Broker Dealer Chief Compliance Officer Jobs in Massachusetts | ComplianceCrossing.com
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Broker Dealer Chief Compliance Officer Jobs in Massachusetts






Job info
 
Company
ExecuNet
Location
Boston, MA
Posted Date
Aug 09,2018
Info Source

... seeking a Senior Vice President, Chief Compliance Officer at their headquarters in Boston. ... position reports to the EVP, Chief Financial Officer within Company .....

 
Company
Greenfield Savings Bank
Location
Greenfield, MA
Posted Date
Aug 09,2018
Info Source

... compliance. This position has one .05 direct report. This position is full-time benefit eligible. Reports to EVP & COO. Detailed information can be found on Greenfield Savings Bank's Career Page ..

 
Company
Avidia Bank
Location
Hudson, MA
Posted Date
Aug 08,2018
Info Source

We are seeking to add an experienced Chief Risk Officer to provide oversight to the enterprise-wide ... Oversee the bank's FDICIA program including risks and controls and annual compliance. * Develop ..

 
Company
Catholic Social Services
Location
Fall River, MA
Posted Date
May 29,2018
Info Source

Chief Operating Officer Catholic Social Services (CSS) is the human services arm of the Catholic ... dealing with social welfare issues. Overall Organizational Indicators: Ensures compliance with all .....

 
Company
Consumer Banking & Financial Services, Boston, MA
Location
Boston, MA
Posted Date
Jul 13,2018
Info Source

The incumbent is responsible for leading, enhancing, and overseeing the Company US Privacy Program; developing policies and procedures to promote and confirm compliance with federal and state privacy .....

 
Company
Cybercoders
Location
Boston, MA
Posted Date
Jul 06,2018
Info Source

Chief Marketing Officer If you are interested in leading the marketing efforts at an exciting, well ... Your Right to Work - In compliance with federal law, all persons hired will ..

 
Company
Michael Page USA
Location
Waltham, MA
Posted Date
Jul 27,2018
Info Source

Wealth Management firm seeks Compliance Manager to join a well established and successful firm ... They also have an affiliated broker-dealer. They adopt a holistic approach to wealth management and .....

 
Company
USCHAG - U.S. Consumer Healthcare Advocacy Group
Location
Boston, MA
Posted Date
Jul 16,2018
Info Source

Work with Human Resources to ensure appropriate legal compliance. * Oversee the month-end close ... Chief Financial Officer (CFO) - Position Requirements * Bachelor Degree in Accounting or Finance..

 
Company
UniBank for Savings
Location
Whitinsville, MA
Posted Date
Jul 11,2018
Info Source

The Compliance & Risk Manager, under the direction of the Chief Risk Officer, is responsible for the effective planning, coordination, implementation and monitoring of the Bank's and its subsidiaries .....

 
Company
ExecuNet
Location
Springfield, MA
Posted Date
Jul 24,2018
Info Source

Reporting to the Chief Product and Services Officer, leads a 12 person team that own retail Trading (Fixed Income, Equities, Mutual Funds, Options, Margin and marketable Trade support). This includes .....

 
Company
Universal Green Commodities
Location
Boston, MA
Posted Date
Aug 02,2018
Info Source

Ensures compliance with all federal, state, and local financial and accounting laws and regulations through training and establishing clear internal processes and procedures along side CFO/Compliance .....

 
Company
Santander Bank, NA
Location
Boston, MA
Posted Date
Apr 26,2018
Info Source

**Business System Analyst - CIO, CBB, Channels** **-** **1805140** ## **Description** As a member ... These areas are also critical in assuring compliance with key regulatory reporting requirements..

 
Company
Needham Bank
Location
Needham, MA
Posted Date
Jul 25,2018
Info Source

Knowledgeable in research analysis, Internet environment, survey methods, regulatory compliance ... Capable of dealing calmly and professionally with numerous different personalities from diverse .....

 
Company
American Red Cross
Location
Medford, MA
Posted Date
Jul 27,2018
Info Source

We are currently seeking a Regional Chief Operating Officer for our Massachusetts Region, based in ... Ensures that the Region is in compliance and meeting all corporate requirements including .....

 
Company
Hollister Staffing
Location
Boston, MA
Posted Date
Jan 10,2018
Info Source

Reporting to the Chief Compliance Officer, this role will be responsible for leading assurance reviews across the company. This company is widely regarded as one of the top places to work ..

 
Company
Wellington Management Company, LLP
Location
Dorchester Center, MA
Posted Date
Aug 06,2018
Info Source

Qualifications Undergraduate degree and minimum of 2 - 5 years of experience with an investment adviser, broker-dealer and/or compliance consultant, preferably to include experience with marketing .....

 
Company
Carroll Enterprises, Inc.
Location
Worcester, MA
Posted Date
Jun 03,2018
Info Source

Oversee all associated persons' compliance with broker-dealer and industry requirements with regard to issues such as, but not limited to: annual compliance meetings firm element continuing education .....

 
Company
Education, Boston, MA
Location
Boston, MA
Posted Date
Jul 28,2018
Info Source

Manage organizational risk, including ensuring appropriate compliance systems are in place and ... Manage Chief Financial Officer to ensure network and schools have a sound financial strategy and .....

 
Company
Dana-Farber Cancer Institute
Location
Boston, MA
Posted Date
Aug 06,2018
Info Source

Grants & Contracts Officer this position must protect the Institute from non-compliance with sponsor policies and therefore must be proactive in dealing with all aspects of grants management..

 
Company
Biotech, Boston, MA
Location
Boston, MA
Posted Date
Jul 13,2018
Info Source

COMPANY is seeking an experienced Chief Financial Officer to oversee the company's growth, future ... SEC compliance and related reporting requirements - Assist in developing Board and Corporate .....

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