Compliance Jobs in Franklin Lakes

Description You are eager to join a dynamic team to help build out the compliance function at the most innovative registered investment adviser and broker-dealer in the world. You’re familiar..

Description ABOUT THE ROLE Regulatory Compliance is a key team that ensures Revolut’s products and processes meet the wording and spirit of regulatory requirements, then translate this into good customer..

At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of..

Job Reference #182794BRBusiness DivisionsCorporate Center Your roleDo you want to keep criminals from abusing the financial system and legislative systems? Are you someone who likes to do the right thing?..

Navient (Nasdaq: NAVI) provides asset management and business processingnsolutions to education, healthcare and government clients at the federal,nstate, and local levels. We help our clients and millions of Americans achievenfinancial..

Job Reference #197299BRBusiness DivisionsCorporate Center Your roleDo you know how to identify, analyze, and assess risks with the goal of enhancing control frameworks? Are you interested in assessing existing processes..

Roles & Responsibilities: Creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements and..

Garda is looking to hire a Junior Compliance Analyst to join our New York office. This position requires an individual to manage and further develop compliance and analytical processes that..

Save Education Bachelor's Degree Master's Degree Skills Customer Service Analysis Skills Legal Research Data Entry iManage About Ropes & Gray Ropes & Gray LLP is a preeminent global law firm..

Wilson Elser's White Plains office currently seeks an E-Billing Compliance Administrator who will focus their efforts on the firms budgeting requirements for all clients.This individual will be responsible for supporting..

Compliance Product Officer - ICG Markets','19021795','!*!About Citi Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides..

Overall Position Objectives: Files regulatory submissions and assists project teams to obtain global approval for new or modified products Position Responsibilities: Maintain current knowledge base of existing and emerging regulations,..

Who we want Focus. Takes direction, follows through, and makes the corrections necessary to stay on track. Prioritizes then acts. Achievers. Thrives on accomplishing tasks and constantly driven to do..

Job DescriptionCompliance Officer (US)New York, United States of AmericaAbout The RoleRegulatory Compliance is a key team that ensures this company's products and processes meet the wording and spirit of regulatory..

IT Regulatory Affairs Associate - Corporate & Investment Banking-1904339DescriptionAs a member of the Technology organization, you will be part of the team that serves the needs of Santander, including products..

At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of..

Overview:n=========nLead compliance risk management activities throughout the enterprisenfor their assigned area of responsibility. The Senior CompliancenManager will help develop, implement, and execute strategy of thenworkflow and performance of personnel to..

Introduction At IBM, work is more than a job - it's a calling: To build. To design. To code. To consult. To think along with clients and sell. To make..

Compliance Advisor - Volker Rule-1903984 Description The Compliance Advisor is primarily responsible for ensuring the company complies with regulatory requirements and internal policy and procedures specific to the Volker Rule...

Job Description Position Summary Regulatory Coordinator will be responsible for all aspects of clinical research regulatory compliance, including document preparation, submission, and management, for a specified portfolio of clinical trials...

Tax Proposal Coordinator, Compliance Management Services Dallas, Texas Requisition #: 45075 Practice Area: Tax Location: Los Angeles, CA; San Francisco, CA; Atlanta, GA; Chicago, IL; New York, NY; Philadelphia, PA;..

About Ropes & Gray Ropes & Gray LLP is a preeminent global law firm focused on providing the highest-quality advice on our clients’ critical legal and business issues. Our global..

Description: •Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)’s Data Quality & Surveillance Operations team responsible for data integrity management that impacts a suite of surveillances..