Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in Queens, NY
View more jobs in New York

Job Details

AT Quality Control Analyst

Company name
Apple Bank for Savings

Location
Queens, NY, United States

Employment Type
Full-Time

Industry
Quality, Finance, Compliance

Posted on
Aug 16,2019

Valid Through
Nov 29,2019

Apply for this job






Profile

AT, Quality Control Analyst

Financial Crimes Compliance

Long Island City, NY

Summary:

As the Quality Control Analyst, of the Governance & Controls unit, the incumbent is responsible for the daily quality control functions within the FCC sub-unit team within Apple Bank for Savings (the “Bank”). The Governance & Controls unit acts as a primary subject matter expert (“SME”) concerning all FCC governance documentation including policies, procedures, and management information analytics and reporting used to support BSA/AML and OFAC/Sanctions compliance across the Bank.

Specifically, the Quality Control Analyst will other members of the standalone function to

complete Quality Control Reviews (“QCR”)

of key FCC deliverables from other sub-units, including the Suspicious Activity Report (“SAR”) Form created by the Financial Intelligence Unit (“FIU”). Additionally, as needed, the incumbent will focus on other Governance & Controls unit projects and ensure its sub-units are operating efficiently, and understand and comply with the Bank's BSA/AML and OFAC/Sanctions Policy and related sub-unit procedures.

Essential Duties:

Conducting QCR on SAR-related processes for accuracy and efficiency; performing root cause analyses and helping formulate recommendations for enhancement.

Maintaining a high degree of relevant knowledge with respect to BSA/AML laws and regulations, especially those related to SAR completion and filing requirements.

Assisting with other QCR on FCC sub-unit processes, as directed by the VP, Head of Governance & Controls.

Assisting with training of FCC employees based on the results of the QCR process.

Assisting with the development of a new employee onboarding and training program for the FIU.

Assisting with FCC governance documentation including policies, procedures, and management information analytics and reporting, as directed by the VP, Head of Governance & Controls.

Additional Responsibilities Include:

Applying independent judgment in the identification and escalation of key BSA/AML/OFAC risks.

Displaying a high level of professional aptitude and standards.

Recommending improvements to process in areas of efficiency, control, and work product.

Participating in committee meetings as necessary.

Ad-hoc and project support responsibilities, as required.

Skills and Qualifications:

Minimum 1 year of experience in banking compliance or internal audit, with a strong emphasis on BSA/AML regulations and requirements preferred.

Minimum 1 year of experience in SAR preparation and filing preferred.

An undergraduate degree is required. A professional certification is a plus. CAMS certification is preferred, but can be obtained at a later date (within 6–9 months of hire).

Excellent verbal, written, and interpersonal communication skills.

Excellent researching and time management skills with strong focus on attention to detail.

A team player able to work effectively in a team-fostered, multi-tasking environment.

Apple Bank offers Medical, Dental, Vision, 401k, Tuition Reimbursement and more, to full time employees.

We are an equal opportunity employer and do not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, disability, military and/or veteran status, or any other Federal or State legally-protected classes.

Company info

Apple Bank for Savings
Website : https://www.applebank.com

Similar Jobs:
Welcome to the new standard of healthcare! Who We Are: Premise Health is an industry-leading onsite healthcare provider on a mission to help people get, stay, and be well. A company with 40 years of experience at our backs and the...
Overview:\n\nUnder the guidance of Compliance Risk Management leadership, identify compliance risks, perform analysis, as well as provide operational and\/or technical support in mitigating risks in support of compliance risk mana...
Overview:\n\nUnder the guidance of Compliance Risk Management leadership, identify compliance risks, perform analysis, as well as provide operational and\/or technical support in mitigating risks in support of compliance risk mana...
I like the volume of jobs on EmploymentCrossing. The quality of jobs is also good. Plus, they get refreshed very often. Great work!
Roberto D - Seattle, WA
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2019 ComplianceCrossing - All rights reserved. 21 192