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Job Details

SSGM Securities Finance Compliance Specialist Vice President

Company name
State Street Corporation.

Location
New York City, NY

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Profile

SSGM Security Finance Compliance Specialist, Vice President State Street Global Markets (SSGM) is the Investment Research and Trading arm of State Street Corporation specializing in Foreign Exchange Securities Lending Enhanced Custody Currency Management Equities Trading and Transition Management.\u00a0 The SSGM Compliance Specialist \u2013 Securities Finance (SF) US oversees the Agency Securities Lending and Enhanced Custody (Principal Lending) businesses.\u00a0 The position reports to the SSGM Managing Director for Securities Finance and is responsible for designing and implementing a compliance program that meets SSGM\u2019s regulatory obligations and industry best practices for the agency and principal lending products in the United States. Primary Responsibilities: Implement and enhance the Compliance Oversight Program (COP) in alignment with division methodology addressing all relevant risks and corporate and local requirements. Maintain current in-depth knowledge of all applicable regulatory standards and requirements. Provide regulatory advice and guidance to the businesses and actively participate on various business product risk and review committees. Monitor developments and trends that may impact regulatory requirements. Also assess and address the impact of changes in regulations and business operations on the COP. Collaborate with senior business unit leadership to achieve business strategy consistent with risk excellence and compliance initiatives and maintain strong relationships with key SF business partners. \u00a0 Provide business unit management with periodic updates on the COP meaningful reporting to demonstrate program execution and progress on key initiatives and compliance action items. \u00a0 Cultivate positive working relationships with applicable regulatory agencies. Support the business in the execution of its strategic goals and initiatives including the implementation of globally consistent practices. \u00a0 Qualifications: Post graduate level degree in risk legal finance or related field of study is desired \u00a0 Minimum of 8-10 years of financial services compliance function or other relevant experience; capital markets experience required. \u00a0 Effective leadership capabilities including expert communication change management sound judgment relationship management negotiation and cross-cultural skills. \u00a0 Team player with a collaborative style

Company info

State Street Corporation.
Website : http://www.statestreet.com

Company Profile
State Street is a leading financial services provider serving some of the world’s most sophisticated institutions. We offer a flexible suite of services that spans the investment spectrum, including investment management, research and trading, and investment servicing.

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