Job added in hotlist
Applied job
Contract job
Recruiter job
Employer job
Expanded search
Apply online not available
Similar Jobs
Sr. Compliance Analyst - AML HNW
Franklin Templeton Investments.
New York City, NY
Apply Now >
Consumer & Community Banking - Regulatory Change and Legal Obligation - Compliance Associate
JPMorgan Chase & Co,
Jersey City, NJ
Apply Now >
Manager Tax Compliance
Automatic Data Processing, Inc.
Roseland, NJ
Apply Now >
Corporate Compliance Specialist - Supervision Group
Federal Reserve Bank of New York
New York City, NY
Apply Now >
Risk Assurance Governance Risk \u0026 Compliance Technology Director
PricewaterhouseCoopers LLP.
New York City, NY
Apply Now >
View more jobs in New York City, NY
View more jobs in New York

Job Details

Corporate Compliance Specialist - Supervision Group

Company name
Federal Reserve Bank of Kansas City

New York City, NY

Apply for this job

13 hit(s)  


Corporate Compliance Specialist - Supervision Group','255924','Federal Reserve Bank of New York','NY-New York City','','Full-time','Regular','Exempt','Exempt','Experienced','','','Yes, 10 % of the Time','Day Job','','','','','','','','!*!Area Overview:The Large and Foreign Banking Organization (“LFBO”) Compliance Risk and Analytics Department of the Supervision Group is looking for qualified professionals to supervise the legal and compliance infrastructures of complex financial institutions under the Federal Reserve’s supervision. Through its assessment of risk management practices at financial firms, the LFBO Compliance Risk and Analytics Department plays an important role in executing Federal Reserve safety-and soundness and financial stability objectives.

The Corporate Compliance Specialist will focus on understanding and evaluating the legal and compliance risks presented by the firms’ business models and adequacy of the compliance control framework for addressing such risks. The specialist will participate in and direct examinations of supervised financial institutions and is also expected to contribute to other examination, analytical, and policy work conducted by the LFBO Risk and Analytics Department. The risk specialist is expected to effectively interact with senior executives at supervised firms and with senior supervisors and FRS/FRB management, legal staff, and policymakers across agencies.

Role and Responsibilities:- Plan and conduct examinations to evaluate the legal and compliance risk management practices and determine compliance with relevant laws;- Assess the quality and effectiveness of an institution’s compliance programs in relation to the inherent risks of the institution, supervisory expectations, and sound practices;- Present findings to Federal Reserve and bank management and produce reports, memoranda and work papers in support of findings conforming to Federal Reserve expectations;- Develop a comprehensive understanding of laws and regulations pertinent to corporate compliance expectations of the largest and most complex financial institutions;- Develop a strong familiarity with pertinent literature used by industry practitioners;- Develop subject matter expertise in the identification and management of risks posed by individual business lines, products, or services;- Participate in or lead other examinations and special projects, perform analyses, and assist in the development of supervisory policy, as needed;- Collaborate with other regulatory agencies and with internal Federal Reserve stakeholders, such as legal and supervisory personnel; and- Depending on experience, lead and manage individuals and projects; provide meaningful performance feedback, and provide training and coaching to junior examiners.','!*!Qualifications and Education Requirements:- Minimum of five-years of experience working in any of the following roles: financial institution compliance department; compliance consultant in the financial services industry; auditor; or bank examiner.- Experience with relevant laws and regulations and strong knowledge of compliance risk management practices and/or bank operations of large banking organizations are a plus;- Bachelor’s degree; relevant advanced degrees including CPA, MPA, MBA or JD are a plus;

Preferred Skills:- Strong critical thinking, analytical and decision making skills;- Strong written and oral communication skills, with the ability to deliver written and oral messages confidently and accurately;- Strong negotiation skills and ability to build collaborative relationships;- Flexibility to adapt to new situations and work sites, including ability to travel and ability to function effectively and independently in a dynamic and evolving work environment;- Strong prioritizing, planning, and organization skills; and- Public service orientation a plus.

The Federal Reserve Bank of New York is committed to a diverse workforce and to providing equal employment opportunity to all persons without regard to race, color, religion, national origin, sex, sexual orientation, gender identity, age, genetic information, disability, or military service.

This position requires access to confidential supervisory information, which is limited to Protected Individuals as defined in the U.S. federal immigration law. Protected Individuals include, but are not limited to, U.S. citizens, U.S. nationals, U.S. permanent residents who are not yet eligible to apply for naturalization and U.S. permanent residents who have applied for naturalization within six months of being eligible to do so.','Corporate Compliance Specialist - Supervision Group

Company info

Federal Reserve Bank of Kansas City
Website :

Company Profile
The Federal Reserve was established by Congress and signed by President Woodrow Wilson in 1913. It was preceded by financial panics, bank failures and business bankruptcies that severely disrupted the economy. There were two prior attempts at establishing central banks.

Similar Jobs:
Senior Compliance Officer - Product Markets Reg Implementation','18039020','!*!Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi pro...
PwC/LOS Overview PwC is a network of firms committed to delivering quality in assurance, tax and advisory services. We help resolve complex issues for our clients and identify opportunities. Learn more about us at
Chief Compliance Officer - CCO
Location : New York City, NY
Job Title:  Chief Compliance Officer SUMMARY The New York branch of an International Bank is currently seeking a Chief Compliance Officer to manage the day to day operations of the Compliance Department. The role of the Chief Comp...
The number of jobs listed on EmploymentCrossing is great. I appreciate the efforts that are taken to ensure the accuracy and validity of all jobs.
Richard S - Baltimore, MD
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 169