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Job Details

Risk Compliance Analyst

Company name
The Capital Group Companies

Los Angeles, CA

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Come grow with us At Capital Group, how we work is defined by shared values that include absolute integrity, respect and collaboration. But it\u2019s more than that. It\u2019s smart and highly driven people united in purpose to serve our investors and one another. Bring your energy and unique perspective to Capital and you\u2019ll have the opportunity to grow with us professionally, personally, and financially. You\u2019ll be part of a team that genuinely cares about helping you succeed. You\u2019ll work alongside talented colleagues, many of whom build long careers while progressing through multiple roles, establishing lifelong friendships and making a difference in our communities. In return for your contributions, you\u2019ll receive premier compensation and benefits, and a company-funded retirement plan that ranks among the most generous. Global Risk Management (GRM) is a critical function of the Capital Group (CG) which assists business areas in identifying and evaluating their key operational risks and controls and, where appropriate, recommending enhancements to their controls. As a Risk and Compliance Analyst on the Compliance and Operational Risk team based in our Los Angeles office, you will\u00a0provide\u00a0risk management expertise for internal controls related to CG\u2019s core operational business functions. The Risk and Compliance Analyst also assists CG business areas in identifying and evaluating key operational risks and controls through risk-based control assessments. This includes documenting and testing key controls, analyzing exceptions, and providing recommendations for proposed control enhancements. Key responsibilities: Perform risk assessments, related to both operational and compliance risk by Facilitating open\/direct discussions with business areas to identify key risks within the control environment Capture information from the business area in order to create documentation of the business area\u2019s key operational and\/or compliance processes, risks, and controls Evaluate the design and test the operating effectiveness of key controls identified and provide control enhancement recommendations as appropriate Prepare presentations for executive management, committees, and other stakeholders to discuss identified risks and opportunities for improvement to the control environment Contribute to other risk management activities, which may include exception monitoring and tracking, vendor viability assessments, and other special projects as needed 3-5 years' experience in internal audit or risk advisory and working knowledge of risk management and\/or internal control techniques and of an asset manager\u2019s core operational business functions Effective written and oral communication skills with a diverse group of associates and senior business leaders Ability to lead and manage projects across multiple teams or groups (strong planning, organization and project management skills) Intellectual curiosity and analytical skills in areas of high complexity; sound judgment in resolving matters of high complexity Ability to prioritize assigned work and complete activities in a timely manner Ability to work\u00a0independently and in a team environment Proficiency\u00a0with Word, Excel, PowerPoint, Visio and Outlook (training available) and data analytics experience Company Overview: We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS\/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.

Company info

The Capital Group Companies
Website :

Company Profile
Through the years, our organization has grown in both depth and breadth, with more than 7,500 associates worldwide now serving the investment needs of individuals and institutions. Here’s a brief look at our history and some of Capital Group’s pioneering endeavors.

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