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Compliance Jobs in Stamford





Job info
 
Company
**********
Location
Hauppauge, NY
Posted Date
Jul 10, 18
Info Source
Employer  - Full-Time   
Total Views
6

DescriptionAssist with monitoring fund compliance on a daily/weekly basis with consideration to investment restrictions detailed in Prospectus, Statement of Additional Information and Investment Company Act of 1940Assist with monitoring fund..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 12, 18
Info Source
Employer  - Full-Time   
Total Views
6

Overview If you have 1-3 years' experience in financial services and know a thing or two about fee structures of financial instruments, we want to hear from you! Our Distribution..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 12, 18
Info Source
Employer  - Full-Time   
Total Views
5

Overview Legg Mason is seeking a global marketing review Senior Compliance Officer to join its Global Compliance Department. This positionu00a0can be based in Legg Masonu2019s Stamford, CT or New York..

 
Company
**********
Location
Wilton, CT
Posted Date
Jul 17, 18
Info Source
Employer  - Full-Time   
Total Views
1

GENERAL DESCRIPTION – PURPOSE OF ROLE:This role will assist the Vendor Compliance Manager in day to day gathering of all customer compliance chargebacks. ESSENTIAL FUNCTIONS:Communicate customer compliance requirements throughout the..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 18, 18
Info Source
Recruiter  - Contract     

nnJob DescriptionnREGULATORY AFFAIRS SPECIALIST - STAMFORD CT The Select Group is looking for a REGULATORY AFFAIRS SPECIALIST for a top client in Stamford, CT. Ideal candidates will have extensive experience..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 17, 18
Info Source
Employer  - Full-Time   
Total Views
8

Job ID: 1800002346Role Summary/Purpose:This position reports into an Audit Senior Manager. The incumbent must demonstrate subject matter expertise and will be responsible for executing on the audit plan covering Synchrony..

 
Company
**********
Location
Mineola, NY
Posted Date
Jul 12, 18
Info Source
Employer  - Full-Time   
Total Views
4

in Mineola New York Manage the development and implementation process of a specific company product. Manage the development and implementation process of a specific company product involving departmental or cross-functional..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 13, 18
Info Source
Recruiter  - Full-Time   
Total Views
9

Job Description Compliance Programmer . Python, Perl, Ruby or R Job Description: Using Python, Perl, R or Ruby, this programmer will develop and support Web-based tools and micro services in..

 
Company
**********
Location
Norwalk, CT
Posted Date
Jul 13, 18
Info Source
Employer  - Full-Time   
Total Views
4

Priceline.com LLC (“the Company”) is looking for a Compliance Program Manager to be part of our Legal team, reporting to the Compliance & Ethics Officer. The Compliance Program Manager will..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 14, 18
Info Source
Employer  - Full-Time   
Total Views
9

Job LocationsUS-CT-Stamford | US-NY-New YorkReq. #2018-2875DivisionCompliancePosition TypeRegular Position OverviewLegg Mason is seeking a global marketing review Senior Compliance Officer to join its Global Compliance Department. This position can be based..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 14, 18
Info Source
Employer  - Full-Time   
Total Views
4

Principal Operations & Compliance Analyst Oracle • Stamford CT Job #700366064 Manage the development and implementation process of a specific company product. Manage the development and implementation process of a..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 13, 18
Info Source
Employer  - Full-Time   
Total Views
13

Sr. Compliance Officer (Global Marketing Review) in Stamford Connecticut Legg Mason is seeking a global marketing review Senior Compliance Officer to join its Global Compliance Department. This position can be..

 
Company
**********
Location
Harrison, NY
Posted Date
Jul 14, 18
Info Source
Employer  - Full-Time   
Total Views
9

We have an immediate opening for a Compliance/AML Manager in our Harrison, NY location. Position Responsibilities: Undertaking file reviews and general monitoring of clients and investors to ensure that the..

 
Company
**********
Location
Stamford, CT
Posted Date
Jul 18, 18
Info Source
Recruiter  - Contract     

nnJob DescriptionnREGULATORY AFFAIRS SPECIALIST - STAMFORD CT The Select Group is looking for a REGULATORY AFFAIRS SPECIALIST for a top client in Stamford, CT. Ideal candidates will have extensive experience..

 
Company
**********
Location
Norwalk, CT
Posted Date
Jul 13, 18
Info Source
Employer  - Full-Time   
Total Views
10
Total Applies
1

Job Description Priceline.com LLC (u201cthe Companyu201d) is looking for a Compliance Program Manager to be part of our Legal team, reporting to the Compliance & Ethics Officer. The Compliance Program..

 
Company
**********
Location
Sleepy Hollow, NY
Posted Date
Jul 13, 18
Info Source
Employer  - Full-Time   
Total Views
10

Position SummaryKnown for its scientific and operational excellence, Regeneron is a leading science-based biopharmaceutical company that discovers, invents, develops, manufactures, and commercializes medicines for the treatment of serious medical conditions...

 
Company
**********
Location
Purchase, NY
Posted Date
Jul 13, 18
Info Source
Employer  - Full-Time   
Total Views
13

Director - Domestic Tax Compliance and Reporting Overview The Director, Domestic Tax Compliance and Reporting will be responsible for all federal income tax compliance for MasterCard, including the federal consolidated..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 13, 18
Info Source
Recruiter  - Full-Time   
Total Views
6

Jul 12, 2018 Administer and continue to develop an effective means to ensure specific sales , distribution and marketing materials... and internal policies and procedures Assist with the development and..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jul 13, 18
Info Source
Employer  - Part-Time     
Total Views
6

:,ActualValueFromSolar:null},{QuestionName:Location,AnswerValue:BRIDGEPORT-850 MAIN ST ,VerityZone:location,QuestionType:select,ActualValueFromSolar:null},{QuestionName:Job Description,AnswerValue:The primary role of this position is to review and monitor transactions and activities to determine whether potential suspicious activity exists. u003cbr/u003eu003cbr/u003eThis position reviews transaction/account alerts,..

 
Company
**********
Location
Norwalk, CT
Posted Date
Jul 15, 18
Info Source
Employer  - Full-Time   
Total Views
7

Description Priceline.com LLC (“the Company”) is looking for a Compliance Program Manager to be part of our Legal team, reporting to the Compliance & Ethics Officer. The Compliance Program Manager..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jul 15, 18
Info Source
Employer  - Full-Time   
Total Views
3

ASSOCIATE REGULATORY AFFAIRS OPERATIONS SPECIALIST The Minimally Invasive Therapies Group strives to enable earlier diagnosis, better treatment, faster complication-free recovery, and enhanced patient outcomes through less invasive surgical solutions. MITG's..

 
Company
**********
Location
Bethpage, NY
Posted Date
Jul 13, 18
Info Source
Employer  - Full-Time   
Total Views
6

Requisition ID: 50362 Job Function/Category: Transmission and Distribution Employment Type: Exempt Full Time This is an exciting time to be joining PSEG. Our commitments, which include safety, integrity, customer focus,..

 
Company
**********
Location
Fairfield, CT
Posted Date
Jul 16, 18
Info Source
Employer  - Full-Time   
Total Views
6

Location: Fairfield, CT Category: Athletics Posted On: Fri Jul 13 2018 Job Description: Working under the guidance of the Senior Associate Director of Athletics for Compliance, this position assists in..

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