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Corporate Compliance - Employee Conduct Analytics - Compliance Officer - Associate

Company name
JPMorgan Chase & Co,

Brooklyn, NY

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Corporate Compliance - Employee Conduct Analytics - Compliance Officer - Associate


Asset Management

Risk Type:




JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at

The Compliance team is responsible for managing compliance risk management programs related to key employee related regulatory risk, reporting to relevant governance committees and/or senior management. The team is tasked with designing and executing risk mitigation strategies, developing and conducting training, and managing internal audit and relevant regulatory exams.

The Firmwide Employee Conduct Risk Program aims to:

Define standards and develop requirements for tools, analytics & reporting, and framework to capture and assess relevant conduct information on employees from all monitoring activities

Monitor employee conduct and compliance for emerging areas of focus, including Employee Compliance programs, Market Conduct programs, Data Loss Prevention (DLP), workforce code cases, etc.

Ensure execution and implementation of recommended changes.

Establish program structure, manage milestones, create new metrics

Refine program and approach based on learning's

To be successful in this role, the candidate must be prepared to work in a challenging yet rewarding environment delivering first class program and project management solutions. They must enjoy creating and maintaining strong relationships with key stakeholders. They will assist in the shaping of workforce conduct analytics and enhancing capabilities to better predict key risk indicators (KRIs) across risk programs. The ideal candidate will be someone who has excellent communication and engagement skills, and can operate at a variety of levels. Research and understand applications and data repositories to identify data sources for development of metrics and key risk indicators

Conceptualize and develop analytics to enable the identification of trends and emerging risks

Conduct data quality reviews to ensure data integrity for all metrics, dashboards and other analytics

Create and maintain data governance documentation

Engage and partner with Technology and/or other stakeholders to define business requirements to deliver project solutions

Support the development of employee conduct reporting requirements and see through to implementation

Manage multiple project deliverables to ensure timely delivery

3-5 years of financial services experience with demonstrated progression of responsibilities

Bachelor degree required

Experience in either Risk Management / Compliance / Audit / Controls / Business Management is required

Experience in conducting data analysis in support of analytical solutions

Experience with data reporting and visualization tools.

Creative thinking and innovation

Project management skills and execution

Strong interpersonal and influencing skills, with the ability to establish credibility and strong partnerships with business/compliance partners

Excellent organizational skills and ability to manage, prioritize, work under pressure, and meet tight deadlines

Robust analytical and problem solving skills

Strong written and verbal communication skills; comfort interacting with and presenting to senior management

Flexible to changing business priorities and ability to multitask in a constantly changing environment

Knowledge and/or prior experience with employee/workforce compliance a plus

***Any candidate not meeting ALL the qualifications can be considered for the

Compliance Analyst.

Employment Type:

Full Time


Americas, United States


New York




Post Date:


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Company info

JPMorgan Chase & Co,
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Company Profile
JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today: JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today:

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