Assistant Jobs in Stamford, Connecticut | ComplianceCrossing.com


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28

Assistant Jobs in Stamford





Job info
 
Company
**********
Location
Bridgeport, CT
Posted Date
Apr 15, 2021
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead (SNP) ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. Responsibilities The Compliance Lead (SNP) ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The ..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers and futures commission merchants. This person will help design systems to comply ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 17, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Apr 22, 2023
Info Source
Employer  - Full-Time  90  

Job Information Humana Manager, Compliance - Agent Investigation Unit in Bridgeport Connecticut Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, Compliance works within specific guidelines and procedures; applies ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jun 20, 2021
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior Compliance Professional work assignments involve moderately complex to complex issues where the analysis of situations or data requires an ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
May 02, 2022
Info Source
Employer  - Full-Time  90  

Description The Supervisor, Compliance Nursing reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Supervisor, Compliance ..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Apr 25, 2022
Info Source
Employer  - Full-Time  90  

Description The Compliance Nurse 2 reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Compliance Nurse ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange, ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Nov 26, 2022
Info Source
Employer  - Full-Time  90  

Description The Compliance Nurse 2 reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Compliance Nurse ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Sep 01, 2022
Info Source
Employer  - Full-Time  90  

Description The Manager, Compliance Nursing reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regulations and to prevent and detect fraud, waste, and abuse. The Manager, Compliance ..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for an experienced Compliance Analyst with 5 years of experience in a compliance role, preferably in the commodities or securities industry. This position is responsible ..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

Job Description Interactive Brokers is looking for a motivated and talented compliance analyst who is familiar with U.S. securities and/or commodities regulations and has appropriate experience at a regulatory agency, exchange ..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Oct 10, 2021
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance (UM) Coordinator 2 in Bridgeport Connecticut Description The Compliance (UM) Coordinator 2 conducts and summarizes compliance audits. The Compliance (UM) Coordinator 2 performs varied activities and moderately ..

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