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compliance testing vice president

Company name
Mizuho Bank, Ltd.

New York City, NY

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About the Team The Americas Legal and Compliance Department (ALCD) is divided broadly into two main functions: the Legal function, which manages legal risk, and the Compliance function, which manages compliance and regulatory risk. Summary Perform compliance testing for the Americas Region Responsibilities Perform compliance testing * Lead and /or perform compliance testing, identify issues and make recommendations and report the result * Follow up on the issues and on the status of remediation Perform compliance risk assessment on themes tested * Identify Key Risk Indicators and perform risk assessment on themes tested * Participate in risk assessment discussions Analyze the regions (the Americas) compliance status and compliance framework * Perform ongoing offsite monitoring to the offices in the region; review Compliance Action Program, Compliance Committee Minutes, external/internal exam/audit reports, etc. Respond to individual inquiries/issues from the Head Office and offices, etc. * Function as a liaison with the Head Office Compliance Group and offices in the Americas Conduct other related tasks of ALCD Qualifications * Eligible to work in the US * Bachelors degree * 7 years of compliance or internal audit experience * 2 years of compliance testing experience * Corporate / commercial banking experience * Strong analytical and problem solving skills * Excellent interpersonal and communication skills * Possess adaptability/flexibility and organizational sense * Able to work collaboratively with the team Company Overview Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. Mizuhos operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. Mizuho Americas is an integral part of the Japan-based Mizuho Financial Group, Inc. (NYSE: MFG), which is comprised of offices in nearly 40 countries, approximately 60,000 employees, and assets of more than USD 1.8 trillion. Learn more at ******************. Mizuho Bank Ltd. offers a competitive total rewards package. We are an EEO/AA Employer - M/F/Disability/Veteran. We participate in the E-Verify program. We maintain a drug-free workplace and perform pre-employment substance abuse testing.

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Company info

Mizuho Bank, Ltd.
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Company Profile
Welcome to the Mizuho Financial Group, one of the world's leading financial institutions. Mizuho is committed to helping our customers build a brighter future and to becoming their most trusted financial institution by leveraging our vast global network. What sets us apart from other banks as an employer is the breadth of experiences we offer our employees. From cultivating relationships with clients such as global corporations and financial institutions to working on the financing of major infrastructure projects, Mizuho provides unparalleled opportunities to its employees. At Mizuho, it's not all about the deals. It's also about doing what's right for the customer in the long term and what's right for society at large. That's why we pride ourselves on being a good corporate citizen and giving back to the communities we live in. Joining Mizuho is an opportunity to broaden your horizons and do something meaningful. Click the links below to explore the possibilities and learn how you can become part of the team.

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