Bank Regulatory Compliance Jobs in Massachusetts | ComplianceCrossing.com
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Bank Regulatory Compliance Jobs in Massachusetts





Job info
 
Company
**********
Location
Boston, MA
Posted Date
Aug 24, 18
Info Source
Employer  - Full-Time   

... Business (LoBs), Oversight & Control, Compliance, Risk and other key control ... control functions, to proactively manage regulatory changes in our operations and ... policies and procedures that demonstrate..

 
Company
**********
Location
Boston, MA
Posted Date
Aug 28, 18
Info Source
Employer  - Full-Time   

Senior Compliance Advisor, Regulatory Response','1809098','!*! The Expertise We’re Looking ... services experience Securities industry or regulatory experience preferred Familiarity with Fidelity’s ... Your Role As a Senior Compliance Advisor (SCA)..

 
Company
**********
Location
Boston, MA
Posted Date
Aug 29, 18
Info Source
Employer  - Full-Time   

... residential lending and loan servicing compliance efforts and perform testing or ... monitoring as appropriate to ensure regulatory guidelines are followed. And this ... also has supervisory responsibilities for..

 
Company
**********
Location
Dorchester, MA
Posted Date
Sep 20, 18
Info Source
Employer  - Full-Time   

AML Compliance Sr Bus Analyst','1806073','[POSITION SUMMARY] As ... Sr Bus Analyst','1806073','[POSITION SUMMARY] As FIU-Compliance Senior Business Analyst, she/he will ... corresponding Project Manager within AML Compliance. In this role he/she..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 04, 18
Info Source
Employer  - Full-Time   

The Compliance Director position is a senior ... role within Fidelity Brokerage Services (FBS)Compliance, responsible for providing compliance leadership and counsel on regulatory and compliance requirements related to the FBS..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 05, 18
Info Source
Recruiter  - Part-Time    

... recruiting for Investment and Securities Compliance Professional. ABOUT THE COMPANY: Considered ... variety of positions including global compliance. These roles are ideal for ... PUBLIC INFORMATION AND DOCUMENTS INVESTMENT..

 
Company
**********
Location
Boston, MA
Posted Date
Sep 17, 18
Info Source
Employer  - Full-Time  

... Job Description The Wholesale Broker-Dealer Compliance Department is responsible for the ... for the oversight of the compliance program for John Hancock Distributors ... products. Reporting to the Chief..

 
Company
**********
Location
Springfield, MA
Posted Date
Sep 06, 18
Info Source
Employer  - Full-Time   

... Together, we’re stronger. Description The Compliance & Controls Professional assists the ... Procedures. THE IDEAL CANDIDATE has compliance or supervision experience with a ... advisory and brokerage assets, complete..

 
Company
**********
Location
Burlington, MA
Posted Date
Sep 22, 18
Info Source
Employer  - Full-Time   

Purpose: * Provide operational/application support to CRD customers and internal business functions to minimize the adverse impact of incidents and problems on the customer and prevent reoccurrences of issues. Functions: * ..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 05, 18
Info Source
Recruiter  - Contract     

... contract Full benefits offered.Responsibilities Monitor compliance with internal policies and procedures, ... procedures, operational practices and investment compliance guidelines, ensuring proper control activities ... to the implementation of new..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 05, 18
Info Source
Employer  - Full-Time   

... and timely completion of the compliance obligations. Performs independent quality assurance ... to the bondholders and the bank. Ensures proper application of and ... Ensures proper application of and..

 
Company
**********
Location
Cambridge, MA
Posted Date
Sep 13, 18
Info Source
Employer  - Full-Time   

... to VP, the head of Regulatory CMC, this position will provide ... Chemistry, Manufacturing and Controls (CMC) Regulatory Affairs for development and marketed ... be responsible for assuring the..

 
Company
**********
Location
Boston, MA
Posted Date
Sep 19, 18
Info Source
Employer  - Full-Time   

Compliance and Oversight, Senior Associate in ... Summary The Quality Assurance over Regulatory Reporting team within the Controllers ... of controls and processes over regulatory reporting, including reviewing for compliance..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 15, 18
Info Source
Recruiter  - Full-Time   

Veritude is seeking an Investment Compliance Analyst for Fidelity Investments. This ... in Boston, MA. The Investment Compliance Monitoring Group is responsible for ... risk of trade error or compliance..

 
Company
**********
Location
Waltham, MA
Posted Date
Sep 17, 18
Info Source
Employer  - Full-Time   

Senior Compliance Analyst','20183248','!*!About the Position: Reporting to ... delivery of positive financial results, regulatory outcomes, operational performance, attainment of ... and reporting on TGEP BU compliance matters and providing analytical..

 
Company
**********
Location
Leominster, MA
Posted Date
Oct 08, 18
Info Source
Employer  - Full-Time  

The Compliance Specialist serves as a back-up ... a back-up to the AVP Compliance position and assists with the ... position and assists with the Compliance Management System (CMS), compliance..

 
Company
**********
Location
Waltham, MA
Posted Date
Oct 16, 18
Info Source
Employer  - Full-Time   

... directing, supervising, and managing all compliance aspects of the RIA Services ... RIA Services and Investment Adviser Compliance units; designing and implementing policies, ... our RIA activities remain in..

 
Company
**********
Location
Dorchester, MA
Posted Date
Sep 21, 18
Info Source
Employer  - Full-Time   

AML Compliance Sr Bus Analyst-1806073Description[POSITION SUMMARY] As ... Sr Bus Analyst-1806073Description[POSITION SUMMARY] As FIU-Compliance Senior Business Analyst, she/he will ... corresponding Project Manager within AML Compliance. In this role he/she..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 09, 18
Info Source
Recruiter  - Contract     

Description: Senior/Mid Manager Level Tax Professionals: Skill Requirements: - 5-8 years of Financial Services/Fund Industry experience - Big 4” experience preferred - Specific knowledge of 40 Act Funds (Mutual Funds)/ Registered ..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 12, 18
Info Source
Employer  - Full-Time  

u003Cp u003Eu003C/pu003Eu003Cp u003Eu003Cbu003EWELLINGTON MANAGEMENTu003C/bu003Eu003C/pu003Eu003Cp u003EWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk ..

 
Job title
GRANTED JOB
Company
**********
Location
Springfield, MA
Posted Date
Sep 18, 18
Info Source
Employer  - Full-Time   

... Description SUMMARY The Wealth Management Compliance Testing Team, as part of ... Team, as part of MMUS Compliance, is responsible for identifying potential ... through review of industry and..

 
Company
**********
Location
Boston, MA
Posted Date
Sep 11, 18
Info Source
Employer  - Full-Time   

Audit Director – Regulatory Compliance','1805753','!*!Job Description: The Audit Director for ... Description: The Audit Director for Regulatory Compliance will lead all audit activities ... all audit activities relating to Regulatory..

 
Company
**********
Location
Boston, MA
Posted Date
Oct 09, 18
Info Source
Recruiter  - Full-Time   

Skill Requirements: 5-8 years of Financial Services/Fund Industry experience Big 4 experience preferred Specific knowledge of 40 Act Funds (Mutual Funds)/ Registered Investment Companies (RICs)  Experience with investment partnerships, tax allocations ..

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