Compliance Jobs in Long Island City

Job Title: Compliance Officer Job Type: Full-time Location: Garden City, NY Hours: Post Date: Oct 30 2018 Salary: $140K-$150K Detailed Job Description: Manages day-to-day operation of the Program. Develops initiates,..

Sr. Specialist, Compliance Liason - Third Party Governance','1909744','','','!*!This Senior Specialist will play a key role in Third Party Governance by partnering with Compliance to keep apprised of and ensure compliance..

Americas Wholesale Banking AML Advisory, Vice President','10028851-WD','!*!Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world (as ranked by S&P Global, April 2018)..

Job Description: The Corporate Compliance & Operational Risk Specialist, under the supervision of the Corporate Compliance & Operational Risk Executive, demonstrates and applies subject matter knowledge to promote a culture..

OverviewnPosition Objective:Compliance Analysts assist ACA consultants in providing regulatory consulting services to brokerdealers and other firms in the investment industry.nResponsibilitiesnn Supporting consultants during on-site and off-site mock SEC/FINRA examinations,compliance program..

The Director of Compliance is responsible for the management and expansion of the current Unite Us Compliance program; to include but is not limited to: HIPAA, 42 CFR Part 2,..

Job Description: MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm s culture..

Compliance Technology Analyst','PGI0009V','!*! PGIM Fixed Income, a division of PGIM Inc., an SEC-registered investment adviser and a business unit of Prudential Financial, Inc. is seeking a Compliance Analyst. PGIM Fixed..

At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of..

Job Description SummaryThis position is primarily responsible to support the generation and/or updating of Technical Files and Design Dossiers associated with medical devices, including in vitro diagnostic devices, supporting European..

Job Description Compliance Officer My client, a leading mid-size bank located in Flushing, Queens is seeking a Compliance Officer to join their team on a temp to perm basis. The..

Job Description: BAAM – Compliance Analyst/Associate Firm Overview: Blackstone is one of the world’s leading investment firms. We seek to create positive economic impact and long-term value for our investors,..

Assists in compliance efforts for the Company as they relate to cybersecurity regulatory and policy requirements.nnAnalyzes existing and proposed cybersecurity legislation, regulatory announcements, and industry practices, to determine gaps and..

Save Education Bachelor's Degree Skills Writing Skills Analysis Skills Benefits Health Insurance At Brown Brothers Harriman, we believe no job is too big or small for any of us to..

Education: Bachelor's (Required) Location: New York, NY (Required) Work authorization: United States (Required) Additional Compensation: Bonuses Work Location: One location Benefits: Health insurance Dental insurance Vision insurance Retirement plan Paid..

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm���?�s employees serve clients..

Research Compliance Specialist CUNY • New York NY 10176 Job #948376324 Job Title: Research Compliance Specialist Job ID: 20863 Location: Baruch College Full/Part Time: Full-Time Regular/Temporary: Regular POSITION DETAILS Baruch..

Save Education Bachelor's Degree Skills Financial Services Military Experience Multilingual MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm..

License: COS (Required) MOR (Required) Required travel: 75% (Required) Additional Compensation: Bonuses Work Location: Multiple locations Fully Remote On the road Benefits: Health insurance Dental insurance Vision insurance Retirement plan..

Save Education Bachelor's Degree Skills 401(k) Writing Skills Microsoft Word Driver's License Microsoft Office Benefits Dental Insurance Health Insurance Paid Time Off Family Leave Parental Leave Our Vision: To make..

Work authorization: United States (Required) Contract Length: 1 year ,location:New York, NY,company:Softinc,companyRating:0,time:1563387327000,indeedApply:true,indeedApplyAttributes:{resume:required,jk:16c5b6ce7878e493,postUrl:https://dradisindeedapply.sandbox.indeed.net/process-indeedapply,jobTitle:Compliance Analyst,questions:nigma://Wmh2aF5VFFhSFExdREBmXA?locale=en_US&v=3,pingbackUrl:https://www.simplyhired.com/api/apply/conv?tk=&vjtk=1dg0n23nmbm3j802&spn=0&jobKey=bsq7JgVGqCD2UEIhen9PG84cNC6XFjgu81EGPMLAV9ijQI7fsHGybg&source=IndeedApply&from=simplyhired_viewjob,jobId:ec293baf0f128e5c6911,apiToken:aa102235a5ccb18bd3668c0e14aa3ea7e2503cfac2a7a9bf3d6549899e125af4,jobLocation:New York, NY,jobCompanyName:Softinc,jobmeta: &partnerApiToken=3104322b831a591659ae09f5428af3cc9663a7cb28ac7a65daecf96494dc4549& ,jobUrl:http://www.indeed.com/viewjob?jk=16c5b6ce7878e493,coverletter:optional},sponsored:false,jobType:Contract,signPhotoURL:,storeNamePhotoURL:},formattedAge:1 hour ago,isSalaryEstimate:true,errorHeader:null} data-react-class=ViewJob data-reactroot=> Compliance Analyst Softinc New York, NY 1 hour ago..

Save Education Bachelor's Degree Skills Excel Managed Care Microsoft Word Visio Microsoft Powerpoint Responsible for ongoing oversight of the Operations compliance and audit function, including oversight of the organization’s Compliance..

At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of..