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Job Details

Sr. Regulatory Business Control Specialist

Company name
Bank of America Corporation

Plano, TX

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Job Description:

Position will be a member of the Regulatory Business Controls team supporting the Consumer Lending businesses, including First Mortgages, Home Equity, Custom Mortgage and Consumer Vehicle Lending

Position will be responsible for providing regulatory support in one or all of the following areas for their assigned State or Federal Regulation:

Provide Regulatory direction and SME support to Consumer Lending, including impact analysis and implementation of Enterprise Compliance policies and Assessments.

Interface with Compliance and Legal to provide the business point of view on regulatory topics.

Actively engage in process change initiatives to ensure solutions result in compliant outcomes with meaningful controls

Maintain action plans for new rules and standards in Enterprise database and initiate change projects not driven by Regulatory Programs.

Analyze compliance testing, monitoring reports, and other testing results to identify primary root cause of errors and escalate for remediation.

Provide Regulatory SME support to resolve audit issues that result in compliance violations.

Provide compliance question support and system overrides related to compliance rules for front line First Mortgage employees.

Enterprise Role Overview:

Provide analytical support in executing internal control discipline and operational excellence within a LOB/ECF. Gather and organize data in order to monitor and test the effectiveness of key controls and status of mitigation and action plans. Prepare documentation for the tracking, monitoring, and escalation of risk related issues to management. Acts as an ambassador of the risk culture. Incumbents typically have over 5 years of risk management and/or LOB/ECF experience.

Required Skills:

5 years combination of mortgage originations, process management or regulatory / Compliance experience with a working knowledge of lending regulations

Ability to identify risks and related mitigation efforts

Critical thinking/analytical skills

Demonstrated ability to multi-task in a matrixed reporting environment

Strong analysis and fact-based decision making

Proven ability to communicate complex information in simple terms (oral and written)

Strong organization skills with the ability to prioritize requests and workload accordingly

Strong research skills

Influence horizontally and vertically across the organization and diverse audiences

Exhibit strong relationship management and interpersonal skills

Desired Skills:

The successful candidate will be able to manage multiple risk and compliance related activities in close coordination with other Business Control and Enablement teams.

College Degree - B.A or B.S. preferable

Capable of performing complex analyses and formulating solutions independently

Substantial experience with assessments and root cause analysis

Ability to work collaboratively

Demonstrated experience with risk management and project planning with a particular focus on the ability to properly scope a problem / gap, as well as set goals and objectives

Ability to work effectively with business owners, Legal, Risk and Compliance

Demonstrable experience with communicating effectively

Posting Date

: 06/11/2018


Westlake Village, CA, 31303 AGOURA RD (CA6917),



Plano, TX, 6400 LEGACY DR (TX2972),

United States


: Yes, 5% of the time

Full / Part-time

: Full time

Hours Per Week

: 40


: 1st shift

Assistance for Applicants with Disabilities

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at .

Diversity & Inclusion

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

Frequently Asked Questions

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Company info

Bank of America Corporation
Website :

Company Profile
Bank of America Corporation, through its subsidiaries, provides various banking and financial products and services for individual consumers, small and middle market businesses, institutional investors, corporations, and governments in the United States and internationally. The company’s Consumer & Business Banking segment offers traditional and money market savings accounts, CDs and IRAs, checking accounts, and investment accounts and products, as well as credit and debit cards; and lending related products and services, working capital management, and treasury solutions. This segment provides its products and services through operating 5,100 banking centers, 16,300 ATMs, call centers, and online and mobile banking platforms. Its Consumer Real Estate Services segment offers consumer real estate products comprising fixed and adjustable-rate first-lien mortgage loans for home purchase and refinancing needs, home equity lines of credit, and home equity loans. The company’s Global Wealth & Investment Management segment provides investment and brokerage, estate and financial planning, fiduciary portfolio management, cash and liability management, and specialty asset management services; and retirement and benefit plan, philanthropic management, and asset management services. Its Global Banking segment provides various commercial loans, leases, commitment facilities, trade finance, real estate and asset-based loans, and consumer loans; treasury management, foreign exchange, and short-term investing options; and debt and equity underwriting and distribution, and merger-related and other advisory services. The company’s Global Markets segment offers sales and trading services for securities and derivative products in primary and secondary markets; market-making, financing, securities clearing, settlement, and custody services to institutional investor clients; and risk management products. The company was founded in 1874 and is based in Charlotte, North Carolina.

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