Environment DEPARTMENT DESCRIPTION The SGUS Compliance Department monitors the corporate banking, investment banking and broker\u2013dealer activities of SGUS and reports on the compliance risks and issues to SGUS and Global Compliance Senior Management. Additionally, the SGUS Compliance Department works closely with the Global Compliance Department in Paris to ensure effective implementation of Global Compliance policies and to coordinate all cross-border business transactions and activities. The SGUS Compliance Department is responsible for monitoring the handling of sensitive confidential business information by SGUS personnel through the Compliance Control Room. It administers the SGUS Employee Investment Policy, arranges for the registration of broker\u2013dealer personnel, and conducts compliance training. In addition, the Advisory Team provides the various business lines with guidance and advice on relevant rules and regulations. The US Financial Crime department is responsible for ensuring compliance with anti-money laundering (\u201cAML\u201d), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for the US operations. Additionally, AML oversees key processes and risks of the KYC department. Responsibilities will include assisting with the following: Mission MAIN ACCOUNTABILITIES Day to day responsibilities include but not limited to: Preparing, distributing, analyzing responses, and responding to communications for Annual Compliance with MA, BD and Regulation W Preparing written procedures for specific business activities in compliance Revising existing procedures to reflect regulatory updates, organizational and business changes Other responsibilities include but not limited to: Adhoc presentations for Senior Management; Adhoc projects as required. Profile COMPETENCIES Strong writing and research skills Must be able to work with various teams in a professional environment Self-starter with excellent organizational and communication skills Strong attention to detail TECHNICAL SKILLS Required: MS Office Outlook, Word, Excel and PowerPoint proficiency Familiarity with data management PRIOR WORK EXPERIENCE Required: Prior internship or work experience in financial services or legal industry EDUCATION Required: College graduate Desired: JD is strongly preferred
Website : https://www.societegenerale.asia
In ten years’ time, digital technology will have become an essential component of the relationship with our customers, without, however, being an exclusive mode of communication. In the future, we will be able to closely anticipate customer expectations and, whatever the means of interaction they choose (branch, digital, mobile, multimedia platform), we will be able to offer appropriate solutions and a wider range of personalised services, meeting the needs of “digital natives” as well as those concerned by an issue as sensitive as dependency. Digital technology is a tremendous means for increasing our capacity to provide advice and expertise, but also simplifying the life of our customers.