Compliance Jobs in New York

Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate..

Associate Director, Compliance','1807196','[POSITION SUMMARY] The Associate Director, Compliance ensures corporate policies are accurate, current, and in compliance with federal and state regulations. This position participates in product development services to..

The position will work with the Chief Compliance Officer and will be responsible for helping to maintain and manage the firm's CNR Rule 206(4)-7 and Funds Rule 38a-1 compliance program,..