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Sr Compliance Analyst

Location
Plymouth, MN

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Description Position Summary Perform compliance monitoring and testing to ensure compliance with consumer protection laws and regulations.u00a0Determine degree of compliance and identify regulatory risk issues.u00a0Provide subject matter expertise, guidance and technical assistance.u00a0Assist in the development and maintenance of compliance policies, procedures and compliance review programs.u00a0As the senior level Analyst, will provide support and guidance to the other Compliance Analysts. Major Areas of Accountability Perform complex compliance exams adhering to an established schedule.Participate in all phases of the compliance exam process including planning, testing, evaluating risk, identifying mitigating controls, developing conclusions, participating in exit meetings, writing reports and maintaining work papers. Monitor all open compliance findings until satisfactorily resolved.Escalate status as warranted.Conduct formal follow-up to determine the adequacy and effectiveness of actions taken.Prepare reports of results for senior management and the Board of Directors. Review and provide updates to the Compliance Department Standard Operating Procedures as they relate to monitoring and testing. Assist in developing and maintaining compliance monitoring programs and periodic testing procedures, including work papers and report formats. Working as a team with management assist with data collection and preparation of the annual risk analysis in support of the risk-based compliance and monitoring framework. Monitor changes in laws, regulations and policies as well as regulatory best practices impacting monitoring and testing programs and make updates as necessary.Maintain current knowledge of legislative developments, State and Federal laws and regulations as well as regulatory guidance and industry best practices related to consumer compliance. Provide training and guidance to new employees/support staff on all aspects of completing compliance reviews. Assist with the coordination of internal audit and regulatory compliance examinations.Compile requested information and responses to ensure appropriate action is taken to address issues identified. Assist other team members with ad-hoc reviews. Qualifications Minimum Qualifications Education Required: Four year college degree or equivalent job related experience. Preferred: Certified Regulatory Compliance Manager (CRCM) professional certification. Completion of ABA National, Intermediate, or Graduate Compliance School. Completion of Minnesota Bankers Association Bank Compliance School, or other professional compliance association training. Work Experience/Skills: Required: 4 years of compliance or 5 years of financial institution experience (e.g., Lending, Branch Banking, Corporate Operations, Financial Crimes or Fraud). Knowledge of Federal and State consumer protection laws and public interest laws and regulations, supervisory compliance examination procedures, regulatory guidance, and industry best practices. Excellent written and verbal communication skills.Ability to effectively interact with employees and management. Computer aptitude and competency with variety of software applications including Microsoft Office applications. Analytical skills, attention to detail, ability to work in a fast paced environment, prioritize workload and meet deadlines. Requires flexibility for limited travel (1-2 weeks per year). Preferred: Knowledge of banking, internal structure, elements of bank operations and services for mid to large size financial institutions.

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