Compliance Auditor Jobs

A compliance auditor will be responsible for all legal aspects of regulatory compliance. This would include examination of transaction related activities like term sheet finalization, overseeing the legal & financial due diligence process, finalizing share purchase agreement and compliance related activities like SEBI/ RBI reporting, interacting with the trustee company, etc. A compliance auditor position will be responsible for all legal and compliance initiatives, polices and processes within the company. A compliance auditor will co-ordinate and negotiate company’s external legal and compliance needs, fund prospectus and investment related documentation with external counsels and advisors.
A compliance auditor generally is a qualified lawyer with 3+ years of relevant experience. Strong understanding of regulatory environment and legal framework is essential. A compliance auditor should have experience in drafting, negotiating, reviewing, structuring contracts, agreements, searching, and drafting legal briefs.
A compliance auditor will be responsible for all legal aspects of regulatory compliance. This would include examination of transaction related activities like term sheet finalization, overseeing the legal & financial due diligence process, finalizing share purchase agreement and compliance related activities like SEBI/ RBI reporting, interacting with the trustee company, etc. A compliance auditor position will be responsible for all legal and compliance initiatives, polices and processes within the company. A compliance auditor will co-ordinate and negotiate company’s external legal and compliance needs, fund prospectus and investment related documentation with external counsels and advisors.
A compliance auditor generally is a qualified lawyer with 3+ years of relevant experience. Strong understanding of regulatory environment and legal framework is essential. A compliance auditor should have experience in drafting, negotiating, reviewing, structuring contracts, agreements, searching, and drafting legal briefs.
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214 matches
| date | location | job title |
| May 14, 12 | USA-GA-Atlanta |
Information Technology (IT) and Compliance Auditor
.... IT and Compliance Auditor is primarily responsible for performing audits of the Company's privacy program, controls, and related regulatory compliance activities. This includes completing thorough pr.... |
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| May 21, 12 | USA-FL |
Compliance Officer / Internal Auditor
.... JOB CODE: 100017 BETHESDA HEALTHCARE SYSTEM UPC CATEGORY: III COST CENTER NAME: Executive Offices STATUS: Exempt COST CENTER NUMBER: 8300 DATE: August 2009 REPOR.... |
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| May 19, 12 | USA-NJ-Parsippany |
Sr. Auditor (IT, SOX, etc)
.... Auditor Location: Northern NJ Job Type: Right to Hire Duration: 3 Months - Fulltime Contact Info: Mike Potenza - 201-786-2413 - mpotenza@techlink.com Position Brief: The Senior Auditor’s job respo.... |
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| May 09, 12 | USA-PA-Lititz |
Internal Compliance Auditor
.... & Johnson has a family of companies consisting of more than 250 operating companies in 57 countries. Johnson & Johnson Healthcare is the largest over-the-counter pharmaceutical company in the United .... |
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| May 03, 12 | USA-CA-Santa Clara |
Regulatory Compliance Senior Auditor
.... Family Quality Assurance Job Category Full-Time Job Classification Experienced/Established Division Abbott Vascular Shift First Relocation Assistance None Overview Abbott is a global, broad-based hea.... |
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