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Job Details

Fiduciary Compliance Analyst

Company name
Associated Banc-Corp

Green Bay, WI, United States

Employment Type

Compliance, Accounting

Posted on
Jan 30,2019

Valid Through
May 15,2019


Fiduciary Compliance Analyst','1910153','!*!Associated Bank is an equal opportunity employer committed to creating a diverse workforce. We support a work environment where colleagues are respected and given the opportunity to perform to their fullest potential. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors. Applicants with a disability who need assistance applying for a position with Associated Bank are asked to email: or call: (800) 878-3282.Job SummarySupporting the Senior Fiduciary Compliance Analyst and under the direction of the Fiduciary Risk & Compliance Program Manager, act in a support role in the Trust Company compliance program. The Fiduciary Compliance Analyst follows standards, methodologies, policies and processes established by management. Monitor and test in accordance with the compliance program. Work closely with the Senior Fiduciary Compliance Analyst, Fiduciary Risk & Compliance Program Manager, client services, operations and administrative colleagues to identify non-compliance issues.Compliance StatementOperates in full compliance with internal policies and procedures as well as applicable regulations and laws, including but not limited to Bank Secrecy Act/Anti-Money Laundering requirements. Responsible to report any procedure or process that doesn’t meet regulatory requirements including fraud, whether suspected or confirmed, to management. This reporting can be done directly to any member of management, including Human Resources or Corporate Security, or can be reported through Associated’s anonymous Ethics Hotline.Key Result Areas

Regulation and Compliance





Risk ManagementJob Accountabilities

Conduct and document compliance testing in accordance with the overall compliance program. Input data regarding compliance exceptions to a database used to provide management with status updates related to compliance for the entire Trust Company.

Maintain an appropriate level of understanding as it relates to Trust Company systems, applications and procedures in order to assist the Senior Fiduciary Compliance Analyst and Fiduciary Risk & Compliance Program Manager with the maintenance of accurate and thorough compliance guides.

Under the direction of the Fiduciary Risk & Compliance Program Manager, support the monitoring and reviewing of Trust Administration and Management Committee (TAMC) Risk Review documentation provided by administration to ensure compliance with policies, procedures and TAMC standards, and submit to TAMC for approval, when assigned.

Be a resource to the Trust Company for questions related to current policies and procedures as it relates to compliance matters. Personally research and escalate findings or concerns to Fiduciary Risk & Compliance Program Manager or Senior Fiduciary Compliance Analyst in order to provide timely and accurate support.

Support the submission and monitoring of policy updates to the SOP group when applicable.

Assist Senior Fiduciary Compliance Analyst, Fiduciary Risk & Compliance Program Manager and Senior Fiduciary Risk & Compliance Manager with researching and understanding current processes of the Trust Company. Provide suggestions to incorporate procedural efficiencies in the compliance program.

Stay current on new policies, procedures and regulations to ensure appropriate support can be provided to the Trust Company compliance program.','!*!Education

Associate's Degree Technical degree in Accounting or coursework in data analysis software., Required

Bachelor's Degree Business, Economics, Accounting or related discipline, PreferredExperience

Less than 2 years 1-2 years experience in the Trust/Fiduciary industry, Required

2-5 years 2-5 years experience in the Trust/Fiduciary industry, Preferred

Less than 2 years 1-2 years experience in audit or data analysis role, PreferredSkills

Ability to Multi Task and Prioritize , Intermediate

Analytical , Beginner

Mathematical , Intermediate

Microsoft Office , Intermediate

Grammar/Spelling , Intermediate

Verbal Communication , Beginner

Written Communication , BeginnerLicenses and Certifications

Other CFIRS within 3-5 years, RequiredGeneral Physical Condition

Light physical effort; routine handling of heavy objects up to 20 pounds or prolonged standing, keyboard, or CRT work (at least 50% of time)','Trust','Full-time','Flex Time','','Wisconsin-Green Bay','','433 Main Street','','Green Bay','54301','Fiduciary Compliance Analyst

Company info

Associated Banc-Corp
Website :

Company Profile
At Associated Banc-Corp, we’re proud of our long and rich tradition of providing superior financial services to our communities, combined with exceptional customer service. Personal service is our guiding principle, from providing products that meet and exceed individual customer needs, to doing the “little things” that make your experience with Associated a special one.

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