyst Jobs 967 Compliance Officer Jobs 782 Regulatory Compliance Jobs 774 Compliance Consultant Jobs 568 |
| top 5 job searches |
|
| Get your risk FREE trial |
 |
| jobs near you | |
|
International jobs Work at home jobs |
UK jobs Canada jobs |
|
New search feature using US map. click here
Looking for a new compliance job in your city? click here |
|
| Sign Up now | ||||||||||||||||
|
||||||||||||||||
| today's featured job |
|
Compliance Manager
United States-NJ-Clifton EK Success Brands, a division of Wilton Brands Inc. a creative consumer products company has an immediate opportunity for a Compliance Manager. Th... 
|
|
|||||||||
