Bank Regulatory Liaison Jobs in Manhattan, New York | ComplianceCrossing.com
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Bank Regulatory Liaison Jobs in Manhattan






Job info
 
Company
**********
Location
New York City, NY
Posted Date
Sep 20, 18
Info Source
Employer  - Full-Time   

in New York New York At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers ..

 
Company
**********
Location
New York City, NY
Posted Date
Sep 22, 18
Info Source
Recruiter  - Full-Time   

Job Description At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center ..

 
Company
Citi
Location
New York, NY
Posted Date
Oct 13,2018
Info Source

Citi, the leading global bank, has approximately 200 million customer accounts and does business in ... Serving as liaison with regulatory examiners, Internal Audit, and external auditors on critical .....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Aug 06,2018
Info Source

Interface with regulators, such as FINRA and the SEC when required. * Interact with the firm ... Compliance work at a larger bank and now seeking to have a higher profile ..

 
Company
Sumitomo Mitsui Banking Corporation (SMBC)
Location
New York, NY
Posted Date
Oct 05,2018
Info Source

Overview SMBC Nikko Securities America, Inc. is a member of the Sumitomo Mitsui Banking Group, one ... Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). We are seeking .....

 
Company
JPMorgan Chase
Location
New York, NY
Posted Date
Sep 19,2018
Info Source

... liaison for FCB-related monitoring and other monitoring matters related to Global Payments ... OFAC) regulations. + Leadership skills (ability to take charge, confidence to interact with all .....

 
Company
Linium Resources
Location
New York, NY
Posted Date
Aug 08,2018
Info Source

... Banking firm seeks a VP to manage their compliance program for regulatory inquiries associated with the firm..

 
Company
MUFG
Location
New York, NY
Posted Date
Oct 09,2018
Info Source

... AML Compliance. • Performs investigations as a result of internal and external leads. • ... banking regulators and enforcement staff • Thorough understanding of an effective financial .....

 
Company
Federal Reserve Bank of New York
Location
New York, NY
Posted Date
Oct 12,2018
Info Source

... supervising and regulating state member banks, bank holding companies and foreign banking ... Determine the effectiveness of management policies and procedures for maintaining compliance with .....

 
Company
Citi-US
Location
New York, NY
Posted Date
Aug 16,2018
Info Source

S. bank/BHC regulatory applications for the firm, and serves as a liaison with the firm's U.S. bank ... compliance with the in-house counsel registration rules of that state/jurisdiction. • Strong .....

 
Company
ACG Resources
Location
Fort Lee, NJ
Posted Date
Jul 13,2018
Info Source

... compliance with regulations; * Preparation of internal pre-closing and post-closing checklist; * Acting as liaison with lender, bank counsel and title companies; * Reviewing loan documentation to .....

 
Company
Citi-US
Location
New York, NY
Posted Date
Sep 06,2018
Info Source

No Job ID: 18056623 Description About Citi Citi, the leading global bank, has approximately 200 ... Responsibilities Compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve .....

 
Company
Regulatory DataCorp
Location
New York, NY
Posted Date
Oct 10,2018
Info Source

... a liaison between the customer and internal teams; share customer feedback with product and R&D ... Regulatory DataCorp, Inc., (RDC), the Smarter ScreeningTM company, delivers powerful, decision .....

 
Company
Standard Chartered Bank
Location
Newark, NJ
Posted Date
Sep 04,2018
Info Source

To support the Bank's Financial Crime Compliance Americas division (FCC) in ensuring that the business in the US operates in accordance with all legal and regulatory requirements and all Group .....

 
Company
People's United Bank
Location
New York, NY
Posted Date
Sep 23,2018
Info Source

Maintains information on file with regulatory agencies as needed. Applies specialized knowledge to ... People's United Bank and its subsidiaries are equal opportunity and affirmative action employers .....

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Sep 10,2018
Info Source

Such advice will be tailored to resolving issues with consideration to regulatory requirements ... Our client, a global investment bank, is looking for a VP - Corporate Compliance Advisory profile .....

 
Company
Quintessence Computer Corp
Location
New York, NY
Posted Date
Oct 12,2018
Info Source

We have a Financial Technology practice which concentrates on Investment Banking IT, Wealth ... REGULATORY COMPLIANCE, BEHAVIOR DRIVEN DEVELOPMENT..

 
Company
UBS Financial Services
Location
Weehawken, NJ
Posted Date
Sep 30,2018
Info Source

... audit, regulatory policies or compliance within Financial Services ? ability to work ... Retail banking in Switzerland. And all the support functions. That's what we do. And we do it ..

 
Company
Key Career Services
Location
Manhattan, NY
Posted Date
Aug 03,2018
Info Source

Assist Compliance Director in development and maintenance of compliance testing manuals, policies ... Research laws, regulations, and guidance impacting the Bank as it relates to new/modified products .....

 
Company
ACG Resources
Location
New York, NY
Posted Date
Oct 03,2018
Info Source

Responsible for the overall KYC regulatory compliance within the Bank. Maintain a Customer ... liaison with Head Office-Compliance. Ensure that AML & Compliance related Standard Operating .....

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