Job type: The Manager, Ethics & Compliance, North America Business is responsible for supporting the North America Business functions as follows: o Business advisor related to wholesale trading transactions and supporting the Compliance Control & Monitoring Program, which includes transaction surveillance, investigations, compliance testing, and the coordination of the Compliance risk assessment process; o Collaborating with the Centrica Group Ethics & Compliance team; o Interpreting regulatory directives from various regulators with a focus on those impacting energy wholesale trading; and\u00a0 o Implementing the Centrica Group Level compliance program and its implementation in North America (NA) as it applies to North America Business. The job holder will be required to manage a varied work load. Key areas within North America Ethics and Compliance (E&C) will include: Understanding and interpreting regulatory directives from state, provincial and federal energy and corporate regulations and regulators, with a focus on Dodd Frank, FERC, CFTC, ISOs, State PUCs, and State consumer and retail regulators (\u201cRegulations\u201d); educating on, leading the development of and implementation of business policies, processes and performance standards, while working with NAB and other functions, for auditable compliance with Regulations; providing advice to the wholesale trading group within Direct Energy North America Business organization (NAB) regarding compliance with energy and licensing regulation requirements and compliance controls and documentation; monitoring energy Regulation compliance and reporting status and\/or process changes required to senior management Competencies: Expertise with wholesale trading and the applicable Regulations Knowledge of power and gas trading transactions Experience with ethics and compliance organizations Excellent written and oral communications skills Strong credibility, reputation and ethical track record Proficient in use of Microsoft Office products. Strong relationship building skills Strong creativity and boundless thought processes to consider all options is a plus. working with the Wholesale Transaction Surveillance Manager with NAB Control & Monitoring programs related to power and gas transactions, which includes transaction surveillance, compliance testing, and the coordination of the E&C risk assessment process; assess and address the legal, regulatory and reputational risks of the company in coordination with other functional groups such as Legal and Group E&C; and reporting in a timely manner on ethics and compliance activity to provide assurance to the Centrica North America management and E&C team that the Ethics & Compliance program is in place, well understood and respected by all employees, and that the company is complying with all regulatory requirements.
Website : http://www.centrica.com