Compliance Examiner Jobs
A compliance examiner job involves conducting announced and unannounced branch inspections of offices and branch offices to determine compliance with securities regulations and the applicable firm policies and procedures on periodical basis. A compliance examiner will be responsible for developing and maintaining the branch audit schedule. A compliance examiner will educate and train the field force as well as the home office staff on compliance and audit related issues; and will also develop and continuously improve the audit documents and procedures.
A compliance examiner job requires a bachelor's degree in business related field or equivalent experience. Experience of 3+ years in similar industry is usually desired. A compliance examiner should possess excellent oral and written communication skills, strong analytical skills, and ability to meet deadlines in a fast paced environment.
A compliance examiner job involves conducting announced and unannounced branch inspections of offices and branch offices to determine compliance with securities regulations and the applicable firm policies and procedures on periodical basis. A compliance examiner will be responsible for developing and maintaining the branch audit schedule. A compliance examiner will educate and train the field force as well as the home office staff on compliance and audit related issues; and will also develop and continuously improve the audit documents and procedures.
A compliance examiner job requires a bachelor's degree in business related field or equivalent experience. Experience of 3+ years in similar industry is usually desired. A compliance examiner should possess excellent oral and written communication skills, strong analytical skills, and ability to meet deadlines in a fast paced environment.
search related to: Compliance Examiner Jobs
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28 matches
| date | location | job title |
| Feb 03, 12 | |
USA-NM-Albuquerque | |
Senior Compliance Examiner Cg Fdic Permanent Status
.... Deposit Insurance Corporation Job Announcement Number:2012-DAL-B0089 SALARY RANGE: $82,152.00 to $135,924.00 / Per Year OPEN PERIOD: Wednesday, February 01, 2012 to Tuesday, February 14, 2012 SERIES .... |
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| Feb 03, 12 | |
USA-NM-Albuquerque | |
Senior Compliance Examiner Cg Fdic Applicants On Ots Exc Svc Schedule A Appointment
.... Deposit Insurance Corporation Job Announcement Number:2012-DAL-B0088 SALARY RANGE: $82,152.00 to $135,924.00 / Per Year OPEN PERIOD: Wednesday, February 01, 2012 to Tuesday, February 14, 2012 SERIES .... |
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| Jan 31, 12 | |
USA-TX-Houston | |
Senior Compliance Examiner Cg Open Only To Fdic Employees On Ots Exc Service Schedule A Appts
.... Deposit Insurance Corporation Job Announcement Number:2012-DAL-B0075 SALARY RANGE: $93,458.00 to $154,630.00 / Per Year OPEN PERIOD: Friday, January 27, 2012 to Thursday, February 09, 2012 SERIES & G.... |
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| Jan 31, 12 | |
USA-TX-Houston | |
Senior Compliance Examiner Cg
.... Deposit Insurance Corporation Job Announcement Number:2012-DAL-B0067 SALARY RANGE: $93,458.00 to $154,630.00 / Per Year OPEN PERIOD: Friday, January 27, 2012 to Thursday, February 09, 2012 SERIES & G.... |
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| Feb 02, 12 | |
USA-LA-Shreveport | |
Compliance Examiner 1
.... of Financial Institutions Opening Date: Mon. 01/30/12 Closing Date/Time: Mon. 02/06/12 11:59 PM Central Time State Salary Range: $17.55 - $29.96 hourly $1,403.85 - $2,396.77 biweekly $3,041.67 .... |
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