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67

Asset Management Compliance Officer Jobs





Job info
 
Company
**********
Location
Trevose, PA
Posted Date
Dec 14, 2020
Info Source
Employer  - Part-Time    90  

... search for a Part Time Compliance Officer to join our corporate legal ... Austin So, SVP, Chief Legal Officer and Secretary. rnrnThe Compliance Officer (“CO”) is responsible for supporting..

 
Company
Aon PLC.
Location
Burlington, VT
Posted Date
Mar 23, 2023
Info Source
Employer  - Full-Time  90  

Compliance ManagerAon’s Captive & Insurance Management (“ACIM”) is looking to add ... is looking to add a Compliance Manager to our dynamic team ... be responsible for overseeing the compliance..

 
Company
**********
Location
San Jose, CA
Posted Date
Sep 12, 2022
Info Source
Employer  - Full-Time  90 

... Proactively manages the company’s overall compliance risk management program and staff. Manages entity ... and staff. Manages entity wide compliance with all federal and state ... Directs the company’s..

 
Company
**********
Location
Neosho, MO
Posted Date
Nov 10, 2023
Info Source
Employer  - Full-Time  90  

https://www.neoshomo.gov/Jobs.aspx?UniqueId=106&CommunityJobs=False&JobID=CodesRegulation-Compliance-Officer-42 Thu, 12 Oct 2023 16:46:20 ... Job Title: Codes / Regulation Compliance Officer Status: Full-Time Department: Development Services ... applying city code to determine compliance to a fair and..

 
Company
**********
Location
, MI
Posted Date
May 21, 2023
Info Source
Employer  - Full-Time  90  

Job Description The Corporate Compliance Sr Manager is responsible for ... Manager is responsible for the management, execution, and oversight of the ... execution, and oversight of the compliance program..

 
Company
Bankers' Compliance Group, Inc
Location
San Gabriel, CA
Posted Date
Oct 08, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
Sandvik Process Systems
Location
Chicago, IL
Posted Date
Aug 11, 2023
Info Source
Employer  - Full-Time  90 

... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..

 
Company
**********
Location
Campbell, CA
Posted Date
Jun 05, 2023
Info Source
Recruiter  - Full-Time  90  

... actively seeking for a Safety Compliance Officer. The Safety Compliance Officer will join the family of ... mind and spirit. The Safety Compliance Officer will be responsible for organization-wide..

 
Company
**********
Location
Waltham, MA
Posted Date
Apr 26, 2023
Info Source
Employer  - Full-Time  90 

... AND SCOPE:The Senior Ethics & Compliance Officer (SECO) will manage the compliance program for several product lines ... and mentored by the VP, Compliance and, ideally, will be viewed..

 
Company
**********
Location
Tipperary, MO
Posted Date
Feb 24, 2023
Info Source
Recruiter  - Full-Time  90  

... the Limerick/Tipperary area, requires a compliance officer. You will be joining an ... their industry. This is a compliance officer job in a rapidly changing ... Your duties will..

 
Company
**********
Location
Cambridge, MA
Posted Date
Mar 15, 2024
Info Source
Employer  - Full-Time   

... to the Executive Director, the Compliance Officer administers the Harvard University Health ... the Harvard University Health Services Compliance Program by consistently achieving high ... consistently achieving high levels..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Nov 27, 2022
Info Source
Employer  - Full-Time  90  

... and trends with the client’s management team and their employees, representatives, ... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale..

 
Company
**********
Location
Gloucester, MA
Posted Date
Dec 17, 2023
Info Source
Employer  - Full-Time  90 

https://www.gloucester-ma.gov/Jobs.aspx?UniqueId=76&CommunityJobs=False&JobID=Compliance-OfficerAssistant-Emergency-Ma-481 Wed, 13 Dec 2023 14:19:15 ... applications for the position of Compliance Officer/Assistant Emergency Management Director. This person reports to ... to the Assistant Fire Chief/Emergency Management Director. This..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
San Gabriel, CA
Posted Date
Sep 27, 2022
Info Source
Employer  - Full-Time  90 

... Proactively manages the company’s overall compliance risk management program and staff. Manages entity ... and staff. Manages entity wide compliance with all federal and state ... Directs the company’s..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

... Proactively manages the company’s overall compliance risk management program and staff. Manages entity ... and staff. Manages entity wide compliance with all federal and state ... Directs the company’s..

 
Company
**********
Location
Temple Terrace, FL
Posted Date
Feb 17, 2024
Info Source
Employer  - Part-Time     

... $25.32 per hour POSITION: Code Compliance Officer POSITION NO: 3.116 DEPT: Code ... POSITION NO: 3.116 DEPT: Code Compliance This position is responsible for ... and enforcement activities to..

 
Company
**********
Location
,
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

... u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel with..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... execution prices, risk and portfolio management tools, research facilities and investment ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s..

 
Company
**********
Location
Irvine, CA
Posted Date
Dec 04, 2022
Info Source
Employer  - Full-Time  90 

... Proactively manages the company’s overall compliance risk management program and staff. Manages entity ... and staff. Manages entity wide compliance with all federal and state ... Directs the company’s..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 02, 2023
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to: Provide compliance coverage for..

 
Company
**********
Location
Los Angeles, CA
Posted Date
Sep 16, 2022
Info Source
Employer  - Full-Time  90 

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and trends with the client’s management team and their employees, representatives, ... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale..

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