Compliance Jobs in Garden City

Job Summary The Compliance Officer / Managing Counsel will be responsible for the legal matters of Advisory Services. This critical role focuses upon both all legal issues related to the..

Job Description: The Compliance department supports the Jewish Board in maintaining compliance in all areas of operations, with a focus on promoting a culture of compliance, preventing and detecting fraud,..

1307 Walt Whitman (22600), United States of America, Melville, New YorkAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank,..

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients..

At Danone, we believe that every time we eat or drink, we vote for the world we want. As a leading food and beverage company, we make healthy, sustainably-produced foods..

Corporate Compliance - Commodities - Compliance Manager - Vice President','200009761','!*! Job Description: Corporate & Investment Bank (CIB) Compliance is seeking a highly motivated individual to join the Global Commodities Compliance..

At Danone, we believe that every time we eat or drink, we vote for the world we want. As a leading food and beverage company, we make healthy, sustainably-produced foods..

Corporate Compliance - Compliance Manager (GFCC Advisory) - Vice President','200007647','!*!About JPMorgan Chase & Co.JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $1.3..

Compliance, Securities Compliance, Futures, Associate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm..

Job Description: The Compliance department supports the Jewish Board in maintaining compliance in all areas of operations, with a focus on promoting a culture of compliance, preventing and detecting fraud,..

job description job summary: Assist the Employee Disclosures Group with administrative functions relating to employee trading, outside business interests and private investment transactions. Opening, sorting, filing and analyzing incoming mail..

Corporate Compliance - Commodities - Compliance Manager - Vice President','200009761','!*! Job Description: Corporate & Investment Bank (CIB) Compliance is seeking a highly motivated individual to join the Global Commodities Compliance..

job description job summary: Assist the Employee Disclosures Group with administrative functions relating to employee trading, outside business interests and private investment transactions. Opening, sorting, filing and analyzing incoming mail..

Corporate Compliance - Compliance Manager (GFCC Advisory) - Vice President','200007647','!*!About JPMorgan Chase & Co.JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $1.3..

Job Description: Director, Tax Compliance The Tax Compliance Director supports a dynamic environment where collaboration with Operations, Legal, Technology and Product groups occur to align Fidelity Institutional' s tax reporting..

EMPOWER EVERY NEW YORKER WITHOUT EXCEPTION TO LIVE THE HEALTHIEST LIFE POSSIBLEnCome join the largest public hospital system in the nation! Every day, we work together to make an extraordinary..

Description About Behavox We are a fast-growing and pioneering people analytics company that is transforming the financial workplace. We use cutting-edge software and machine learning to generate previously unidentifiable insights..

Responsibilities Oversee the monitoring and testing program for the advisers and funds Manage mutual fund trade restrictions, guidelines, and 1940 Act limitations Assist with post-trade and end of day batch..

Job Title: Category Compliance AnalystPosition SummarySage Tree LLC is located in Naperville, Illinois. We help manufacturers plot an exciting new path to profits by making the most of both traditional..

Export Compliance Specialist Location: NY Metro area JOB FUNCTIONS Maintain an Develop Import and Export Compliance SOP's and controls Oversee denied party screening Handle AES filings record keeping Classify utilizing..

Corporate Compliance - Asset Management - Compliance - Senior Compliance Officer - Associate','200007209','!*! The JP Morgan Alternatives Compliance team is seeking an experienced compliance candidate with a strong working knowledge..

1307 Walt Whitman (22600), United States of America, Melville, New YorkAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank,..

Join our Core Business Services (CBS) team and you will help support the important business enablement functions that keep our organization running strong. As a CBS professional, you will work..