Branch Compliance Officer Jobs in New York City, New York | ComplianceCrossing.com
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Branch Compliance Officer Jobs in New York City






Job info
 
Company
Financial Services
Location
Manhattan, NY
Posted Date
Sep 25,2018
Info Source

A global investment bank is seeking an AVP level Compliance Testing professional to join their team in Midtown, NYC! Apply now for more details. Position Overview: The purpose of this role ..

 
Company
Infinity Consulting Solutions
Location
New York, NY
Posted Date
Sep 24,2018
Info Source

The NY Branch of a foreign bank is ... is looking for a Senior Compliance Officer to report up to the ... report up to the BSA Officer. The Senior..

 
Company
The Puerto Rican Family Institute, Inc.
Location
New York, NY
Posted Date
Sep 24,2018
Info Source

The CO reports directly to the CEO with indirect reporting to PRFI Board of Directors and is tasked with monitoring and reporting the results of compliance activities and with providing guidance ..

 
Company
The Blackstone Group LP
Location
New York, NY
Posted Date
Mar 05,2018
Info Source

: Compliance Officer - Blackstone Legal & Compliance Employer: Blackstone Firm Overview: Blackstone is one of the world s leading investment firms. We seek to create positive economic impact and .....

 
Company
Santander
Location
New York, NY
Posted Date
Sep 21,2018
Info Source

Exclusive Branch Referrals * Extensive Product Mix Including: Competitive Portfolio Suite; Condo ... Ensuring compliance to Retail Mortgage Lending policies and procedures. Performing work in .....

 
Company
Sims Metal Management
Location
Jersey City, NJ
Posted Date
Sep 07,2018
Info Source

Support the NAM business programs and compliance of national programs managed by Director of ... To the satisfaction of Director, Business VP's / NAM CFO * Collection of necessary insurance claims ..

 
Company
HAKS
Location
New York, NY
Posted Date
Aug 10,2018
Info Source

HAKS is seeking a Compliance Officer to be based in the New York office. The candidate is responsible for managing implementation, monitoring and continuous improvement of the Compliance and Ethics .....

 
Company
MARSH & MCLENNAN COMPANIES, INC
Location
New York, NY
Posted Date
Sep 20,2018
Info Source

The Senior Compliance Officer ("SCO") is responsible for supporting the compliance agenda of two dual registrants. Both firms are licensed as a broker-dealer with FINRA and adviser with the SEC..

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Sep 04,2018
Info Source

Line Coverage Compliance Officer (CIG) - Asset Management # 115851..

 
Company
The Compliance Search Group
Location
Newark, NJ
Posted Date
Sep 15,2018
Info Source

Overview A major financial services firm seeks a Deputy Chief Compliance Officer (DCO) for their Group Life Insurance division. The DCO position will have responsibility for oversight of multiple .....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Aug 11,2018
Info Source

Overview A fast growing Private Equity firm seeks a Chief Compliance Officer (CCO) to help them as they accelerate to the next level. JOB DESCRIPTION Overview: This position is responsible for ..

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Sep 14,2018
Info Source

Our client is seeking a Chief Compliance Officer (CCO) who will be responsible for overseeing the firms compliance program..

 
Company
Spartan Capital Securities, LLC.
Location
New York, NY
Posted Date
Sep 06,2018
Info Source

COMPLIANCE OFFICER Role Summary: Working in conjunction with Senior Management in fulfilling all Regulatory and Compliance requirements. The position involves, but is not limited to; · Maintaining .....

 
Company
Hedge Fund
Location
New York, NY
Posted Date
Sep 20,2018
Info Source

Our team is looking to bring on a motivated compliance professional to join our NYC team. With offices, worldwide, our new hire will be the only fully dedicated compliance professional for ..

 
Company
Key Career Services
Location
Manhattan, NY
Posted Date
Aug 20,2018
Info Source

RE: Broker Dealer Firm is seeking a Compliance Officer for the firms various fixed income ... branch office inspections. REQUIREMENTS: · 3 to 7 years of experience working in fixed income ..

 
Company
TransferMate
Location
New York, NY
Posted Date
Aug 15,2018
Info Source

A Compliance Officer is responsible for monitoring and providing business support on a variety of complex regulatory matters. As Compliance Officer you will be responsible for: · Provide support on .....

 
Company
HireResources
Location
New York, NY
Posted Date
Apr 12,2018
Info Source

The Chief Compliance Officer will be responsible for oversight of all aspects of a billion dollar investment management's compliance program. This role is part-time and the candidate can not .....

 
Company
The Goodkind Group
Location
New York, NY
Posted Date
Jan 19,2018
Info Source

A leading Financial Services Firm in NY is seeking to add a Senior Compliance Officer to support the CCO with the development and implementation of the Alternatives compliance program..

 
Company
DE pfp
Location
Manhattan, NY
Posted Date
Sep 04,2018
Info Source

Compliance Officer for the NY-based branch. * Ensure compliance to all relevant rules and ... * Develop and maintain established compliance policies and procedures to .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Sep 17,2018
Info Source

Compliance Review Officer # 119671..

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