Branch Compliance Officer Jobs in Manhattan, New York | ComplianceCrossing.com
Your search results
20

Branch Compliance Officer Jobs in Manhattan






Job info
 
Company
Santander
Location
New York, NY
Posted Date
Sep 21,2018
Info Source

Exclusive Branch Referrals * Extensive Product Mix Including: Competitive Portfolio Suite; Condo ... Ensuring compliance to Retail Mortgage Lending policies and procedures. Performing work in .....

 
Company
Hedge Fund
Location
New York, NY
Posted Date
Sep 20,2018
Info Source

Our team is looking to bring on a motivated compliance professional to join our NYC team. With offices, worldwide, our new hire will be the only fully dedicated compliance professional for ..

 
Company
MARSH & MCLENNAN COMPANIES, INC
Location
New York, NY
Posted Date
Sep 19,2018
Info Source

The Senior Compliance Officer ("SCO") is responsible for supporting the compliance agenda of two dual registrants. Both firms are licensed as a broker-dealer with FINRA and adviser with the SEC..

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Aug 11,2018
Info Source

Overview A fast growing Private Equity firm seeks a Chief Compliance Officer (CCO) to help them as they accelerate to the next level. JOB DESCRIPTION Overview: This position is responsible for ..

 
Company
HireResources
Location
New York, NY
Posted Date
Apr 12,2018
Info Source

The Chief Compliance Officer will be responsible for oversight of all aspects of a billion dollar investment management's compliance program. This role is part-time and the candidate can not .....

 
Company
The Blackstone Group LP
Location
New York, NY
Posted Date
Mar 05,2018
Info Source

: Compliance Officer - Blackstone Legal & Compliance Employer: Blackstone Firm Overview: Blackstone is one of the world s leading investment firms. We seek to create positive economic impact and .....

 
Company
The Goodkind Group
Location
New York, NY
Posted Date
Jan 19,2018
Info Source

A leading Financial Services Firm in NY is seeking to add a Senior Compliance Officer to support the CCO with the development and implementation of the Alternatives compliance program..

 
Company
Sims Metal Management
Location
Jersey City, NJ
Posted Date
Sep 07,2018
Info Source

Support the NAM business programs and compliance of national programs managed by Director of ... To the satisfaction of Director, Business VP's / NAM CFO * Collection of necessary insurance claims ..

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Jul 11,2018
Info Source

Prime Derivatives Services Compliance Officer # 115762..

 
Company
TransferMate
Location
New York, NY
Posted Date
Aug 15,2018
Info Source

A Compliance Officer is responsible for monitoring and providing business support on a variety of complex regulatory matters. As Compliance Officer you will be responsible for: · Provide support on .....

 
Company
Spartan Capital Securities, LLC.
Location
New York, NY
Posted Date
Sep 06,2018
Info Source

COMPLIANCE OFFICER Role Summary: Working in conjunction with Senior Management in fulfilling all Regulatory and Compliance requirements. The position involves, but is not limited to; · Maintaining .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Sep 04,2018
Info Source

Line Coverage Compliance Officer (CIG) - Asset Management # 115851..

 
Company
Special Citizens Futures Unlimited
Location
Bronx, NY
Posted Date
Sep 06,2018
Info Source

Special Citizens Futures Unlimited(SCFU) is seeking a Compliance Officer (CO) to join our non-profit team to lead and develop a seasoned compliance team. This position is ideal for the candidate who ..

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Sep 14,2018
Info Source

Our client is seeking a Chief Compliance Officer (CCO) who will be responsible for overseeing the firms compliance program..

 
Company
HAKS
Location
New York, NY
Posted Date
Aug 10,2018
Info Source

HAKS is seeking a Compliance Officer to be based in the New York office. The candidate is responsible for managing implementation, monitoring and continuous improvement of the Compliance and Ethics .....

 
Company
HAKS
Location
New York, NY
Posted Date
Jul 03,2018
Info Source

HAKS is seeking a Compliance Officer to be based in the New York office. The candidate is responsible for managing implementation, monitoring and continuous improvement of the Compliance and Ethics .....

 
Company
DE pfp
Location
Manhattan, NY
Posted Date
Sep 04,2018
Info Source

Compliance Officer for the NY-based branch. * Ensure compliance to all relevant rules and ... * Develop and maintain established compliance policies and procedures to .....

 
Company
Key Career Services
Location
Manhattan, NY
Posted Date
Aug 20,2018
Info Source

RE: Broker Dealer Firm is seeking a Compliance Officer for the firms various fixed income ... branch office inspections. REQUIREMENTS: · 3 to 7 years of experience working in fixed income ..

 
Company
Global Employment Solutions
Location
Manhattan, NY
Posted Date
Jul 20,2018
Info Source

Responsibility includes: • Support the Branch in ensuring compliance with all Corporate Compliance regulatory requirements related to the New York Branch with a focus on non-AML and non-sanctions .....

 
Company
The Compliance Search Group
Location
Newark, NJ
Posted Date
Sep 15,2018
Info Source

Overview A major financial services firm seeks a Deputy Chief Compliance Officer (DCO) for their Group Life Insurance division. The DCO position will have responsibility for oversight of multiple .....

Narrow Your Search Results — Try Advanced Search

Search All Manhattan Branch Compliance Officer Jobs

I found a new job! Thanks for your help.
Thomas B - ,
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 169