Broker Dealer Chief Compliance Officer Jobs in Massachusetts | ComplianceCrossing.com
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Broker Dealer Chief Compliance Officer Jobs in Massachusetts






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Company
NBCU
Location
New Bedford, MA
Posted Date
Oct 16,2018
Info Source

... Officer reports to the Lending Manager. AMOUNT OF INDEPENDENT ACTION OF THE POSITION Approval ... lending. § Compliance with Bank Secrecy Act, OFAC and USA PATRIOT Act including Member .....

 
Company
The Compliance Search Group
Location
Boston, MA
Posted Date
Oct 13,2018
Info Source

... internal and external legal staff, Chief Compliance Officer, investment managers and operations personnel ... operations personnel to respond to compliance queries and resolve compliance related issues in a timely..

 
Company
Fin'l Services General, Boston, MA
Location
Boston, MA
Posted Date
Oct 12,2018
Info Source

Company is seeking CFO candidates for our growing Portfolio of industry leaders across North ... brokers and all other external parties that require financial information. Expected Results..

 
Company
UniBank for Savings
Location
Whitinsville, MA
Posted Date
Jul 11,2018
Info Source

The Compliance & Risk Manager, under the direction of the Chief Risk Officer, is responsible for the effective planning, coordination, implementation and monitoring of the Bank's and its subsidiaries .....

 
Company
East Cambridge Savings Bank
Location
Cambridge, MA
Posted Date
Sep 28,2018
Info Source

Under the guidance of the Senior Vice President/Chief Lending Officer, oversees and develops ... Identifies and reports compliance related issues and suspicious activity. Other Job .....

 
Company
Winchester Savings Bank
Location
,
Posted Date
Aug 24,2018
Info Source

Under the direction of the SVP Administrative Services/Compliance Officer, the Compliance QC Specialist collaborates with management and internal audit to achieve compliance with laws and regulations .....

 
Company
Medford Wellington Service
Location
North Billerica, MA
Posted Date
Aug 14,2018
Info Source

Site Safety Compliance Officer Medford Wellington Service Company is a rapidly growing HVAC/Refrigeration, Plumbing, Sheet Metal, and Electrical Contractor. We will be adding a Safety Compliance .....

 
Company
Manpower
Location
Framingham, MA
Posted Date
Jan 13,2017
Info Source

Chief Financial Officer Approx. ideal salary $120,000-$150,000 DOE with EXCELLENT BENEFITS ... compliance. · Oversee the month-end close process, constantly reviewing procedures while .....

 
Company
Angelica
Location
Somerville, MA
Posted Date
Sep 24,2018
Info Source

Assure compliance with safety and environmental regulations, as well as company policies and ... The Chief Engineer is responsible for the overall direction, coordination, and evaluation of these .....

 
Company
Wellington Management Company, LLP
Location
Boston, MA
Posted Date
Jan 26,2018
Info Source

Qualifications Undergraduate degree and minimum of 2 - 5 years of experience with an investment adviser, broker-dealer and/or compliance consultant, preferably to include experience with marketing .....

 
Company
Raytheon
Location
Billerica, Massachusetts
Posted Date
Aug 11,2018
Info Source

Ensures compliant submission of import entry instructions to Customs Brokers including management ... of customer expectations through collaboration, complete record keeping packages, and management of .....

 
Company
Hollister Staffing, Inc.
Location
Boston, MA
Posted Date
Aug 24,2018
Info Source

This individual will work to support the compliance officer. The Compliance Assistant must demonstrate initiative, excellent time management skills, organizational skills, and demonstrated computer .....

 
Company
United electronic Industries, Inc.
Location
Bedford, MA
Posted Date
Sep 18,2018
Info Source

The chief pilot/aviation dept. manager will be responsible for planning, coordinating, and ... Conducts periodic observations of these personnel to ensure compliance with Company standards and .....

 
Company
Dealer Tire
Location
Mansfield, MA
Posted Date
Sep 14,2018
Info Source

A recruiter will review your application EOE Statement Dealer Tire is an Equal Employment ... disability (in compliance with the Americans with Disabilities Act*), or any other legally .....

 
Company
All Care Plus Pharmacy
Location
Northborough, MA
Posted Date
Aug 03,2018
Info Source

Assist and support the Executive Director of Operations, who also serves as the Corporate Compliance Officer, in essential work areas such as license renewals, contract applications, accreditation .....

 
Company
Albion Management Resources
Location
Boston, MA
Posted Date
Oct 09,2018
Info Source

Develop and implement measurements to drive compliance and efficient operations * Review and ... Customs Broker License Required * Minimum of 5-7 years of Customs regulations, Customs clearance .....

 
Company
ABM Industries
Location
Boston, MA
Posted Date
Sep 20,2018
Info Source

The Chief Engineer must also ensure compliance with expense guidelines, company policy, and governing codes. ABM is an EOE/AA (M/F/Vet/Disability/Gender Identity/Sexual Orientation) Category..

 
Company
Baycoast Bank
Location
Swansea, MA
Posted Date
Oct 11,2018
Info Source

Under the supervision of the Senior Vice-President/Chief Risk Officer, the Information Security ... Monitors compliance with the Information Security Program and works with management to ensure .....

 
Company
Hollister Staffing
Location
Boston, MA
Posted Date
Oct 03,2018
Info Source

Reporting to the Chief Compliance Officer, this role will be responsible for leading assurance reviews across the company. This company is widely regarded as one of the top places to work ..

 
Company
Voya Financial
Location
Braintree, MA
Posted Date
Oct 05,2018
Info Source

Windsor, CT, Des Moines, IA) office to assist within our Broker Dealer division. Principal Responsibilities * Serve as primary Compliance resource for Voya Financial Advisors' investment advisory .....

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