Bank Oversight Compliance Officer Jobs in Connecticut

Job Description The Deputy of Compliance Technology position requires knowledge and ... or she will also provide oversight and direction regarding brokerage system ... commodities regulatory reporting obligations. Provide compliance..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..