Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in Wilmington, DE
View more jobs in Delaware

Job Details

Compliance Associate- CLS Operations

Location
Wilmington, DE

Apply for this job






1 hit(s)  

Profile

Req #:
180064774
Location:
Newark
DE
US
Job Category:
Compliance
Potential Referral Amount:
0 US Dollar (USD)
The Client List Screening (CLS) Unit performs screening support for Corporate Compliance. CLS is responsible for regulatory/non regulatory internally directed Enterprise-wide searches of our accountholders and their transactions looking for known or suspected money launderers, terrorists, PEPs, Persons of Interests, Negative Media, Specially Designated Nationals (SDNs) or drug dealers.
The CLS Associate will be responsible for managing a team of analysts dispositioning alerts per Company and Government policies. The Associate is responsible for managing a team of analysts as well as the CLS process. The CLS Associate will be based in Newark, Delaware.
Responsibilities include:
Manage team of analysts who perform client screening per company and government standards
Manage issues and risks as they arise, responding promptly and escalating as necessary
Identify opportunities for process improvements
In support of business initiatives, participate in global working groups with colleagues from other disciples or other regions
Reviewing alerts around regulatory/non regulatory internally directed Enterprise-wide searches of our accountholders and their transactions.
Able to provide feedback and coach analysts as needed
Internal/external written and verbal communication of issues, directing searches, reviewing, reporting upon and documenting the results.
Build and maintain strong business, operations and technology relationships.
Perform at a 100% quality rate while balancing high-throughput requirements.
Will perform additional duties as requested.
Adhere to SLAs; escalating any quality or timeliness issues with Manager for follow-up
2-3 years in financial compliance, corporate analysis or service operations with management experience preferred
Self-starter, capable of working under minimum supervision
Have the ability to make decisions and independent judgment calls autonomously
Individual must be results driven and have attention to detail, maintain a sense of urgency and ability to prioritize/multi-task
Strong sense of accountability and ownership over quality and end-to-end best practices
Strong analytical/time management skills
Results-oriented team player
Able to meet goals and quotas
Adept at multi-tasking and meeting deadlines in a high-pressure environment
Strong problem solving abilities
Strong communication skills are a must - verbal and written
Adaptable, flexible, and willing to work in a dynamic environment
Strong documentation skills to clearly articulate alert disposition
Adherence to controls and standards
Knowledge of Sanctions/AML/KYC compliance including the USA Patriot Act, Bank Secrecy Act, OFAC and related AML regulations preferred

Company info

Sign Up Now - ComplianceCrossing.com

Similar Jobs:
Compliance and Safety Manager
Location : Philadelphia, PA
Description Veolia Water Technologies Dayton is currently seeking a Compliance and Safety Manager to work in the Morrisville Pennsylvania area. Veolia Water Technologies Dayton is a full-service industrial water management co...
Global Vendor & Compliance Policy Manager
Location : Wilmington, DE
The Global Vendor and Compliance Policy Manager will partner with our product managers and the Reseller and Online market segments to successfully manage our preferred vendor program, ensuring that our vendors provide exceptional ...
LifeScan, Inc., a member of Johnson & Johnson Family of Companies, is recruiting for a Senior Regulatory Affairs Specialist based in Chesterbrook, PA.As the market leader and maker of blood glucose monitoring systems, LifeScan, In...
The number of jobs listed on EmploymentCrossing is great. I appreciate the efforts that are taken to ensure the accuracy and validity of all jobs.
Richard S - Baltimore, MD
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 169