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Job offer Head of Compliance Advisory Domain Full-time USA - BNP Paribas

Company name
BNP Paribas

Location
San Francisco, CA

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Profile

United States-California-San Francisco

Job function

Compliance

Reference

036430

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What sets Bank of the West apart from other banks is our team members–they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000 employees is vital to the success of our Bank. They reflect our modern western values—straightforward, entrepreneurial and optimistic. We seek to create a corporate culture that fosters and rewards excellence, encourages creative thinking and respects diversity – an environment where team members are engaged, supportive of one another and enthusiastic about serving our customers. Bank of the West offers the stability of a company that has a 135 year history and is part of BNP Paribas, a European leader in global banking and financial services and one of the 6 strongest banks in the world. We offer opportunities across our diverse business lines – Retail Banking, Commercial Banking, National Finance, and Wealth Management.

Job Description Summary

Executive leader who heads the within the Corporate Compliance organization of Bank of the West. This Head of Compliance Advisory leads a team of Compliance professionals responsible for providing partnership, expertise, support and advice to business partners in the identification and management of applicable compliance risks and in deployment of the Compliance Program. This position requires the ability to provide proactive risk management, be solutions oriented, provide strategic vision to the team and business partners, cultivate deep compliance expertise on the team, and lead a large team of experienced professionals. This role will report directly to the Chief Compliance Officer.

Essential Job Functions

Manage a large team of compliance professionals with deep knowledge and expertise in areas of Investment, Broker Dealer, Consumer, Small Business and Commercial related banking compliance. Provide expertise, advice and guidance to the first line of defense on compliance risks and emerging risks related to business strategy, processes and practices, controls, systems/tools and changes. Provides effective challenge to business partners relative to business strategy, decisions and related compliance risks.

Understand applicability and detailed requirements of all applicable laws and regulations and related operational processes, controls, and related effectiveness and risks. Actively monitors and engages in related industry activities to ensure continued understanding of emerging risks and areas of opportunity.

Supports and advises on business related control design, risks and opportunities. Supports execution of compliance risk assessments through liasion with the business and assessment owners within the Compliance organization, understanding of business related implementation of applicable requirements and providing effective challenge.

Supports and conducts 2nd line monitoring activities as appropriate and provide timely feedback to business partners. Applies the compliance issue management practices to ensure accountability and sound corrective action and requisite reporting and escalation requirements. Monitors progress to address applicable compliance risks as appropriate.

Conducts due diligence of compliance risks related to third parties, new initiatives, products and services, regulatory changes, and other applicable business changes.

Reviews and advises on applicable business procedures, targeted training content and audiences, marketing efforts and materials and disclosures.

Supports design and deployment of applicable Compliance training content

Advises on and support applicable regulatory changes and monitor business implementation

Other Job Duties

Supports execution of requisite Compliance reporting and governance

Supports and advises on and monitor applicable compliance related issues, customer restitution efforts, and ensure alignment with issue management standards and other applicable policies and procedures

Chairs and/or actively participates in various Bank steering committees, own and/or support compliance policy development and updates, interact with other executive leaders throughout the organization, and update senior executive leadership regarding matters of strategic importance to the organization.

Engages with other Compliance Advisory, Compliance Domain and Compliance Program Mgmt teams as appropriate.

Within scope of responsibility is empowered and entitled to make final decisions for escalated compliance issues related to supported business line(s).

Provides point of contact support to designated business lines as directed.

Performs other duties as assigned

Required Experience

15 - 20 Applicable banking and financial service compliance experience

10 years working closely with applicable regulatory agencies and related examinations

10 Leading tams

Education

Bachelor's Degree Required

Master's Degree Preferred

Licenses & Certifications

CRCM

Skills

Demonstrated history of strong people leadership, development and leading through change.

Excellent communication and presentation skills, including prior experience engaging executive management.

Negotiate and influence business partners and executive leadership relative to compliance regulatory risk factors, which may have strategic importance to the Bank.

Build strong relationships with Bank of the West, Intermediate Holding Company and BNPP executives and business partners.

Affect and support the Bank’s relationship with regulators by actively participating in periodic updates and exam interactions.

Equal Employment Opportunity Policy

Bank of the West is an Equal Opportunity employer and proud to provide equal employment opportunity to all job seekers without regard to any status protected by applicable law. Bank of the West is also an Affirmative Action employer - Minority / Female / Disabled / Veteran.

Bank of the West will consider for employment qualified applicants with criminal histories pursuant to the San Francisco Fair Chance Ordinance subject to the requirements of all state and federal laws and regulations.

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Company info

BNP Paribas
Website : http://www.bnpparibas.com

Company Profile
BNP Paribas in the United States is part of a far-reaching global banking network, offering its clients a full range of services from investment and retail banking to asset management services. BNP Paribas has been present in the country since 1919 as the French American Banking Corporation and currently has over 14,000 employees in the US.

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