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Senior-Level Compliance Jobs
The senior-level compliance professional exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The senior-level compliance professional acts as an interface with firm's audit department to perform periodic compliance audits. The senior-level compliance professional provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The senior-level compliance professional monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.
The job requirements for the post of the senior-level compliance professional are:
- Graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
Senior Compliance Analyst- Fixed Income
.... Analyst – Fixed Income position is to monitor trading on the New York fixed income trading desk.
This monitoring and oversight position includes reviewing all pre-trade investment activity including ....
Sep 02, 10
USA-CT-East Hartford
Senior Export Licensing Specialist
.... world's most powerful jet engines, is looking for dedicated individuals to support our organization. If you would like to work in a dynamic environment and possess the motivation to incorporate new i....
Sep 02, 10
USA-HI-Honolulu
Senior Compliance Coordinator
.... will document, process and resolve member Appeals & Grievances, physician and provider disputes. This individual will serve as a primary resource to senior management, plan sponsors, enrollees, and r....
Sep 02, 10
USA-GA-Atlanta
Senior Tech Project Mgmt
.... recognized by Fortune magazine as theWorld's Most Admired Telecommunications Company and ranked #2 on DiversityInc's list of 2009 Top 50 Companies for Diversity.
As the largest communications com....
Sep 02, 10
USA-VA-Glen Allen
Senior-Tech Project Mgmt - GLEN ALLEN
.... miss this opportunity to join the company recognized by Fortune
magazine as the World's Most Admired Telecommunications Company
and ranked #2 on DiversityInc's
list of 2009 Top
50 Companies for....
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823 days ago
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823 days ago
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Regulatory Specialist United States-AZ-Tempe
Under minimal supervision, this position ensures compliance with governmental laws and regulations. Implement compliance regulations into business ...
Developed in part by the government, jobs in regulatory affairs have been created as a way to help monitor public health by using a form of quality checking on different areas of medicine. Some of those include pharmaceuticals, medical devices, and agrochemicals, veterinary services, along with complementary and cosmetic practices. Of course there ...
The best thing about EmploymentCrossing is that some of its job listings just cannot be found on any other job site. Incredible performance!
Linda , Brownsvelle, TX
On ComplianceCrossing it's easy to access the vast variety of jobs on offer. The search engines are superb!
Bobby , Los Angeles, CA
The jobs on Employmentcrossing are always current. I was excited and pleased with the constant newsletters and market updates. This site is the best online job board.
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