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Compliance Consultant 4 Testing amp Validation

Company name
Wells Fargo

Des Moines, IA

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Compliance Consultant 4 (Testing & Validation)

Wells Fargo

Des Moines


Job #633075959

At Wells Fargo, we have one goal: to satisfy our customers’ financial needs and help them achieve their dreams. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.

You’ve got the passion. You’ve got the skills. Now you just need the right opportunity. At Wells Fargo, you’ll have the chance to join a team of intelligent and talented people who share the same values. Our diverse lines of business offer a world of opportunity to expand your capabilities and advance your career. We invest in our people and provide a supportive environment in which to learn and grow.

Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.8 trillion in assets. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through 8,700 locations, 13,000 ATMs, the internet (~~~) and mobile banking, and has offices in 36 countries to support customers who conduct business in the global economy. With approximately 265,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 30 on Fortune’s 2015 rankings of America’s largest corporations. Wells Fargo’s vision is to satisfy our customers’ financial needs and help them succeed financially. Wells Fargo perspectives are also available at Wells Fargo Blogs and Wells Fargo Stories.

Enterprise Testing and Validation (ET&V) conducts review activities for Wells Fargo Virtual Channels (WFVC) products and services, and spans a broad spectrum of risks, including consumer protection, regulatory compliance, operational risk and internal policies. ET&V provides second line of defense testing and evaluations to provide insight into the effectiveness of implemented business controls to assist the line of business with accomplishing their objectives as risk and control owners. With over 13,000 team members, WFVC serves Wells Fargo consumer and small business customers through digital (online, mobile, and social) and contact centers (phone, email, and correspondence). Over 32 million customers use our digital channels to manage their financial lives. Our customer-facing contact centers provide service and solutions to customers by phone, email and letter 24 hours a day, 7 days a week with approximately 450 million customer contacts annually. WFVC’s vision is to pioneer the next generation of financial services and provide the best virtual experiences, anytime, anyhow, anywhere.

Key responsibilities for this Compliance Consultant position include (but are not limited to):

Developing and implementing testing strategies and methodology.

Evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, product and internal controls.

Participating in complex testing engagements for multiple regulations impacting WFVC.

Drafting reports of findings and providing recommendations to business line management.

Consulting with the business to assist in developing corrective action plans.

Assist in effectively managing change to ensure regulatory compliance.

Collaborate with WFVC Risk Management and the ET&V Data Analytics team to execute testing activities including developing, implementing, reporting and addressing issues identified with appropriate parties.

Mentoring and coaching peer Compliance Consultants.

The ideal candidate will demonstrate strong leadership, and the ability to: analyze and simplify complex information; be objective, capable of independent challenge; communicate effectively to various audiences, including senior management; influence stakeholders in collaborative environment without direct organizational authority; manage multiple priorities concurrently; demonstrate project management skills; make decisions in the face of uncertainty; create partnerships and build a strong network of resources; and compile, analyze, and interpret reporting; work effectively across multiple lines of business; maintain the attention to detail; work in a fast paced environment with little direction; and demonstrate strong organizational skills.

Location: San Francisco, CA; Charlotte, NC; Minneapolis, MN; Des Moines, IA; Phoenix, AZ. Other locations may be considered within the Wells Fargo footprint.

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. If you are a Wells Fargo Team Member, in your Jobs Profile ensure that your email address is valid and updated to an address that can receive external emails outside of the banking network. Initial contact with you will be made via e-mail. Please check your e-mail regularly for updates.

Required Qualifications:

6 years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6 years of IT systems security, business process management or financial services industry experience, of which 3 years must include direct experience in compliance, operational risk management, or a combination of both

2 years of compliance and controls testing experience

Desired Qualifications:

Advanced Microsoft Office skills

Excellent verbal, written, and interpersonal communication skills

Strong analytical skills with high attention to detail and accuracy

Ability to interact with all levels of an organization

Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members

Risk and regulatory compliance experience

A BS/BA degree or higher

Strong collaboration and partnering skills

Strong time management skills and ability to meet deadlines

Ability to manage multiple and competing priorities

Ability to exercise independent judgment and creative problem solving techniques

Ability to assess issues, make quick decisions, implement solutions, and influence change

Knowledge and understanding of complex regulatory/compliance issues and potential solutions

Exposure to Wells Fargo CRAS (Control Risk Analysis System)

An active Certified Regulatory Compliance Manager (CRCM) designation

Leadership experience including; coaching, training, and mentoring

Exposure to Wells Fargos Shared Risk Platform (SHRP)

How to Express Interest in This Job: Wells Fargo invites you to apply for this job at ~~~.

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Updated 04/14/2018

Company info

Wells Fargo
Website :

Company Profile
Wells Fargo & Company provides retail, commercial, and corporate banking services to individuals, businesses, and institutions. The company’s Community Banking segment offers checking and market rate accounts, savings and time deposits, individual retirement accounts, and remittances; and lines of credit, auto floor plan lines, equity lines and loans, equipment and transportation loans, education and residential mortgage loans, and credit and debit cards. This segment also provides equipment leases, real estate and other commercial financing, small business administration financing, venture capital financing, cash management, payroll services, retirement plans, health savings accounts, and merchant payment processing and private label financing solutions, as well as purchases retail installment contracts. Its Wholesale Banking segment offers commercial loans and lines of credit, letters of credit, asset-based lending, equipment leasing, international trade facilities, trade financing, collection, foreign exchange, treasury management, investment management, institutional fixed-income sales, interest rate, commodity and equity risk management, insurance, corporate trust fiduciary and agency, and investment banking services, as well as online/electronic products. This segment also provides construction, and land acquisition and development loans; secured and unsecured lines of credit; interim financing arrangements; rehabilitation loans; affordable housing loans and letters of credit; loans for securitization; commercial real estate loan servicing; and real estate and mortgage brokerage services. The company’s Wealth, Brokerage, and Retirement segment offers financial advisory, wealth management, brokerage, retirement, trust, and reinsurance services. As of March 7, 2014, it operated through 9,000 locations and 12,000 ATMs, and offices in 36 countries, as well as through The Company was founded in 1852 and is headquartered in San Francisco, California.

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Job Description\nAt Wells Fargo, we have one goal: to satisfy our customers\u2019 financial needs and help them achieve their dreams. We\u2019re looking for talented people who will put our customers at the center of everything we...
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