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Job Details

Compliance Program Oversight Specialist

Company name
Bank of America Corporation

Location
Charlotte, NC

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Profile

Company

Bank of America

Job Title

Compliance Program Oversight Specialist

Jobid

bankofamerica-18003593CharlotteNC

Location:

Charlotte, NC, 28230, USA

Description

**Job Description:**

The Compliance Program Oversight Specialist is responsible for participating in quality control reviews, under the direction of Compliance Program Oversight Executives and Managers, as defined in the Quality Control (QC) Strategy. The Compliance Program Oversight Specialist Supports the Compliance Program Oversight team in conducting end-to-end quality control reviews of the Compliance Risk Management (CRM) function to evaluate the execution of the Global Compliance Enterprise Policy requirements. The Specialists assists in reviewing the integration of all elements of the Policy, span of coverage, completeness and quality of execution and the implementation of an adequate control environment, defined as follows:

Identification of processes and related risks and controls.

Determination of applicable regulatory requirements related to activities.

Adoption of processes and controls to comply with applicable laws, rules and regulations and their impact on relevant processes.

Implementation and active management of procedures and controls to reflect policy requirements.

Measurement, monitoring and reporting on the effectiveness of the control environment.

Oversight of the mitigation of risks and remediation control gaps.

Specific responsibilities may include:

Participate in periodic reviews across Global Compliance and drive the publication of findings to promote consistent and effective execution of the Global Compliance Enterprise Policy and CRM Program.

Create high quality reports and summaries of issues, mitigation plans and ensure appropriate escalations are delivered and approved.

Understand Policy requirements, key performance drivers, business trends, and regulatory changes that define successful compliance risk management to a program oversight team.

Contribute to QC reviews in accordance with the quality control Review Program procedures and Annual QC Plan.

Gather data to formulate observations, findings and overall review ratings based on analysis and aggregation of QC Test Script results.

Create QC review deliverables as prescribed by internal processes and procedures.

Produce supporting documentation (e.g. work papers) for review by Corporate Audit and External Examiners.

**Specific responsibilities may include:**

Participate in periodic reviews across Global Compliance and drive the publication of findings to promote consistent and effective execution of the Global Compliance Enterprise Policy and CRM Program

Create high quality reports and summaries of issues, mitigation plans and ensure appropriate escalations are delivered and approved

Understand Policy requirements, key performance drivers, business trends, and regulatory changes that define successful compliance risk management to a program oversight team

Contribute to QC reviews in accordance with the quality control Review Program procedures and Annual QC Plan

Gather data to formulate observations, findings and overall review ratings based on analysis and aggregation of QC Test Script results

Create QC review deliverables as prescribed by internal processes and procedures

Produce supporting documentation (e.g. work papers) for review by Corporate Audit and External Examiners

**Required Skills:**

Financial Service, audit or other quality assurance, or other process control function

5 years experience with an Audit, Legal, Operational Risk Testing or Compliance Testing background

Audit background and experience is most ideal

Analytical mindset with logical thought process

Bachelor's degree or equivalent

5 years business functional experience

**Desired Skills**

TQM (Total Quality Manager)

CFE(Certified Fraud Examiner)

CIA (Certified Internal Auditor)

CISA (Certified Information Systems Auditor)

CPA (Certified Public Accountant)

Six Sigma Greenbelt

Six Sigma Black Belt

Six Sigma Master Black Belt

CCEP (Compliance & Ethics Professional)

CBMP (Certified Business Process Management Professional)

**Posting Date** : 01/25/2018

**Location** :

Charlotte, NC, ONE BANK OF AMERICA CENTER, 150 N COLLEGE ST,

- United States

**Travel** : No

**Full / Part-time** : Full time

**Hours Per Week** : 40

**Shift** : 1st shift

**Assistance for Applicants with Disabilities**

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .

**Diversity & Inclusion**

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

**Frequently Asked Questions**

Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.

Company info

Bank of America Corporation
Website : http://www.bankofamerica.com

Company Profile
Bank of America Corporation, through its subsidiaries, provides various banking and financial products and services for individual consumers, small and middle market businesses, institutional investors, corporations, and governments in the United States and internationally. The company’s Consumer & Business Banking segment offers traditional and money market savings accounts, CDs and IRAs, checking accounts, and investment accounts and products, as well as credit and debit cards; and lending related products and services, working capital management, and treasury solutions. This segment provides its products and services through operating 5,100 banking centers, 16,300 ATMs, call centers, and online and mobile banking platforms. Its Consumer Real Estate Services segment offers consumer real estate products comprising fixed and adjustable-rate first-lien mortgage loans for home purchase and refinancing needs, home equity lines of credit, and home equity loans. The company’s Global Wealth & Investment Management segment provides investment and brokerage, estate and financial planning, fiduciary portfolio management, cash and liability management, and specialty asset management services; and retirement and benefit plan, philanthropic management, and asset management services. Its Global Banking segment provides various commercial loans, leases, commitment facilities, trade finance, real estate and asset-based loans, and consumer loans; treasury management, foreign exchange, and short-term investing options; and debt and equity underwriting and distribution, and merger-related and other advisory services. The company’s Global Markets segment offers sales and trading services for securities and derivative products in primary and secondary markets; market-making, financing, securities clearing, settlement, and custody services to institutional investor clients; and risk management products. The company was founded in 1874 and is based in Charlotte, North Carolina.

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