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Job Details

IT Compliance Director

Company name
Farm Credit Bank of Texas

Location
Austin, TX

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IT Compliance Director

in

Austin

Texas

Description/Job Summary

If you re looking for a rewarding career with one of the nation s most respected financial institutions – Farm Credit Bank of Texas (FCBT) may be a great fit for you.

We re a $23.1 billion wholesale bank that s been financing agriculture and rural America for nearly 100 years. Headquartered in Austin, Texas, we provide funding and services to rural lending cooperatives in five states and we re active in the nation s capital markets.

Join the Farm Credit Bank of Texas team and help us grow to meet the ever-changing credit needs of food and fiber producers, the agribusiness sector, and rural Americans.

JOB PURPOSE AND SCOPE:

Responsible for working with Information Technology management to develop and maintain Information Technology General Computer (ITGC) controls, policies and procedures. This position will liaison with internal audit and the SOX Compliance department to coordinate compliance testing, remediation and monitoring.

ESSENTIAL FUNCTIONS:

Supervise IT Compliance Analysts.

Design assessment of relevant ITGCs – identify and define ITGCs for the in scope systems and applications that address the in scope objectives.

Maintain a listing of key ITGCs on behalf of IT.

Coordinate updates to IT process narratives for ITGCs as needed.

Assess that the ITGCs identified are designed to effectively address all in scope systems and application objectives.

Assist IT in addressing identified design gaps, including both short term mitigation and long term control enhancement.

Identify process improvement opportunities to improve the effectiveness of ITGCs. Assist with the implementation of the process improvements, and the related compliance impact.

Report

Assess operating effectiveness of relevant ITGCs – evaluate the consistent operation of ITGCs for purposes of remaining compliant with company policies and reducing exceptions to a low level.

Implement monitoring strategy to assess operating effectiveness of key ITGCs.

Identify and assess potential exceptions for impact on ICFR and SOC 2. Determine mitigation strategyto address risks where possible.

Evaluate root cause of potential exceptions for input to the process improvement.

Report to the controls committee on monitoring activities, potential exceptions, mitigation strategies and process improvements.

Maintain in scope systems listing, including identification of underlying infrastructure (servers, databases, key tools) that relate to an in scope application.

Lead IT in preparation for anticipated / long term changes to systems in scope by performing readiness assessments as appropriate.

Work with IT department in planning and executing risk assessment and controls evaluation for existing and new systems.

Maintain documentation on compliance risk assessments.

Capture the key processes from various IT functions and develop the IT control infrastructure in line with best practice.

Assist IT functional teams with the development, implementation, monitoring and reporting of control processes, documentation and compliance routines.

Monitor program compliance and create metrics to show management improvements gained and gaps to be addressed.

Interface with external vendors and consultants as required in the area of compliance.

EDUCATION AND EXPERIENCE REQUIREMENTS:

Bachelor s degree in information systems, information technology or other related technical field and seven (7) years experience in leading regulatory compliance programs including SOX-404,SAS70/SSAE16/SOC. Extensive experience in developing and documenting key processes and creating IT Controls based on common frameworks.. Certified Information Systems Auditor (CISA Certified Risk and Information Systems Control (CRISC) certification preferred. Experience managing a team of compliance analyst.

SKILL REQUIREMENTS:

Strong knowledge of Information Technology (IT) compliance methodology and common frameworks such as Control Objectives for Information and related Technology (COBIT) or the Committee of Sponsoring Organizations (COSO), as they relate the Financial Service Industry and other audit and compliance requirements. Demonstrated interpersonal relationship skills, excellent oral and written communications skills, analytical skills, problem solving and organizational skills are essential. Knowledge of and ability to interpret and communicate compliance laws, regulations and requirements. Must be able to supervise others and maintain a satisfactory working relationship with co-workers.

Responsibilities/Duties*

Perform the IT risk management process, including coordination of periodic risk assessments and risk mitigation activities.

Work with IT department in planning and executing risk assessment and controls evaluation for existing and new systems.

Capture the key processes from various IT functions and develop the IT control infrastructure in line with best practice.

Develop and maintain a Framework for Internal Controls designed to comply with the quarterly and annual requirements of sections 302 and 404 of The Sarbanes-Oxley Act (SOX).

Assist in monitoring and improving SOX compliant procedures to ensure compliance.

Create and maintain SOX documentation for General Computer Controls

Monitor program compliance and create metrics to show management improvements gained and gaps to be addressed.

Coordinate the IT component of both internal and external audits.

Provide oversight and support for the Business Continuity Plan.

Required Qualifications*

Bachelor s degree in information systems, information technology or other related technical field and a minimum of seven (7) years experience in leading regulatory compliance programs including SOX and SOC2. Extensive experience in developing and documenting key processes and creating IT Controls based on COBIT framework. Certified Information Systems Auditor (CISA), Certified Risk and Information Systems Control (CRISC) certifications preferred. Ability to manage a team of analysts.

Strong knowledge of the Sarbanes-Oxley Act (SOX) and Service Organization Controls type 2 (SOC2) relevant to security and availability trust principles. Demonstrated interpersonal relationship skills, excellent oral and written communications skills, analytical skills, problem solving, project management, and organizational skills are essential. Knowledge of and ability to interpret and communicate compliance laws, regulations and requirements.

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Company info

Farm Credit Bank of Texas
Website : http://www.farmcreditbank.com

Company Profile
Farm Credit Bank of Texas, headquartered in Austin, Texas, is a cooperatively owned wholesale bank with assets of $14.9 billion. We are part of the nationwide Farm Credit System, established by Congress in 1916. Together with our affiliated lending cooperatives, we comprise the $20.6 billion Texas Farm Credit District, the single largest rural lending network serving Alabama, Louisiana, Mississippi, New Mexico and Texas.

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