Banking Compliance Jobs in Dix Hills, New York | ComplianceCrossing.com
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Banking Compliance Jobs in Dix Hills






Job info
 
Location
Melville, NY
Posted Date
Sep 01, 17
Info Source
Employer  - Full-Time   
Total Views
41

Senior Compliance Testing Associate – Commercial – ... ingenuity, simplicity, and humanity to banking. We measure our efforts by ... on a quest to change banking for good. Senior Compliance..

 
Company
TD Bank
Location
Melville, NY
Posted Date
Nov 19,2017
Info Source

If you have a disability that requires an accommodation to complete the application process, please e-mail TD Bank's HR Compliance Department at hrcompliance@td.com. Please include your full name .....

 
Company
HSBC
Location
Oceanside, NY
Posted Date
Nov 18,2017
Info Source

Maintain current knowledge of Company products and services and applicable Federal regulations, including Bank Secrecy and Know Your Customer principles. Adhere strictly to compliance and operational .....

 
Company
TD Bank
Location
North Babylon, NY
Posted Date
Nov 18,2017
Info Source

If you have a disability that requires an accommodation to complete the application process, please e-mail TD Bank's HR Compliance Department at hrcompliance@td.com. Please include your full name .....

 
Company
Santander Bank, NA
Location
Melville, NY
Posted Date
Nov 16,2017
Info Source

Monitor and ensure group compliance with bank policies, procedures, requirements and code of ethics. Review department work to ensure that the bank assets are properly protected. Monitor reports .....

 
Job title
Company
People's United Bank
Location
Port Washington, NY
Posted Date
Nov 15,2017
Info Source

Leads and motivates the Banker staff to maximize sales opportunities and increases the depth of the customer relationships, retention and loyalty. Adheres to compliance procedures and internal .....

 
Company
Adams Consulting Group LLC
Location
PLAINVIEW, New York
Posted Date
Nov 15,2017
Info Source

S. Banking regulations and compliance practice, compliance risk management, and Risk Governance ... Specialty Knowledge: Knowledge of U.S. Banking regulations and compliance practice with .....

 
Job title
Company
David Lerner Associates
Location
Syosset, NY
Posted Date
Nov 06,2017
Info Source

Compliance training for registered representatives * Drafting regulatory filings * Written communications with regulatory agencies and investors * Trade reviews (municipal securities, mutual funds..

 
Job title
Company
Trandon Associates, Inc
Location
Glen Cove, NY
Posted Date
Nov 03,2017
Info Source

Perform audits of Bank Branches and Departments, including reviews of financial accounting, operating and administrative procedures, related internal controls, and compliance with laws and .....

 
Company
People's United Bank
Location
Sayville, NY
Posted Date
Nov 02,2017
Info Source

... compliance with policies/procedures and/or regulations. Oversee and coordinate operational activities including cash, supplies, inventory and daily balancing. Monitor Bankers? transaction activities .....

 
Company
JPMorgan Chase
Location
New Hyde Park, NY
Posted Date
Oct 28,2017
Info Source

Your continued employment in this position would be contingent upon compliance with Truth in ... banking sales, or + Financial services sales, or + Consultative relationship sales role in a .....

 
Company
Island Federal Credit Union
Location
Hicksville, NY
Posted Date
Oct 28,2017
Info Source

Ensure branch adheres to operational policies, compliance requirements and security measures. Assist in the development and training of staff, including performance reviews, giving constructive .....

 
Company
Associated Bank
Location
Port Washington, New York
Posted Date
Oct 24,2017
Info Source

COMPLIANCE STATEMENT As a valued colleague of Associated Bank you play a critical role in delivering an exceptional customer experience during every interaction. Expectations for this position .....

 
Company
Bank of America
Location
Islip, NY
Posted Date
Oct 19,2017
Info Source

Merrill Lynch Wealth Management is part of Bank of America Corporation. The Practice Management ... compliance and personal growth and development according to both a day-to-day and longer-term plan..

 
Company
Custom Architectural and Engineering Company
Location
Melville, NY
Posted Date
Oct 19,2017
Info Source

... SOX compliance regarding all financial functions. · Work with Human Resources to ensure ... banking relationships and strategic alliances with vendors and business partners. · Utilize .....

 
Company
HSBC
Location
Glen Oaks, NY
Posted Date
Oct 11,2017
Info Source

... and compliance with proscribed guidelines. Leadership & Teamwork * Support, endorse and contribute to team environment in serving assigned bank branches. * Collaborate with Premier Relationship .....

 
Company
Oracle
Location
Mineola, NY
Posted Date
Oct 06,2017
Info Source

Banking/FinancialServices Analytical and Compliance**Project Manager* *LOCATION: EAST COAST PREFERRED* * * *NOTE: **We are unable to providevisa sponsorship for this role at this time- no candidates .....

 
Job title
Company
Sterling National Bank
Location
Melville, NY
Posted Date
Oct 05,2017
Info Source

Ensure compliance with regulatory requirements and with the bank?s policies and procedures #LI-Post #CommercialBanking **Required Skills** + Bachelor's degree + MD should have at least 8 to 10 .....

 
Company
HSBC Group
Location
Melville, NY
Posted Date
Sep 29,2017
Info Source

The role holder will represent HSBC Securities (USA) Inc., HSBC Bank USA, N.A. and HSBC Insurance ... compliance with local regulatory requirements. Accountable for the performance of portfolio of .....

 
Company
Santander Bank, NA
Location
Great Neck, NY
Posted Date
May 20,2017
Info Source

Position Duties: + Achieve and exceed both individual and branch related sales and revenue goals as defined on a quarterly basis. + Maintain compliance with all applicable bank, broker/dealer, State .....

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