THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... looking to hire a Senior Compliance Analyst at the Chicago Office. This ... Analysts will report to a Compliance Manager and will assist with ... ensuring the firm complies..
... a full-time remote Quality Assurance Compliance Analyst who resides in New York, ... report to a Quality Assurance Compliance Manager in our Chicago Office ... ensuring the firm complies..
... is looking to hire a Compliance Analyst at the Chicago or Greenwich ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial..
... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... the firm complies with the..
Salary: Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements ..
Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..
Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..
Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..
