Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
Similar Jobs
External Financial Reporting Sr. Consultant
Wells Fargo
West Des Moines, IA
Apply Now >
External Financial Reporting Sr. Consultant
Wells Fargo
West Des Moines, IA
Apply Now >
Operational Risk Consultant 3 (Testing Strategy & Execution)
Wells Fargo
West Des Moines, IA
Apply Now >
Operational Risk Consultant 4
Wells Fargo
West Des Moines, IA
Apply Now >
Compliance Consultant 3
Wells Fargo
West Des Moines, IA
Apply Now >
View more jobs in Des Moines, IA
View more jobs in Iowa

Job Details

Compliance Consultant 3

Company name
Wells Fargo

Location
Des Moines, IA
2 hit(s)  

Profile

Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $2.0 trillion in assets. Wells Fargo’s vision is to satisfy our customers’ financial needs and help them succeed financially. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, investments, mortgage, and consumer and commercial finance through more than 8,300 locations, 13,000 ATMs, the internet (wellsfargo.com) and mobile banking, and has offices in 42 countries and territories to support customers who conduct business in the global economy. With approximately 263,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 25 on Fortune’s 2017 rankings of America’s largest corporations. News, insights and perspective from Wells Fargo are also available at Wells Fargo Stories.

Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.

Enterprise Testing

Within Wells Fargo Compliance, this group provides an independent oversight function within the second line of defense, establishing and maintaining a consolidated Enterprise Testing function at the corporate level. They are responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams throughout corporate risk will be responsible for implementing the Enterprise Testing methodology and standards, and executing group-specific testing.

The Compliance Consultant 3 – Consumer Issue Validation is responsible for performing validation activities (e.g., process adherence reviews, monitoring and testing) that independently evaluate the adequacy, comprehensiveness and effectiveness of corrective actions taken to address issues. He or she will be responsible for completing timely and high quality validation activities, as well as, for identifying validation concerns and observations, recommending corrective actions, presenting results of validation reviews, interfacing with business partners, and writing reports.

Specific duties for this position include, but are not limited to:

Perform timely and high quality compliance validation activities that independently evaluate the adequacy, comprehensiveness and effectiveness of corrective actions taken by WF businesses to address an issue or remediation.

Perform performance of substantive testing as necessary to validate that corrective actions have adequately addressed issues in our scope of work (e.g., WFC identified issues).

Identify deficiencies and recommend solutions to addressed validation concerns and observations noted.

Write reports or presentations that clearly articulate the results/conclusions of compliance validation activities and communicate to stakeholders.

Assist in investigating and reporting issues, as needed, conducting inquires, obtaining and reviewing necessary documents, as appropriate.

Assist on compliance projects.

Work collaboratively with internal and external stakeholders.

Maintain an understanding of the Issue Management and Remediation Management Policies and the interconnectivity of its key components.

Maintain an understanding of business operations and regulatory guidance/expectations.

Present results to the Enterprise Testing Management.

As appropriate, assist with the management of regulatory examinations and internal audits of assigned activities.

Understand and ensure effectively application of corporate testing standards and procedures.

Work collaboratively across groups/LOBs and with other risk management teams.

Please Note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.

Required Qualifications:

2 years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both

2 years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field

Desired Qualifications:

Intermediate Microsoft Office skills

Excellent verbal, written, and interpersonal communication skills

Strong analytical skills with high attention to detail and accuracy

Ability to interact with all levels of an organization

Ability to articulate issues, risks, and proposed solutions to various levels of staff and management

Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

Ability to take initiative and work independently with minimal supervision in a structured environment

Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members

Ability to travel up to 25% of the time

Job Expectations:

Ability to travel up to 25% of the time

How to Express Interest in This Job: Wells Fargo invites you to apply for this job at https://employment.wellsfargo.com/psc/PSEA/APPLICANT

NW/HRMS/c/HRS

HRAM

FL.HRS

CG

SEARCH

FL.GBL?Page=HRS

APP

JBPST_FL&FOCUS=Applicant&SiteId=1&JobOpeningId=5407820&PostingSeq=1.

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Company Profile
Wells Fargo & Company provides retail, commercial, and corporate banking services to individuals, businesses, and institutions. The company’s Community Banking segment offers checking and market rate accounts, savings and time deposits, individual retirement accounts, and remittances; and lines of credit, auto floor plan lines, equity lines and loans, equipment and transportation loans, education and residential mortgage loans, and credit and debit cards. This segment also provides equipment leases, real estate and other commercial financing, small business administration financing, venture capital financing, cash management, payroll services, retirement plans, health savings accounts, and merchant payment processing and private label financing solutions, as well as purchases retail installment contracts. Its Wholesale Banking segment offers commercial loans and lines of credit, letters of credit, asset-based lending, equipment leasing, international trade facilities, trade financing, collection, foreign exchange, treasury management, investment management, institutional fixed-income sales, interest rate, commodity and equity risk management, insurance, corporate trust fiduciary and agency, and investment banking services, as well as online/electronic products. This segment also provides construction, and land acquisition and development loans; secured and unsecured lines of credit; interim financing arrangements; rehabilitation loans; affordable housing loans and letters of credit; loans for securitization; commercial real estate loan servicing; and real estate and mortgage brokerage services. The company’s Wealth, Brokerage, and Retirement segment offers financial advisory, wealth management, brokerage, retirement, trust, and reinsurance services. As of March 7, 2014, it operated through 9,000 locations and 12,000 ATMs, and offices in 36 countries, as well as through wellsfargo.com. The Company was founded in 1852 and is headquartered in San Francisco, California.

Similar Jobs:
At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive te...
At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive te...
Manager II- Annuity Operations
Location : West Des Moines, IA
Job Location: United States : Iowa : West Des Moines Alternate Job Location : United States : Florida : Tampa || United States : North Carolina : Cary || United States : Rhode Island : Warwick Role Value Proposition: At MetLife...
I found a new job! Thanks for your help.
Thomas B - ,
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 21