Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in Chicago, IL
View more jobs in Illinois

Job Details

Vice President Regulatory Compliance IT

Company name
The Options Clearing Corporation

Location
Chicago, IL

Apply for this job






11 hit(s)  

Profile

Regulatory Compliance is one of four functional areas within the Compliance Department. The , Regulatory Compliance (IT) will be directly responsible for overseeing those aspects of the regulatory compliance program that cover the following areas at OCC: Information Technology, Security Services and Operations.
Essential Duties and Responsibilities:
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.
In conjunction with the FVP, Regulatory & Corporate Compliance, identify, establish, and oversee the staff, processes, and resources required to lead the IT aspects of the regulatory compliance area within the Compliance Department
Develop, execute, and maintain a regulatory compliance monitoring and reporting program, spanning highly technical subject matter areas concerning information technology, security services, and other related areas. The program will compliment an identical program for financial risk management, finance and accounting, enterprise risk management, and model validation that will be led by the VP, Regulatory Compliance (non-IT).
Provide guidance to first line of defense for how they can effectively demonstrate compliance with regulatory obligations covering their areas.
Assist business units with the identification, understanding, and development of processes, policies, procedures, and controls that effectively demonstrate compliance with regulatory obligations.
Develop, execute, and maintain a data analytics and reporting program in support of providing frequent and highly professional reports to the CCO, executive management, and the Board of Directors.
Interact and communicate in a highly effective, professional, and insightful manner with business colleagues within the company, as well as regulators, clearing members and other third parties.
Exhibit and foster a strong compliance culture across all staff members.
Exhibit and foster a strong collaboration across OCC\u2019s control functions (i.e., internal audit, enterprise risk management, compliance, model validation).
Present findings of the regulatory compliance monitoring program to the CCO and business colleagues.
Assist in the writing of the annual compliance report, as well as other ad hoc and regularly occurring reports.
Assist with the remediation of compliance related issues that arise.
Serve as a point of contact to regulators.
Supervisory Responsibilities:
Identify, hire, and manage the staffing resources for the regulatory compliance (IT) area within the Compliance Department.
Provide ongoing constructive feedback for staff members.
Develop and foster a high-performing culture that provides learning and continuous improvement opportunities for staff.
Qualifications:
The requirements listed below are representative of the knowledge, skill, and\/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
7 of compliance related experience.
Strong working knowledge of securities and commodities rules and regulations.
Strong working knowledge of compliance related best practices.
Strong working knowledge of the financial industry, preferably in one or more of the aforementioned disciplines.
Technical Skills:
Proficiency with MS Office software and web-based reporting tools.
Education and\/or Experience:
10 of compliance related experience.
Certificates or Licenses:
CISA, CISM or related certifications preferred.

Company info

The Options Clearing Corporation
Website : http://www.optionsclearing.com

Company Profile
OCC, founded in 1973, is the world's largest equity derivatives clearing organization. We are dedicated to promoting stability and financial integrity in the marketplaces that we serve by focusing on sound risk management principles. By acting as guarantor, we ensure that the obligations of the contracts we clear are fulfilled.

Similar Jobs:
Vice President, Safety
location Chicago, IL
Description Job Title Vice President, Safety Location Chicago, IL, US Job Type Full - Time Permanent Department Safety, Compliance, & Risk Management Position Summary SALARY TARGET IS TBD. Final salary will be determined in part b...
SVP Cobrand Partner Chief Marketing Officer
location Elk Grove Village, IL
SVP Cobrand Partner Chief Marketing Officer','18010690','!*!Description Citi Retail Services (CRS) is a leader in the payments industry.  CRS manages 43 million customer accounts via long-standing partnerships with industry leade...
VP IT Risk & Compliance
location Chicago, IL
The focus of this role is to develop, implement, and evolve the IT compliance (SOX, HIPAA, GDPR, PCI, etc.), risk, and security program across Stericycle globally. This role will apply global IT industry best practices, enabling S...
I like the volume of jobs on EmploymentCrossing. The quality of jobs is also good. Plus, they get refreshed very often. Great work!
Roberto D - Seattle, WA
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 21