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Job Details

Compliance Specialist

Company name
The Capital Group Companies

Los Angeles, CA

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Come grow with us

At Capital Group, how we work is defined by shared values that include absolute integrity, respect and collaboration. But it’s more than that. It’s smart and highly driven people united in purpose to serve our investors and one another.

Bring your energy and unique perspective to Capital and you’ll have the opportunity to grow with us professionally, personally, and financially. You’ll be part of a team that genuinely cares about helping you succeed. You’ll work alongside talented colleagues, many of whom build long careers while progressing through multiple roles, establishing lifelong friendships and making a difference in our communities. In return for your contributions, you’ll receive premier compensation and benefits, and a company-funded retirement plan that ranks among the most generous. Capital Group’s Compliance team is a critical resource for our business area assessments of risk. Our team continuously educates, collaborates, and makes recommendations to our business groups to ensure compliance with regulatory and legal requirements. As a Compliance Specialist based in our Los Angeles office, you will be responsible for partnering closely with our in-house lawyers and compliance managers to support our growing collective investment trust (CIT) and separately managed account (SMA) lines of business. You will be responsible for the client onboarding, agreement review, and providing overall compliance support and guidance to our business partners. You will also be responsible for maintaining and reviewing policies and procedure manuals, partnering with multiple departments across the organization to ensure policies reflect regulatory standards and best practices You will be expected to stay apprised of current US and global issues, Capital Group standards, and regulatory compliance and assist with a variety of projects and initiatives to support our business. Responsibilities: •Partner with Institutional Operations to coordinate new account openings •Provide responses and perform compliance reviews for due diligence questionnaires and requests for proposals (RFP) •Support institutional client relationship teams in responding to ad-hoc requests from clients •Fund administration support for CIT funds •Coordinate annual update of policy and procedure manuals •Support implementation of new regulations and related requirements •Support projects and research for managers and attorneys as needed Qualifications: •5+ years of experience in compliance and/or fund administration •A self-starter with excellent judgment, exceptional communication skills, strong customer service and professionalism •A strong problem-solver with initiative to work creatively and independently with competing deadlines and priorities •Demonstrates a high level of time management, organizational skills, and attention to detail with integrity and ownership of work •Bachelor’s degree required ​​​​​​​ ​​​​​​​

Company Overview:

Founded in 1931, Capital Group is one of the world’s largest and most trusted investment management companies and home to the American Funds. We manage more than US$1.39 trillion in assets, and our 7,500 associates make our clients their first priority every day. When we do our job right, millions of investors around the world fulfill their dreams and financial goals, from home ownership and higher education, to a comfortable retirement. Our long-term investment results and outstanding service set us apart from our competitors, while our workplace sets us apart from other employers.

We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.

Company info

The Capital Group Companies
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Company Profile
Through the years, our organization has grown in both depth and breadth, with more than 7,500 associates worldwide now serving the investment needs of individuals and institutions. Here’s a brief look at our history and some of Capital Group’s pioneering endeavors.

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