Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in Boston, MA
View more jobs in Massachusetts

Job Details

Compliance Specialist

Location
Boston, MA

Apply for this job






2 hit(s)  

Profile

Compliance Specialist
Risk Type:
Regulatory/Compliance
Expertise:
Regulatory/Compliance
Description

Overall Summary
The Compliance Specialist is responsible for the compliance review of sales and marketing communications. The Compliance Specialist will ensure that communications satisfy regulatory requirements, lead department projects, and provide compliance guidance to business partners relating to advertising rules and regulations.

Major Responsibilities
Review mutual fund materials to ensure compliance with applicable FINRA regulations.
Collaborate with internal clients and provide guidance in the development of marketing materials. This includes new product development, global marketing campaigns, web design, and social media.
Keep abreast of regulatory developments and the impact to sales and marketing communications.
Assist in the development of departmental procedures and guidelines. Maintain the department SharePoint site.
Collaborate and share knowledge with other Compliance staff.
Experience/Skills Required
Bachelor's degree required
Problem solving and analytical abilities
Excellent writing, organizational, and negotiating skills
Experience/Skills Preferred
1 year compliance or financial services experience preferred
Series 6 and 26 licenses
Employment Type:
Full Time
Region/Country:
Americas, United States
States/Counties:
Massachusetts
City:
Boston
Address:
Post Date:
05/27/2018

Company info

Sign Up Now - ComplianceCrossing.com

Similar Jobs:
Privacy Compliance Specialist
Location : Framingham, MA
Job Description: Job Description At Bose, we've spent more than 50 years finding new ways to help people feel more, do more and be more.  We have a passion for doing things that are better.  And we rely on exceptional people to cr...
Compliance and Permitting Specialist
Location : Boston, MA
When you join Brown and Caldwell you will enjoy a unique and welcoming culture. You will find that we offer a non-hierarchical, collaborative, and supportive environment, allowing you to do your best work. You will be trusted to d...
Regulatory Affairs Specialist II
Location : Cambridge, MA
Ra Pharma is seeking an experienced and energetic person to manage, evaluate, and complete regulatory submissions consistent with company goals. The successful candidate will be responsible for overseeing operational aspects of a...
I was very pleased with the ComplianceCrossing. I found a great position within a short amount of time … I definitely recommend this to anyone looking for a better opportunity.
Jose M - Santa Cruz, CA
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 169