Broker Dealer Chief Compliance Officer Jobs in Massachusetts | ComplianceCrossing.com
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Broker Dealer Chief Compliance Officer Jobs in Massachusetts






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Company
Attleboro YMCA
Location
Attleboro, MA
Posted Date
Feb 19,2018
Info Source

Serving as a member of the CEO's senior leadership team, the Chief Financial Officer shall be ... Experience with not-for-profit accounting; grand administration and compliance; and public .....

 
Company
STAVROS CENTER FOR INDEPENDENT LIVING
Location
Amherst, MA
Posted Date
Feb 18,2018
Info Source

CHIEF FINANCIAL OFFICER ~ Stavros seeks Chief Financial Officer to oversee financial operations, ensure ... systems and procedures, and ensure compliance with GAAP..

 
Company
City Year
Location
Boston, Massachusetts
Posted Date
Feb 17,2018
Info Source

... compliant data security standards. The CIO will advocate for how technology can contribute to scale operations and service excellence and provide extensive technical knowledge, strategic advice and .....

 
Company
SourceForth - Business Consulting & Management
Location
Boston, MA
Posted Date
Feb 17,2018
Info Source

Chief Operating Officer, Vice President of Automotive Retail & Corporate Fixed Operations ... car dealership group. * Must have experience in both strategic planning and execution - a keen .....

 
Company
Clinical Management Consultants
Location
Weymouth, MA
Posted Date
Feb 16,2018
Info Source

The Associate Chief Nursing Officer will join a team of dynamic, innovative, and dedicated ... compliance. This Senior Leader will play a large role in maintaining flow throughout the .....

 
Company
Fallon Community Health Plan
Location
Worcester, MA
Posted Date
Feb 16,2018
Info Source

In addition, the CMO oversees Fallon's Care Services organization as well as its PACE program, and ... compliance. * Maintaining and improving Fallon Health's NCQA accreditation scores and CMS star .....

 
Company
Citizens Bank
Location
Canton, MA
Posted Date
Feb 13,2018
Info Source

... broker dealer, investment advisor, and/or insuranceproducts and firm activities. The candidate may also supportregulatory inquiries from State and Federal regulators. Timelinessand coordination of .....

 
Company
MassMutual
Location
Springfield, MA
Posted Date
Feb 08,2018
Info Source

... such as Compliance, Field Inspection, and Regional Supervisory Directors. • Specialized ... Officers and Regional Supervisory Directors, providing guidance on suitability concerns and .....

 
Job title
Company
Daley And Associates, LLC
Location
Boston, Massachusetts
Posted Date
Feb 08,2018
Info Source

This person will lead a team of 3, work closely with the CEO to set financial plans and systems ... Manage all grant contract compliance under A-133, A-122, local regulations/statutes, and ..

 
Company
Citizens Bank
Location
Canton, MA
Posted Date
Feb 07,2018
Info Source

Description The Compliance Officer I - Generalist will support ... will support all aspects of compliance activities ... Regulatory Agency for ... activities ... Regulatory Agency for broker dealer, investment..

 
Job title
Company
Brooks Automation, Inc.
Location
Chelmsford, Massachusetts
Posted Date
Jan 29,2018
Info Source

The Life Sciences CFO is the senior financial executive for the reporting segment and will have a ... compliance with GAAP + Provide support to Corporate Finance & Accounting functions for ..

 
Company
Marsh & McLennan
Location
Boston, Massachusetts
Posted Date
Jan 27,2018
Info Source

The Mercer Americas Chief Compliance Officer is responsible for the company's US, Canada and Latin America risk and compliance programs and for overseeing a team of North America and Latin America ..

 
Company
Shire
Location
Lexington, MA
Posted Date
Jan 21,2018
Info Source

This role is responsible for ensuring consistency of approach to management of CMO?s and CTL?s, and for ensuring CMO?s/ CTL?s are in compliance with the regulatory requirements and the expectations .....

 
Company
Shire Pharmaceuticals
Location
Lexington, MA
Posted Date
Jan 19,2018
Info Source

... and CEO Office. This support will include monthly management reporting, the analysis of actual ... with experience dealing with ambiguity. Key customers include G&A Finance Team and Functional .....

 
Company
Father Bill's & MainSpring
Location
Brockton, MA
Posted Date
Dec 27,2017
Info Source

Chief Development Officer Father Bill's & MainSpring (FBMS) is seeking a Chief Development Officer ... empathy for those dealing with homelessness and related issues, and the desire to work .....

 
Company
Sterling Life Sciences
Location
Boston, Massachusetts
Posted Date
Nov 08,2017
Info Source

Ensure compliance with all SOX, securities regulatory requirements and mandates * Ensure ... Work closely with the CEO to manage the liquidity needs of the company * Develop short-term and .....

 
Company
Cybercoders
Location
Boston, MA
Posted Date
Nov 04,2017
Info Source

CEO - Patient-facing Digital Health Product If you are a CEO with proven experience leading a ... for compliance with all quality and regulatory matters. What You Need for this Position ..

 
Company
Cambridge Health Alliance
Location
Cambridge, MA
Posted Date
Oct 19,2017
Info Source

Under the direction of the Sr. VP PCS/CNO, the Associate Chief Nursing Officer (ACNO), of ... Contributes to the management of a reliable audit system that assesses nursing practice compliance .....

 
Company
Boston University
Location
Boston, Massachusetts
Posted Date
Jul 30,2017
Info Source

CHIEF SAFETY OFFICER, Research Compliance, Research Safety Tracking Code 8933/G2817 ... Code 8933/G2817 Job Description The Chief Safety Officer (CSO) is responsible for the .....

 
Company
Manpower
Location
Framingham, MA
Posted Date
Jan 13,2017
Info Source

Chief Financial Officer Approx. ideal salary $120,000-$150,000 DOE with EXCELLENT BENEFITS ... compliance. · Oversee the month-end close process, constantly reviewing procedures while .....

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