Compliance Jobs in Queens

SunIRef:cr001nOverview:nnSMBC's Compliance Department Americas Division (CPAD) is seeking a Vice President of BSA/AML Compliance Monitoring and Testing. The Vice President is responsible for managing the monitoring and testing program. This..

VP Compliance, Securities Control Room Our client, a leading Financial Services Firm is seeking an experienced compliance professional to supervise its Securities Control Room. This function is responsible for the..

About Our ClientMy client are a boutique banking organization, with the US Head office in Manhattan. They are a wholesale bank offering a wide range of products and services to..

is one of the nation's top-ranked medical schools. For 175 years, NYU Grossman School of Medicine has trained thousands of physicians and scientists who have helped to shape the course..

About Our ClientMy client is a well established, prestigious financial services company, based in New York. They offer a range of products and services to primarily retail customers.Job DescriptionThe AVP..

u003Cdiv id=win0divHRS_SCH_PSTDSC$0\u003Eu003Ctable width=885 style=border-style:none id=ACE_HRS_SCH_PSTDSC$0 cols=2 cellspacing= cellpadding= border=\u003Eu003Ctbodyu003Eu003Ctru003Eu003Ctd width=6 height=8\u003Eu003Cu002Ftdu003Eu003Ctd width=879\u003Eu003Cu002Ftdu003Eu003Cu002Ftru003Eu003Ctru003Eu003Ctd height=20\u003Eu003Cu002Ftdu003Eu003Ctd valign=top align=left\u003Eu003Cdiv id=win0divHRS_SCH_PSTDSC_DESCR$0\u003E Marketing Statement u003Cu002Fdivu003Eu003Cu002Ftdu003Eu003Cu002Ftru003Eu003Ctru003Eu003Ctd height=18\u003Eu003Cu002Ftdu003Eu003Ctd valign=top align=left\u003Eu003Cdiv id=win0divHRS_SCH_PSTDSC_DESCRLONG$0\u003Eu003Cdiv style=word-wrap: break-word; id=HRS_SCH_PSTDSC_DESCRLONG$0\u003Eu003Cbru003Eu003Cpu003Eu003Cbu003EEmpower Every New Yorker —..

This position is for local residents only. Sorry, Visa / sponsorship not available. GLOBAL TRADE COMPLIANCE SENIOR ANALYST LOCATION: NY/NJ Metro area DUTIES Heavy HTS Classification Handle Customs Valuation Knowledge..

Be a part of the team behind our success! At Advisor Group, we support more than 11,300 financial professionals, the people who help everyday Americans achieve their dreams. We're a..

nnu003cstrongu003eJob Descriptionu003c/strongu003enu003cpu003eu003cstrongu003e Opportunityu003c/strongu003eu003c/pu003eu003cpu003eReporting to the Associate Vice President (AVP) Internal Audit and Risk Management Services the Manager Risk Management and Insurance will support the AVP in the ongoing development and..

Control Room Compliance Manager Our client, a boutique, global investment bank in New York City is seeking to add a Control Room Compliance Manager to their team. Key Responsibilities: Participate..

nnu003cstrongu003eJob Descriptionu003c/strongu003enu003cbu003eRef ID: u003c/bu003e02944 [ Phone number blocked ] u003cbr /u003eu003cbr /u003eu003cbu003eClassification: u003c/bu003eCompliance Business Analystu003cbr /u003eu003cbr /u003eu003cbu003eCompensation: u003c/bu003e$66.50 to $77.00 hourlyu003cbr /u003eu003cbr /u003eRobert Half is seeking a Risk Assessment professional..

Overview:u003Cbru003Eu003Cpu003EOur client, a non-profit organization, is seeking a Legal and Compliance Paralegal for a temp to perm position in their New York City office. This position will be remote until..

Job ID: 5548770 About Wells Fargo* Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.9 trillion in assets. Wells Fargo’s vision is to satisfy..

Location(s) US-NY-New YorknJob ID 2020-63646nSchedule Type Full TimenLevel Vice PresidentnFunction(s) GeneralnRegion AmericasnDivision CompliancenBusiness Unit Federation CompliancenEmployment Type EmployeenMORE ABOUT THIS JOBnGLOBAL COMPLIANCEnnOur division prevents, detects and mitigates compliance, regulatory and..

nnu003cstrongu003eJob Descriptionu003c/strongu003enu003chtmlu003en u003cheadu003eu003c/headu003en u003cbodyu003en u003cdivu003en u003cdiv style=position: relative;\u003en u003ctk_metadata name=last_modified value=7/07/2020, 17:19\u003e n u003c/tk_metadatau003en u003ctk_metadata name=author value=Donna Stewart\u003e n u003c/tk_metadatau003en u003cpu003eu003c/pu003en u003cp style=text- [ Link Removed ] :0.00in;margin- [ Link..

Job Description Opportunity Reporting to the Associate Vice President (AVP) Internal Audit and Risk Management Services the Manager Risk Management and Insurance will support the AVP in the ongoing development..

About Our ClientOur client is a major foreign bank with a small satelitte office in New York City.Job DescriptionDevelop and implement all compliance initiativesAct as US Regulatory SME for all..

Compliance Assurance Officer, VP - Volcker Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Assurance team responsible..

nnu003cstrongu003eJob Descriptionu003c/strongu003enThe company is an equal opportunity employer and will consider all applications without regard to race, sex, age, color, religion, national origin, veteran status, disability, genetic information or any..

_JOB OVERVIEW: _ This position is primarily responsible for acquiring, maintaining, and auditing drug supplier licensing according to federal requirements in addition to supporting the various Henry Schein licenses across..

Job Location : United States : New York : New YorkRole Value Proposition : The Global Financial Crimes Unit (GFCU) is responsible for the effective implementation, maintenance and continuous improvement..

At Reverse Mortgage Funding LLC (RMF), we are dedicated to helping older Americans live the retirement lifestyle that they imagined and deserve, in the comfort of their own home. Reverse..

Job Reference #211836BRBusiness DivisionsGroup Functions Your roleAre you investigative in nature? Do you know how to assess if a process is designed well to effectively mitigate a regulatory and operational..