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Compliance Jobs in New York City





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SPONSORED JOB
Company
City National Bank
Location
New York City, NY
Posted Date
Nov 15,18
Source
Employer     

The position will work with the Chief Compliance Officer and will be responsible for helping to maintain and manage the firm's CNR Rule 206(4)-7 and Funds Rule 38a-1 compliance program,..

SPONSORED JOB
Job title
Company
Prudential Financial, Inc
Location
Newark, NJ
Posted Date
Nov 17,18
Source
Employer   

VP, Compliance','COR000QD','!*!The newly-created role of Vice President, Global Compliance Testing will lead the development and execution of an evolving and dynamic global compliance testing program designed to meet the requirements..

SPONSORED JOB
Company
Prudential Financial, Inc
Location
Newark, NJ
Posted Date
Nov 19,18
Source
Employer   

Director, Product Compliance','COR000QE','!*!Prudential’s Compliance organization is seeking a talented, business savvy Compliance Professional to join Prudential’s Compliance Department supporting new cross business unit initiatives arising from Financial Wellness strategies. This..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Job description If you enjoy working with clients and colleagues to improve business effectiveness, create sustainable efficiencies, add value by matching Firm capabilities with client needs, and build a world..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 18
Info Source
Employer  - Full-Time   

Compliance - AML/OFAC Risk Assessment Compliance Manager - Vice President','180108943','!*! JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Associate Director, Compliance Santander Bank, NA • New York NY 10176 Job #777717407 Associate Director, Compliance 1807196 Description [POSITION SUMMARY] The Associate Director, Compliance ensures corporate policies are accurate, current,..

 
Company
**********
Location
Roseland, NJ
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

About the position Prudentials Compliance organization is seeking a talented, business savvy Compliance Professional to join Prudentials Compliance Department supporting new cross business unit initiatives arising from Financial Wellness strategies...

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Operational Risk Consultant 4 - Cross-Business Operational Risk Review Consultant in New York New York At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed..

 
Company
**********
Location
Paterson, NJ
Posted Date
Nov 20, 18
Info Source
Recruiter  - Full-Time   

A diversified technology company is in need of a Telecommute Compliance Project Manager.nnCore Responsibilities of this position include: ntDefining process improvementsntDriving project planning and management reviewsntDesigning and implementing central project..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 18
Info Source
Employer  - Full-Time   

Corporate Compliance - AWM Testing Compliance Manager - Vice President','180113163','!*!JPMorgan Chase JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is..

 
Company
**********
Location
Jersey City, NJ
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time  

Job Description: Job ID: 20181112-12968-YD Company Name: Verisk Analytics Description: Verisk Analytics has an amazing story to tell. In 2016, Forbes magazine named Verisk Analytics to its World s Most..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

in New York New York At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Recruiter  - Full-Time   

Compliance Consultant Bilingual Chinese (located in Manhattan) RESPONSIBILITIES: Conduct Google search, Orbis search, WorldCheck searh and collect all relevant information for alert investigation. Conduct alert analysis and ensure red flags..

 
Company
**********
Location
Jersey City, NJ
Posted Date
Nov 21, 18
Info Source
Recruiter  - Full-Time   

Compliance Analyst Robert Half • Jersey City NJ 07308 Job #779174032 Rapidly growing company in Hudson County is seeking an Compliance Analyst to join their legal team! The position will..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Financial Crime Compliance Business Manager - RBWM HSBC • New York NY 10176 Job #779174446 Description Financial Crime Compliance (FCC) is a sub-function of the Financial Crime Risk function. The..

 
Company
**********
Location
Paterson, NJ
Posted Date
Nov 21, 18
Info Source
Recruiter  - Full-Time   

A helathcare company is in need of a Telecommute Senior Regulatory Adherence Analyst.nnMust be able to: ntConduct state - specific legal research and monitor changes to requirementsntSupport the collection of..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Job Description Technology at Wells Fargo is at the heart of what enables us to satisfy our customers financial needs and help them succeed financially. The Enterprise Information Technology (EIT)..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 18
Info Source
Employer  - Full-Time  

At OnDeck, we improve the world’s economic landscape by changing the way small businesses access capital. We do it in an environment of collaboration; where we’re serious about our work..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Company Overview: At Memorial Sloan Kettering (MSK), weu2019re not only changing the way we treat cancer, but also the way the world thinks about it. By working together and pushing..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 18
Info Source
Employer  - Full-Time   

Job Description Manage and oversee the Bank’s Privacy policy and procedures, and ensure bank-wide compliance and training. Collaborate with the Information Security department in developing and effectively managing non-public information..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 18
Info Source
Employer  - Full-Time   

Description: Discover your opportunity with MUFG Bank, the 5th largest financial group in the world with total assets of over $2.4 trillion (as ranked by SNL Financial, April 2016) and..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 18
Info Source
Employer  - Full-Time   

Overview SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Banking Group, one of the world's largest global financial institutions. Based in New York City, we provide..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Home Job Search Your Career at Combined Combined Insurance, a Chubb Company is seeking a Bilingual Field Compliance Analyst (English/Spanish) to join our fast-paced, high energy, and growing company. For..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 18
Info Source
Employer  - Full-Time   

Overview SMBC is looking for a talented person to work in its Governance and Regulatory Group, within the Planning Department, Americas Division. The position is with the SMBC Governance and..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Fluent is a fast-growing company transforming online advertising/marketing through a commitment to performance and people-based marketing. Backed by a powerful team of experts, Fluentu2019s customer acquisition platform uses real-time, self-reported..

 
Company
**********
Location
New York City, NY
Posted Date
Nov 21, 18
Info Source
Employer  - Full-Time   

Current Mid-level Short-term contract assignment Posted on 20 November 2018 New York, New York, United States Mid-level Short-term contract assignment Posted on 20 November 2018 Back to search results Already..

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