Senior-Level Compliance Jobs
The senior-level compliance professional exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The senior-level compliance professional acts as an interface with firm's audit department to perform periodic compliance audits. The senior-level compliance professional provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The senior-level compliance professional monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.
The job requirements for the post of the senior-level compliance professional are:
- Graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
The senior-level compliance professional exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The senior-level compliance professional acts as an interface with firm's audit department to perform periodic compliance audits. The senior-level compliance professional provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The senior-level compliance professional monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.
The job requirements for the post of the senior-level compliance professional are:
- Graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
search related to: Senior-Level Compliance Jobs
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1011 matches
| date | location | job title |
| May 17, 12 | |
USA-NH-Merrimack | |
Senior Compliance Advisor/Team Leader
.... within FMR Co. Investment & Adviser Compliance (IAC) acts as the key lead on strategic FMR and IAC business initiatives. These initiatives and projects are part of a program designed to improve the .... |
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| May 02, 12 | |
USA-MA-Waltham | |
Senior Compliance Consultant
.... Number: 12-7909 State: Massachusetts City: Waltham Shift: Not Applicable Job Description: Senior Regulatory Consultant- Wolters Kluwer Financial Services, a Wolters Kluwer business Wolters Kluwer Fin.... |
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| May 21, 12 | |
USA-NY-New York City | |
Compliance - Senior Control Officer Branch Examinations
.... Title: Compliance - Senior Control Officer Branch Examinations Earnings Range / Type: Depends upon Experience Job Description Reference Code: 12018841 Location: Long Island City, NY, US Education Lev.... |
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| May 15, 12 | |
USA-NH-Merrimack | |
Senior Compliance Advisor/Team Leader Job
.... Adviser Program Management (APM) team within FMR Co.nInvestment & Adviser Compliance (IAC) acts as the key lead onnstrategic FMR and IAC business initiatives. These initiatives andnprojects are p.... |
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| May 05, 12 | |
USA-TX-Houston | |
FA&RS Senior Consultant - Financial Accounting & Reporting Services - Energy & Resources
.... services organizations in the United States specializing in audit, tax, consulting and financial advisory services with clients in more than 20 industries. We provide powerful business solutions to s.... |
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Compliance Manager
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