Compliance Attorney Jobs
A compliance attorney serves as the primary point person for a company’s ethics and compliance program, ensuring that the company exercises due diligence and sound internal controls to operate with integrity and protect against legal risk. A compliance attorney will develop and document ethics and compliance policies and procedures that meet OIG and SOX requirements, the federal sentencing guidelines and OCEG framework; will maintain, implement, and manage all training on compliance-related subjects and hot-line processes. A compliance attorney will be responsible for providing legal support to any compliance investigations and audits. A compliance attorney will work closely with the senior management and human resources to evaluate and respond to suspected compliance violation, and for consistent enforcement, disclosure, and remedial action protocols. A compliance attorney will also review and draft legal documents and advice employees on legal and regulatory issues related to vendors, projects, and sales and marketing.
A compliance attorney job requires a degree in law. Experience of 5+ years is mostly required. A compliance attorney requires exceptional organizational, analytical, and interpersonal skills.
A compliance attorney serves as the primary point person for a company’s ethics and compliance program, ensuring that the company exercises due diligence and sound internal controls to operate with integrity and protect against legal risk. A compliance attorney will develop and document ethics and compliance policies and procedures that meet OIG and SOX requirements, the federal sentencing guidelines and OCEG framework; will maintain, implement, and manage all training on compliance-related subjects and hot-line processes. A compliance attorney will be responsible for providing legal support to any compliance investigations and audits. A compliance attorney will work closely with the senior management and human resources to evaluate and respond to suspected compliance violation, and for consistent enforcement, disclosure, and remedial action protocols. A compliance attorney will also review and draft legal documents and advice employees on legal and regulatory issues related to vendors, projects, and sales and marketing.
A compliance attorney job requires a degree in law. Experience of 5+ years is mostly required. A compliance attorney requires exceptional organizational, analytical, and interpersonal skills.
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119 matches
| date | location | job title |
| Jan 21, 12 | |
USA-WI-Milwaukee | |
Mutual Funds Compliance Supv 2 - 1940 Act Attorney (Attorney 2)
.... (Attorney 2)','110008340','U.S. Bank','!*! U.S. Bancorp Fund Services, LLC is seeking an experienced attorney to join the legal group of a growing exchange-traded fund and mutual fund services busine.... |
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| Jan 11, 12 | |
USA-NY-New York City | |
Attorney / Compliance Manager - Private Equity
.... / Compliance Manager - Private Equity Location: New York New York 10001 Job Category: Financial Date Posted: 01-09-2012 SEND TO FRIEND Job Description: The Legal and Compliance Department of JPMorgan.... |
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| Jan 21, 12 | |
USA-IN-Carmel | |
COMPLIANCE ATTORNEY I/COMPLIANCE ATTORNEY II - IN (Carmel)....
.... 01/19/12 Closes: Posting date 90 Days Salary: Competitive MISO is an essential link in the safe, cost-effective delivery of electric power across much of North America. MISO is committed to r.... |
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| Jan 18, 12 | |
USA-IN-Carmel | |
Compliance Attorney I/Compliance Attorney II
2 yrs required .... candidate will perform legal analysis and provide advice regarding regulatory, NERC and FERC matters, and compliance-related best practices, policies and procedures. Will respond accordingly to FERC .... |
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| Dec 23, 11 | |
USA-CA-Los Angeles | |
Public Law Attorney
1-3 yrs required .... of public law experience. Experience in advising City Councils, Planning Commissions, Joint Powers Authorities or other governing bodies at public meetings is preferred. Must have excellent academic .... |
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