Asset Management Compliance Officer Jobs in Rhode Island | ComplianceCrossing.com
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Asset Management Compliance Officer Jobs in Rhode Island

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Company
CPA Firm
Location
Providence, RI
Posted Date
Sep 17,2018
Info Source

Responsible for managing multiple auditing and accounting projects and client engagements ... Knowledge of laws and regulatory compliance * Strong communication, research, analytical and .....

 
Company
Ascension Management, Inc.
Location
Johnston, RI
Posted Date
Sep 17,2018
Info Source

... and corporate compliance policies. 6. Other duties that may be assigned. Job Complexity ... Assigned goals and Management by Objectives (MBOs) will be obtained through training, consultative .....

 
Company
CPA Firm
Location
Providence, RI
Posted Date
Sep 17,2018
Info Source

... Compliance, Research, Consulting for corporate, partnership and individual returns · Provide ... manager Company Description Public Accounting Firm..

 
Company
Parkinson Technologies Inc.
Location
Woonsocket, RI
Posted Date
Jul 30,2018
Info Source

Interact with other managers to provide consultative support to planning initiatives through ... compliance with employment regulations. * Assume the fiduciary responsibility of 401(k .....

 
Company
National Marker Company
Location
North Smithfield, RI
Posted Date
Sep 13,2018
Info Source

... ensure compliance in all HR processes including the full spectrum of wage and hour, benefit ... link between the organization's management and its associate's. ESSENTIAL DUTIES AND .....

 
Company
Dan's Mgmt Co.
Location
Providence, RI
Posted Date
Jan 18,2016
Info Source

Ensuring Compliance with standards for safety, sanitation, and all Federal, State, and local laws ... Company Description Department Description Dan™s Management Co. is a premier quick service .....

 
Company
Milford Federal Savings & Loan
Location
Woonsocket, RI
Posted Date
Sep 06,2018
Info Source

Manage employee and customer issues timely, seeking input from Sr. VP of Retail Banking and/or ... Routinely review procedures for efficiency and to maintain compliance. * Maintains proper condition .....

 
Company
Lifespan
Location
Providence, RI
Posted Date
Aug 11,2018
Info Source

Ensures compliance with requirements and standards of pertinent accrediting and credentialing bodies. Supervises staff. Direct patient care will also be expected of the Program Manager including but .....

 
Company
For Eyes
Location
Cranston, RI
Posted Date
Aug 31,2018
Info Source

Supervise and control the operations of the store in compliance with all company security ... Protect all Company assets, including inventory, cash, credit card drafts, bank deposits, and .....

 
Company
Walco Electric Company
Location
Providence, RI
Posted Date
Jun 18,2018
Info Source

Position reports directly to the COO The Sales Account Manager is responsible for meeting and ... Ensuring compliance with operating policies and procedures * Prepare and present weekly call plan .....

 
Company
U.S. Bank
Location
Providence, RI
Posted Date
Sep 10,2018
Info Source

... compliance with policies - Facilitating routines and projects with RM&C and Business Line stakeholders The Issue Management Framework Analyst will use business line and other internal data to create .....

 
Company
HighTower
Location
Providence, RI
Posted Date
Aug 20,2018
Info Source

The group is currently looking for a Wealth Management Associate to assist with various ... Attend compliance and continuing education training sessions as required by regulatory agencies and .....

 
Company
Thames & Kosmos
Location
,
Posted Date
Sep 14,2018
Info Source

Support our Safety & Compliance lead in reviewing and generating required product safety ... Self-starter who can work independently, but knows when to appropriately bring management team into .....

 
Company
VNA of Care New England
Location
Providence, RI
Posted Date
Aug 01,2018
Info Source

... compliance with established professional and accreditation standards, practices and regulatory requirements. This position is responsible for the support, management and development of direct report .....

 
Company
HallKeen Management, Inc.
Location
Coventry, RI
Posted Date
Sep 13,2018
Info Source

... residents in full compliance with HUD regulations. The ideal candidate should possess strong ... Our core business is the management of and investment in multi-family, assisted living, and .....

 
Company
Sims Metal Management
Location
Providence, RI
Posted Date
Jul 27,2018
Info Source

Sims Metal Management has over 80 sites in the U.S. and Canada with over 4500 employees. We are ... The position directly impacts the organization by maintaining compliance with all applicable ..

 
Company
Clarke Industrial Engineering Inc.
Location
North Kingstown, RI
Posted Date
May 30,2018
Info Source

Responsibilities · Follow the Clarke Industrial Engineering policies and procedures. · Ensure compliance with the Clarke Industrial Engineering EHS management system. · Owner of the ISO 9001 .....

 
Company
University of Rhode Island
Location
Kingston, RI
Posted Date
Sep 07,2018
Info Source

Perform quality assurance inspections and EMCS programming for Facilities Management to insure compliance with design specifications, contract documents, building codes, and LEED specifications. Work .....

 
Company
Lifespan
Location
Newport, RI
Posted Date
Feb 20,2018
Info Source

Under Lifespan and Development policies and procedures, manages and implements the affiliate donor ... Corporate Compliance Program and Code of Conduct. Works in collaboration with the CDO, MGO .....

 
Company
U.S. Bank
Location
Providence, RI
Posted Date
Aug 17,2018
Info Source

... management meetings, identifies changes that impact Mortgage Origination and Performing Servicing, and coordinates gap analyses; and lead projects and/or activities that ensure compliance with .....

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