Job added in hotlist
Applied job
Contract job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in New York City, NY
View more jobs in New York
View Similar Jobs

Job Details

Compliance Analyst

Company name
Allied World Assurance

New York City, NY

Apply for this job

2 hit(s)  


Job Objectives:

To provide support for various Programs related compliance matters such as form and rate filings and internal Programs initiatives.
Duties and Responsibilities:

Coordinate state filings using SERFF and other internal systems. Assist in filing development, submission, and coordination of objection responses to the regulators. Maintenance of filing documentation and corresponding data management.
Communicate status of filings along with state criticisms regarding pending filings to Underwriting, Legal and Actuarial Units as well as coordinate systems implementation of rates, rules and forms with applicable Program Administrator.


Filings preparation:

Forms formatting (review forms for consistency)
Form numbering
Maintaining forms lists (spreadsheet)
Form readability (scoring) via associated applications
Upload all forms to Compliance Repository (Sharepoint)

Collect form sets
Load associated form information

Create redlines for submission with all form revision filing

Objections management

Notify all necessary individuals when objections are received (including due dates)
Monitor status of responses
Prepare weekly meeting(s) to discuss outstanding objections. Document resolutions and\/or outstanding issues. Conduct follow-ups

Approval notification and Record Management

Upon state approval, forms are loaded to Sharepoint

Tracked state-by-state
Identify state specific forms

Maintain Program state filings status charts

Provide to Program Administrators

Identifies approved forms on a state-by-state basis
Identifies deviations from countrywide form set.


Education: Bachelors Degree or 3 years insurance industry experience.
Some experience and knowledge of state filings procedures helpful.
Technical insurance knowledge and a general understanding of various insurance company operations will be helpful.
Excellent written and verbal communication and interpersonal skills.
Excellent project management and organizational skills.
Legal research and internet skills.

About Fairfax
Fairfax is a holding company which, through its subsidiaries, is engaged in property and casualty insurance and reinsurance and investment management.
About Allied World
Allied World, through its subsidiaries and brand known as Allied World, is a global provider of innovative property, casualty and specialty insurance and reinsurance solutions. Allied World offers superior client service through a global network of offices and branches. All of Allied World’s rated insurance and reinsurance subsidiaries are rated A by A.M. Best Company, A by Standard & Poor’s, and A2 by Moody’s, and our Lloyd’s Syndicate 2232 is rated A by Standard & Poor’s and AA- by Fitch.
Our generous benefits package includes: Health and Dental Insurance, 401k plan, and Group Term Life Insurance. Allied World Insurance Company is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will be considered for employment without regard to an individual’s race, color, national origin, religion or belief, sex, age, genetic information, marital or civil partnership status, family status, sexual orientation, gender identity, or their protected veteran or disability status. Please visit for further information on Allied World.

Company info

Allied World Assurance

Company Profile

Similar Jobs:
Analyst - Compliance Program Governance
location New York City, NY
Analyst - Compliance Program Governance','18002371','!*!This individual will be responsible for providing support to the Compliance Risk Management Program Governance process, which includes assisting with the management & oversig...
Compliance AML Analyst
location Jersey City, NJ
Description First Data is a global leader in commerce-enabling technology solutions, serving more than six million business locations and 4,000 financial institutions in 118 countries around the world. Our 23,000 owner-associates ...
Sr. Compliance Analyst, AML Core
location Jersey City, NJ
Sr. Compliance Analyst, AML Core','18012238','!*!Citibank, N.A. seeks a Sr. Compliance Analyst, AML Core for its Jersey City, New Jersey location.   Duties: Perform maintenance and periodic tuning of mathematical/statistical compu...
I was facing the seven-year itch at my previous workplace. Thanks to EmploymentCrossing, I'm committed to a fantastic sales job in downtown Manhattan.
Joseph L - New York, NY
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 169