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Job Details

Manager Compliance

Company name
ETRADE Financial Corporation

Arlington, VA

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Manager, Compliance

Risk Type:





E*TRADE is a leading financial services company and a pioneer in the online brokerage industry. Having executed the first-ever electronic trade by an individual investor more than 30 years ago, the company has long been at the forefront of the digital revolution, offering easy-to-use solutions for individual investors and stock participants. Founded on the principle of innovation and determined to level the playing field for individual investors, E*TRADE delivers digital platforms, tools, and professional assistance to help investors and traders meet their near-and long-term investing goals. The Company provides these services both online and through its network of customer service representatives and financial consultants - over the phone at two national branches and in-person at 30 E*TRADE branches.

This position will be part of the Bank Compliance team, and may be involved in any, or all of the following activities:

* Providing compliance guidance to business units

* Administration of compliance training

* Performing risk assessments

* Compliance testing

* Monitoring and communicating regulatory changes

* Provide consultation, guidance, and training to applicable business units

* Conduct, or administer, compliance regulatory risk assessments, which includes the assessment and documentation of business and/or support function procedures and internal controls, along with risk ratings

* Manage the implementation and ongoing maintenance of compliance policies and programs

* Minimum five years of experience managing compliance-related activities for a federally regulated bank or similar experience at a federal banking agency

* Highly knowledgeable in compliance requirements for deposits, lending, and other federal laws and regulations

* Excellent ability to interpret and communicate regulatory guidance

* Experience in developing and implementing compliance policies, programs, and procedures, including regulatory risk assessments

* Ability to influence people in other department and functions to achieve consensus on regulatory risk issues and appropriate mitigation

* Experience in developing and delivering compliance communications to business unit and support function personnel

* Excellent analytical, communication (verbal and written), organizational, business acumen, and report writing skills

* Results oriented and able to work with minimum supervision

* CRCM or other professional designations preferred

* Additional areas of expertise, such as vendor management, transactions with affiliates, or operational risk experience preferred

We offer a competitive and comprehensive benefits package.

Employment Type:

Full Time


Americas, United States






Post Date:


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ETRADE Financial Corporation
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Company Profile
E*TRADE is an innovative financial services company offering a full suite of easy-to-use online brokerage, investing and related banking solutions, delivered at a competitive price. We empower individuals to take control of their financial futures by providing the products, tools and services they need to meet their near- and long-term investing goals.

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